DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wellspring Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Edgar Bedritis | LPL Financial LLC BD affiliated | Wellspring Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Apr 23, 2018 |
| Christopher Edward Paul Pawlowski | Kms Financial Services, Inc BD affiliated | Wellspring Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Oct 30, 2020 |
| Scott Denis Abrahamson | The H Group, Inc. independent RIA | Wellspring Advisors, Inc. independent RIA | RIA to RIA | Apr 23, 2018 | Oct 30, 2020 (921 d) |
| Eric Jonathan Runge | Waddell & Reed other | Wellspring Advisors, Inc. independent RIA | Other | Mar 24, 2017 | May 12, 2017 (49 d) |
| Robert Edgar Bedritis | Principal Securities, Inc. other | Wellspring Advisors, Inc. independent RIA | Other | Feb 20, 2015 | Feb 23, 2015 |
| David Alan Riback | Strategic Financial Partners, Ltd other | Wellspring Advisors, Inc. independent RIA | Other | Dec 8, 2014 | Feb 12, 2014 |
| David Alan Riback | LPL Financial LLC other | Wellspring Advisors, Inc. independent RIA | Other | Jan 12, 2012 | Jan 12, 2012 |
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7 moves match.