DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Munn Wealth Management, LLC
Latest filing May 7, 2026
First filing on the tape Mar 31, 2015 · 23 filings
SEC status approved since Apr 17, 2015
RAUM
$242M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$225M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$34.6M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$242M as of May 7, 2026
Mar 30, 2016$207M then
HNW client RAUM$103M as of May 7, 2026
Mar 28, 2019$60.0M then
State-registered IARs (5.B.3)4 as of May 7, 2026
Mar 30, 20168 then
Employees (5.A)10 as of May 7, 2026
Mar 30, 201613 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $34.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $158,709derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$122M51%
- High-net-worth individuals$103M43%
- Charitable organizations$10.3M4.4%
- Corporations and businesses$2.3M1.0%
- Other investment advisers$312,3880.1%
- Individual clients
- 624reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- 16reported
- Accounts
- 1,527reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Eldon MunnCertified Financial Planner | Maumee, Oh | Aug 2, 2017 | 17 y | 2 |
| Laura N. Walker | Maumee, Oh | Sep 11, 2017 | 18 y | 3 |
| Daniel James AchesonCertified Financial Planner | Maumee, Oh | Jan 11, 2019 | 10 y | 0 |
| Michael Nolan Wood | Maumee, Oh | Jul 10, 2019 | 35 y | 2 |
| Mahamed MoubarakCertified Financial Planner | Maumee, Oh | May 1, 2025 | 10 y | 0 |
| Daniel Richard Garvin | Maumee, Oh | Jul 16, 2026 | 42 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Grant S Sims to Tfo Wealth PartnersMar 30, 2022 · RIA to RIA
- Joshua Darrin Mudse to Carnegie Investment CounselOct 2, 2018 · RIA to RIA
Joined, latest
- Daniel Richard Garvin from Impact Partnership Wealth, LLCJul 16, 2026 · RIA to RIA
- Michael Nolan Wood from Atlantis Wealth Advisors LLCJul 10, 2019 · RIA to RIA
- Laura N. Walker from Camelot Portfolios, LLCSep 11, 2017 · Other
- Darren Thaddaeus Munn from Atlantis Wealth Advisors LLCSep 11, 2017 · Other
- David Eldon Munn from Camelot Portfolios, LLCAug 2, 2017 · Other
- Joshua Darrin Mudse from MML Investors Services, LLCJul 14, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P Frank Echelmeyer · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- Thaddaeus Darren Munn · Ownercontrolsince 03/2015 · owns 75% or more
- Eldon David Munn · Presidentcontrolsince 12/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
- Atlantis Wealth Advisors LLCinvestment advisernRAUM $150M
- Camelot Event-Driven Advisors, LLCinvestment advisernRAUM $108M
- Camelot Portfolios, LLCinvestment advisernRAUM $272M
Advisers that list Munn Wealth Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maumee, Oh · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,834 to 1,527Mar 20, 2025 to Mar 25, 2026
- Charity clients · 17 to 16Mar 20, 2025 to Mar 25, 2026
- HNW clients · 94 to 90Mar 20, 2025 to Mar 25, 2026
- Individual clients · 670 to 624Mar 20, 2025 to Mar 25, 2026
- Discretionary RAUM · $210M to $242MMar 20, 2025 to Mar 25, 2026
- HNW RAUM · $101M to $103MMar 20, 2025 to Mar 25, 2026
- Individual RAUM · $98.5M to $122MMar 20, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $43,662 to $44,735Mar 20, 2025 to Mar 25, 2026
- RAUM · $210M to $242MMar 20, 2025 to Mar 25, 2026
- Accounts · 1,898 to 1,834Mar 20, 2024 to Mar 20, 2025
- Charity clients · 21 to 17Mar 20, 2024 to Mar 20, 2025
- Corporate clients · 9 to 8Mar 20, 2024 to Mar 20, 2025
- HNW clients · 56 to 94Mar 20, 2024 to Mar 20, 2025
- Individual clients · 509 to 670Mar 20, 2024 to Mar 20, 2025
- Employees · 8 to 10Mar 20, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to More than 500Mar 20, 2024 to Mar 20, 2025
- Discretionary RAUM · $197M to $210MMar 20, 2024 to Mar 20, 2025
- HNW RAUM · $76.7M to $101MMar 20, 2024 to Mar 20, 2025
- Individual RAUM · $112M to $98.5MMar 20, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $12,802 to $43,662Mar 20, 2024 to Mar 20, 2025
- RAUM · $197M to $210MMar 20, 2024 to Mar 20, 2025
- Accounts · 1,875 to 1,898Mar 30, 2023 to Mar 20, 2024
- BD registered reps · 1 to 0Mar 30, 2023 to Mar 20, 2024
- Charity clients · 7 to 21Mar 30, 2023 to Mar 20, 2024
- Corporate clients · 6 to 9Mar 30, 2023 to Mar 20, 2024
- HNW clients · 32 to 56Mar 30, 2023 to Mar 20, 2024
- Individual clients · 543 to 509Mar 30, 2023 to Mar 20, 2024
- Employees · 7 to 8Mar 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $164M to $197MMar 30, 2023 to Mar 20, 2024
- HNW RAUM · $56.6M to $76.7MMar 30, 2023 to Mar 20, 2024
- Individual RAUM · $102M to $112MMar 30, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $12,803 to $12,802Mar 30, 2023 to Mar 20, 2024
- RAUM · $164M to $197MMar 30, 2023 to Mar 20, 2024
- Accounts · 486 to 1,875Aug 25, 2022 to Mar 30, 2023
- Advisory employees · 6 to 5Aug 25, 2022 to Mar 30, 2023
- Advisory activities · 3 to 4Aug 25, 2022 to Mar 30, 2023
- HNW clients · 45 to 32Aug 25, 2022 to Mar 30, 2023
- Individual clients · 428 to 543Aug 25, 2022 to Mar 30, 2023
- Employees · 10 to 7Aug 25, 2022 to Mar 30, 2023
- Insurance-licensed employees · 1 to 0Aug 25, 2022 to Mar 30, 2023
Signals
4 dated events
- Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of Munn Wealth Management, Llc (listed 2022-03-31, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- P Frank Echelmeyer (Chief Compliance Officer) appeared on Schedule A of Munn Wealth Management, LlcAug 2, 2022 · Control person joined · fact
- Grant S Sims left Munn Wealth Management, Llc for Tfo Wealth Partners (registered 2022-04-12)Mar 30, 2022 · Advisor changed firm · fact
- Munn Wealth Management, Llc filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 419-794-0536reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 419-794-0539reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/munn-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MUNNWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 419-794-0536reportedpublic record, Form ADV, May 7, 2026
- Team page
- munnwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026