DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Ares Eif Management, LLC
Latest filing Jun 20, 2018
First filing on the tape Feb 14, 2012 · 11 filings
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
23 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
13
$5.4B gross assets
History
11 filings and snapshots on the tape
RAUM$3.9B as of Mar 31, 2018
Mar 27, 2013$4.6B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 31, 2018
Mar 27, 20130 then
Employees (5.A)33 as of Mar 31, 2018
Mar 27, 201336 then
Private funds13 as of Mar 31, 2018
Mar 27, 20138 then
RAUM -29% over the last fiscal year-7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 20, 2018; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $321MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.9B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Project Finance Fund III, L.P.no longer reported | Private Equity Fund | $0 | 9 | Feb 14, 2012 |
| Uspf II Co-Investor Ferndale, L.P. | Private Equity Fund | $0 | 0 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- J (Mi Only) Michael Arougheti · Chief Executive Officercontrolsince 01/2018 · owns less than 5%
- Benjamin David Kaplan · Co-Head Pecontrolsince 01/2018 · owns less than 5%
- Goldsmith Miriam Krieger · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Christina Oh · Vice President, Chief Financial Officer And Treasurercontrolsince 01/2018 · owns less than 5%
- Peter Antony Ressler · Executive Chairmancontrolsince 01/2018 · owns less than 5%
- Bennett Rosenthal · Co-Head Pecontrolsince 01/2018 · owns less than 5%
- Daniel Michael Weiner · Vice President, Chief Legal Officer And Secretarycontrolsince 01/2015 · owns less than 5%
- Peter Antony Ressler · Membercontrolsince 01/2002 · owns 25% to 50% of Ares Owners Holdings L.P.
Entity owners
- Ares Management LLC · Memberdirect · owns 75% or more
- Ares Holdco LLC · General Partnerindirect · owns F of Ares Management Holdings L.P.
- Ares Holdco LLC · General Partnerindirect · owns F of Ares Holdings L.P.
- Ares Holdings Inc · Memberindirect · owns 75% or more of Ares Holdco LLC
- Ares Holdings L.P. · Limited Partnerindirect · owns 75% or more of Ares Management Holdings L.P.
- Ares Management Holdings L.P. · Memberindirect · owns 75% or more of Ares Management LLC
- Ares Management LP · Sole Shareholderindirect · owns 75% or more of Ares Holdings Inc · public reporting company
- Ares Owners Holdings L.P. · Limited Partnerindirect · owns 50% to 75% of Ares Holdings L.P.
- Ares Partners Holdco LLC · General Partnerindirect · owns F of Ares Owners Holdings L.P.
Related persons
Schedule D 7.A
- Ace Esslp Gp, LLCbankpooled vehicle sponsorn
- Ace III Gp (Scotland) Llpbankpooled vehicle sponsorn
- Acof Asia Management, L.P.bankpooled vehicle sponsorn
- Acof Investment Management, LLCinvestment adviserbankn
- Acof IV Atd Co-Investment Management, LLCpooled vehicle sponsorn
- Acof Management II, L.P.bankpooled vehicle sponsorn
- Acof Management III, L.P.bankpooled vehicle sponsorn
- Acof Management IV, L.P.bankpooled vehicle sponsorn
- Acof Management V, L.P.bankpooled vehicle sponsorn
- Acof Management, L.P.bankpooled vehicle sponsorn
- Acof Operating Manager II, L.P.investment adviserbankn
- Acof Operating Manager III, LLCinvestment adviserbankn
- Acof Operating Manager IV, LLCinvestment adviserbankn
- Acof Operating Manager, L.P.investment adviserbankn
- Adem Advisors, LLCpooled vehicle sponsorn
- Adem Management LLCinvestment advisern
- Aeif Linden Gp, LLCpooled vehicle sponsory
- Aelis Vi Management, L.P.pooled vehicle sponsorn
- Aelis X Management, L.P.investment advisern
- Aepep (Scotland) Gp II, L.L.P.pooled vehicle sponsorn
- Aepep II N Gp, LPpooled vehicle sponsorn
- American Capital Equity Management I, LLCpooled vehicle sponsorn
- American Capital Equity Management II, LLCpooled vehicle sponsorn
- Ap Cc Incentivepooled vehicle sponsorn
- Ap-T Manager II LLCpooled vehicle sponsorn
- Apollo Financial Advisers LLCinvestment advisern
- Apollo Poland Real Estate Advisers LPinvestment advisern
- Apollo Poland Real Estate Advisors, L.P.pooled vehicle sponsorn
- Apollo Real Estate Advisors III, L.P.pooled vehicle sponsorn
- Apollo Real Estate Advisors IV, L.P.pooled vehicle sponsorn
Advisers that list Ares Eif Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Mill Valley, CA3 employees
What changed
consecutive filings, newest first
- Advisory employees · 30 to 23Sep 29, 2017 to Mar 31, 2018
- BD registered reps · 1 to 0Sep 29, 2017 to Mar 31, 2018
- Charity clients · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Corporate clients · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- HNW clients · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Individual clients · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Pension plan clients · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Pooled vehicle clients · unset to 12.0Sep 29, 2017 to Mar 31, 2018
- Assets in custody · $5.4B to $3.9BSep 29, 2017 to Mar 31, 2018
- Employees · 43 to 33Sep 29, 2017 to Mar 31, 2018
- Other offices · unset to 3.0Sep 29, 2017 to Mar 31, 2018
- Discretionary RAUM · $5.4B to $3.9BSep 29, 2017 to Mar 31, 2018
- HNW RAUM · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Individual RAUM · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Pension RAUM · unset to 0.0Sep 29, 2017 to Mar 31, 2018
- Pooled vehicle RAUM · unset to 3854087660.0Sep 29, 2017 to Mar 31, 2018
- RAUM · $5.4B to $3.9BSep 29, 2017 to Mar 31, 2018
- Accounts · 13 to 12Mar 30, 2016 to Mar 31, 2017
- Advisory employees · 36 to 30Mar 30, 2016 to Mar 31, 2017
- BD registered reps · 0 to 1Mar 30, 2016 to Mar 31, 2017
- Assets in custody · unset to 5401464301.0Mar 30, 2016 to Mar 31, 2017
- Custody of client assets · false to trueMar 30, 2016 to Mar 31, 2017
- Employees · 36 to 43Mar 30, 2016 to Mar 31, 2017
- Discretionary RAUM · $5.8B to $5.4BMar 30, 2016 to Mar 31, 2017
- RAUM · $5.8B to $5.4BMar 30, 2016 to Mar 31, 2017
- Accounts · 9 to 13Mar 31, 2015 to Mar 30, 2016
- Business name · ENERGY INVESTORS FUNDS to ARES EIF MANAGEMENT, LLCMar 31, 2015 to Mar 30, 2016
- Legal name · EIF MANAGEMENT, LLC to ARES EIF MANAGEMENT, LLCMar 31, 2015 to Mar 30, 2016
- Private funds · 9 to 13Mar 31, 2015 to Mar 30, 2016
- Discretionary RAUM · $4.9B to $5.8BMar 31, 2015 to Mar 30, 2016
- RAUM · $4.9B to $5.8BMar 31, 2015 to Mar 30, 2016
- Accounts · 8 to 9Jul 15, 2014 to Mar 31, 2015
- HQ city · NEEDHAM to LOS ANGELESJul 15, 2014 to Mar 31, 2015
- HQ state · MA to CAJul 15, 2014 to Mar 31, 2015
- Private funds · 8 to 9Jul 15, 2014 to Mar 31, 2015
- Discretionary RAUM · $4.5B to $4.9BJul 15, 2014 to Mar 31, 2015
- RAUM · $4.5B to $4.9BJul 15, 2014 to Mar 31, 2015
- Related adviser · false to trueJul 15, 2014 to Mar 31, 2015
- Related bank · false to trueJul 15, 2014 to Mar 31, 2015
- Related broker-dealer · false to trueJul 15, 2014 to Mar 31, 2015
Signals
1 dated events
- Ares Eif Management, Llc reported RAUM $3.9B, down 29% from $5.4B (2017-09-29 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Ares Eif Management, LLC · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026