DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Giralda Advisors, LLC

Former SEC-registered adviserNew York, New YorkCRD 165971SEC 801-77359IAPD
Latest filing Sep 2, 2016
First filing on the tape Nov 7, 2012 · 9 filings
RAUM
$206M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$206M as of Mar 29, 2016
Mar 4, 2013$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 29, 2016
Mar 4, 20133 then
Employees (5.A)4 as of Mar 29, 2016
Mar 4, 20134 then
Private funds: no history
RAUM -17% over the last fiscal year-3.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 2, 2016; every figure names its basis
RAUM per advisor
$206MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for investment companies, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
48reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Christopher Martin Bicknell · Chairmancontrol
      since 03/2015 · owns less than 5%
    • Soonsi Gladys Chow · Vice Presidentcontrol
      since 03/2015 · owns less than 5%
    • Anthony Jerry Miccolis · President/Chief Investment Officercontrol
      since 03/2015 · owns 10% to 25%
    • Renee Cheryl Vohland · Chief Compliance Officercontrol
      since 08/2016 · owns less than 5%
    • Christopher Martin Bicknell · Elected Managercontrol
      since 07/2007 · owns F of Bicknell Family Holding Co., LLC
    • John Robert Diquollo · Member
      since 10/2014 · owns 10% to 25%
    Entity owners
    • Montage Investments, LLC · Managing Member
      direct · owns 50% to 75%
    • Bicknell Family Holding Co., LLC · Manager
      indirect · owns 75% or more of Mariner Holdings, LLC
    • Mariner Holdings, LLC · Managing Member
      indirect · owns 75% or more of Montage Investments, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Giralda Advisors, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 21 to 48
      Jul 29, 2015 to Mar 29, 2016
    • Advisory employees · 4 to 3
      Jul 29, 2015 to Mar 29, 2016
    • Advisory activities · 3 to 4
      Jul 29, 2015 to Mar 29, 2016
    • Discretionary RAUM · $248M to $206M
      Jul 29, 2015 to Mar 29, 2016
    • RAUM · $248M to $206M
      Jul 29, 2015 to Mar 29, 2016
    • HQ city · MADISON to NEW YORK
      Mar 23, 2015 to Jul 29, 2015
    • HQ state · NJ to NY
      Mar 23, 2015 to Jul 29, 2015
    • Accounts · 1 to 21
      Mar 20, 2014 to Mar 23, 2015
    • Advisory employees · 3 to 4
      Mar 20, 2014 to Mar 23, 2015
    • Advisory activities · 2 to 3
      Mar 20, 2014 to Mar 23, 2015
    • Employees · 5 to 4
      Mar 20, 2014 to Mar 23, 2015
    • Insurance-licensed employees · 1 to 0
      Mar 20, 2014 to Mar 23, 2015
    • State-registered IARs · 3 to 1
      Mar 20, 2014 to Mar 23, 2015
    • Discretionary RAUM · $268M to $248M
      Mar 20, 2014 to Mar 23, 2015
    • RAUM · $268M to $248M
      Mar 20, 2014 to Mar 23, 2015
    • Advisory activities · 1 to 2
      Mar 4, 2013 to Mar 20, 2014
    • Employees · 4 to 5
      Mar 4, 2013 to Mar 20, 2014
    • Insurance-licensed employees · 3 to 1
      Mar 4, 2013 to Mar 20, 2014
    • Financial planning clients · 0 to unset
      Mar 4, 2013 to Mar 20, 2014
    • Discretionary RAUM · $227M to $268M
      Mar 4, 2013 to Mar 20, 2014
    • RAUM · $227M to $268M
      Mar 4, 2013 to Mar 20, 2014
    • Employees · 3 to 4
      Dec 20, 2012 to Mar 4, 2013
    • Financial planning clients · unset to 0
      Dec 20, 2012 to Mar 4, 2013
    • Discretionary RAUM · $223M to $227M
      Dec 20, 2012 to Mar 4, 2013
    • RAUM · $223M to $227M
      Dec 20, 2012 to Mar 4, 2013
    • Related bank · false to true
      Dec 20, 2012 to Mar 4, 2013
    • Accounts · 0 to 1
      Nov 7, 2012 to Dec 20, 2012
    • Advisory employees · 2 to 3
      Nov 7, 2012 to Dec 20, 2012
    • Insurance-licensed employees · 0 to 3
      Nov 7, 2012 to Dec 20, 2012
    • HQ city · LEAWOOD to MADISON
      Nov 7, 2012 to Dec 20, 2012
    • HQ state · KS to NJ
      Nov 7, 2012 to Dec 20, 2012
    • State-registered IARs · 0 to 3
      Nov 7, 2012 to Dec 20, 2012
    • Discretionary RAUM · $0 to $223M
      Nov 7, 2012 to Dec 20, 2012
    • RAUM · $0 to $223M
      Nov 7, 2012 to Dec 20, 2012
    • Related broker-dealer · false to true
      Nov 7, 2012 to Dec 20, 2012
    • Related insurance company · false to true
      Nov 7, 2012 to Dec 20, 2012
    Signals
    1 dated events
    • Giralda Advisors, Llc filed its initial SEC registration (Form ADV)
      Nov 7, 2012 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026