DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tactical Investment Managers, LLC

Former SEC-registered adviserLeawood, KansasCRD 155912SEC 801-72138IAPD
Latest filing Mar 18, 2013
First filing on the tape Mar 29, 2012 · 3 filings
RAUM
$35.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$35.7M as of Mar 18, 2013
Mar 29, 2012$55.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 4
Private funds: no history
RAUM -35% over the last fiscal year
Practice profile
derived from the filing of Mar 18, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$224,579derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
159reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Paul Gary Henson · Chief Investment Officercontrol
        since 01/2010 · owns less than 5%
      • Renee Cheryl Vohland · Chief Compliance Officercontrol
        since 08/2011 · owns less than 5%
      • Christopher Martin Bicknell · Trusteecontrol
        since 06/2009 · owns F of Bicknell Family Managment Company Trust
      • Allen William Freeman · Trusteecontrol
        since 06/2009 · owns F of Bicknell Family Managment Company Trust
      Entity owners
      • Montage Investments, LLC · Managing Member
        direct · owns 75% or more
      • Bicknell Family Holding Company, LLC · Managing Member
        indirect · owns 75% or more of Mariner Holdings, LLC
      • Bicknell Family Management Company Trust · Managing Member
        indirect · owns F of Bicknell Family Holding Company, LLC
      • Mariner Holdings, LLC · Managing Member
        indirect · owns 75% or more of Montage Investments, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 226 to 159
        Sep 24, 2012 to Mar 18, 2013
      • Advisory employees · unset to 4.0
        Sep 24, 2012 to Mar 18, 2013
      • Employees · unset to 4.0
        Sep 24, 2012 to Mar 18, 2013
      • State-registered IARs · unset to 0.0
        Sep 24, 2012 to Mar 18, 2013
      • Discretionary RAUM · $55.3M to $35.7M
        Sep 24, 2012 to Mar 18, 2013
      • RAUM · $55.3M to $35.7M
        Sep 24, 2012 to Mar 18, 2013
      • Related bank · false to true
        Sep 24, 2012 to Mar 18, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026