DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• W••••• A••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Dec 23, 2013 · 38 filings
SEC status approved since Feb 3, 2014
RAUM
$150M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$139M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$37.5M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$150M as of Mar 24, 2026
Mar 31, 2015$0 then
HNW client RAUM$92.9M as of Mar 24, 2026
Mar 31, 2021$32.3M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 31, 20151 then
Employees (5.A)4 as of Mar 24, 2026
Mar 31, 20151 then
Private funds: no history
RAUM +2.4% over the last fiscal year+9.9% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $37.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $193,800derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.9M62%
- Individuals$46.0M31%
- Corporations and businesses$10.0M6.7%
- Charitable organizations$1.1M0.7%
- Pension and profit-sharing plans$258,8070.2%
- Individual clients
- 223reported
- HNW clients
- 25reported
- Pension plan clients
- 2reported
- Charitable clients
- 2reported
- Accounts
- 775reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• R••••• R••••Certified Financial Planner | Hilton Head Island, Sc | Jun 4, 2015 | 37 y | 1 |
| R•••••• L•• H••••• | Maumee, Oh | Aug 31, 2015 | 34 y | 2 |
| M••••••••• O•••••••• G•••••••••Certified Financial Planner | Appleton, Wi | Dec 18, 2018 | 12 y | 2 |
| S••••• E•••••• Z•••••••• | Dunedin, Fl | Feb 28, 2019 | 29 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••••• T•••••••• M••• to M••• W••••• M••••••••• L••Dec 31, 2023 · Other
- J••••• P••• H••••• to R•••••••••Jan 10, 2022 · RIA to RIA
- D••••• A••••• L•••• to A• W••••• M••••••••• L••Aug 31, 2020 · RIA to RIA
- M•••••• N•••• W••• to M••• W••••• M••••••••• L••Jul 1, 2019 · RIA to RIA
- J••• R••••• B•••• to E••••••••• W••••• A•••••••• L••Apr 11, 2019 · RIA to RIA
Joined, latest
- S••••• E•••••• Z•••••••• from N••• F•••••••• G••••• I•••Feb 28, 2019 · RIA to RIA
- M••••••••• O•••••••• G••••••••• from V••••••• L••Dec 18, 2018 · Other
- J••••• P••• H••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Mar 26, 2018 · Other
- M•••••• N•••• W••• from N••• F•••••••• G••••• I•••Sep 2, 2017 · Other
- D••••• A••••• L•••• from N•• A•••••• S•••••••• L••Mar 24, 2017 · Other
- R•••••• L•• H••••• from N••• F•••••••• G••••• I•••Aug 31, 2015 · Other
- T••• R••••• R•••• from W••••••• F•••••••• S•••••••• I•••Jun 4, 2015 · Other
- J••• R••••• B•••• from N••• F•••••••• G••••• I•••Sep 24, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• F••••• P• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- M•••• D•••••• T•••••••• · Ceo/Managing Membercontrolsince 12/2013 · owns 75% or more
Related persons
Schedule D 7.A
- C•••••• E••••••••• A•••••••• L••investment advisernRAUM $108M
- C•••••• P••••••••• L••investment adviseryRAUM $272M
- M••• W••••• M••••••••• L••investment advisernRAUM $242M
Advisers that list A••••••• W••••• A••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maumee, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Elkhart, IN1 employees
- Hilton Head Island, SC1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 773 to 775Mar 18, 2025 to Mar 24, 2026
- Charity clients · 3 to 2Mar 18, 2025 to Mar 24, 2026
- Corporate clients · 53 to 86Mar 18, 2025 to Mar 24, 2026
- Individual clients · 235 to 223Mar 18, 2025 to Mar 24, 2026
- Pension plan clients · 3 to 2Mar 18, 2025 to Mar 24, 2026
- Discretionary RAUM · $142M to $148MMar 18, 2025 to Mar 24, 2026
- HNW RAUM · $92.0M to $92.9MMar 18, 2025 to Mar 24, 2026
- Individual RAUM · $46.9M to $46.0MMar 18, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $4.4M to $1.9MMar 18, 2025 to Mar 24, 2026
- Pension RAUM · $225,820 to $258,807Mar 18, 2025 to Mar 24, 2026
- RAUM · $147M to $150MMar 18, 2025 to Mar 24, 2026
- Accounts · 805 to 773Mar 21, 2024 to Mar 18, 2025
- Advisory employees · 6 to 4Mar 21, 2024 to Mar 18, 2025
- BD registered reps · 2 to 1Mar 21, 2024 to Mar 18, 2025
- Corporate clients · 1 to 53Mar 21, 2024 to Mar 18, 2025
- Individual clients · 327 to 235Mar 21, 2024 to Mar 18, 2025
- Employees · 6 to 4Mar 21, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Mar 21, 2024 to Mar 18, 2025
- State-registered IARs · 6 to 4Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $141M to $142MMar 21, 2024 to Mar 18, 2025
- HNW RAUM · $86.4M to $92.0MMar 21, 2024 to Mar 18, 2025
- Individual RAUM · $53.5M to $46.9MMar 21, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $243,869 to $4.4MMar 21, 2024 to Mar 18, 2025
- Pension RAUM · $193,143 to $225,820Mar 21, 2024 to Mar 18, 2025
- RAUM · $141M to $147MMar 21, 2024 to Mar 18, 2025
- Accounts · 831 to 805Mar 30, 2023 to Mar 21, 2024
- Advisory employees · 4 to 6Mar 30, 2023 to Mar 21, 2024
- BD registered reps · 1 to 2Mar 30, 2023 to Mar 21, 2024
- Corporate clients · unset to 1.0Mar 30, 2023 to Mar 21, 2024
- HNW clients · 22 to 25Mar 30, 2023 to Mar 21, 2024
- Individual clients · 326 to 327Mar 30, 2023 to Mar 21, 2024
- Pension plan clients · 1 to 3Mar 30, 2023 to Mar 21, 2024
- Employees · 4 to 6Mar 30, 2023 to Mar 21, 2024
- State-registered IARs · 4 to 6Mar 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $111M to $141MMar 30, 2023 to Mar 21, 2024
- HNW RAUM · $61.7M to $86.4MMar 30, 2023 to Mar 21, 2024
- Individual RAUM · $50.0M to $53.5MMar 30, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $2.0M to $243,869Mar 30, 2023 to Mar 21, 2024
- Pension RAUM · $156,455 to $193,143Mar 30, 2023 to Mar 21, 2024
- RAUM · $113M to $141MMar 30, 2023 to Mar 21, 2024
Signals
6 dated events
- D••••• T•••••••• M••• left A••••••• W••••• A••••••• L•• for M••• W••••• M••••••••• L•• (registered 2017-09-11)Dec 31, 2023 · a•••••• firm change · fact
- Frank P Echelmeyer no longer registered at A••••••• W••••• A••••••• L••; no later IA registration on IAPDDec 31, 2023 · a•••••• departure · fact
- P Frank Echelmeyer (Chief Compliance Officer) appeared on Schedule A of A••••••• W••••• A••••••• L••Aug 2, 2022 · Control person joined · fact
- Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of A••••••• W••••• A••••••• L•• (listed 2022-03-31, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- J••••• P••• H••••• left A••••••• W••••• A••••••• L•• for Rcplanners (registered 2021-06-08)Jan 10, 2022 · a•••••• firm change · fact
- C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 23, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 419-794-3035reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- atlantiswealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 419-794-0538reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- atlantiswealthadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026