DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Ares Clo Management LLC
Latest filing Apr 1, 2018
First filing on the tape Sep 30, 2015 · 10 filings
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
37 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
$4.3B gross assets
History
10 filings and snapshots on the tape
RAUM$4.3B as of Apr 1, 2018
Mar 30, 2016$2.0B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Apr 1, 2018
Mar 30, 20160 then
Employees (5.A)53 as of Apr 1, 2018
Mar 30, 201683 then
Private funds8 as of Apr 1, 2018
Mar 30, 20163 then
RAUM +52% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2018; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $541MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J (Mi Only) Michael Arougheti · Chief Executive Officercontrolsince 01/2018 · owns less than 5%
- Kipp Robert Deveer · Presidentcontrolsince 01/2018 · owns less than 5%
- Goldsmith Miriam Krieger · Vice President & Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Peter Antony Ressler · Executive Chairmancontrolsince 01/2018 · owns less than 5%
- Facemire Penelope Roll · Vice President, Chief Financial Officer And Treasurercontrolsince 01/2018 · owns less than 5%
- Daniel Michael Weiner · Vice President, General Counsel And Secretarycontrolsince 06/2015 · owns less than 5%
- Peter Antony Ressler · Membercontrolsince 01/2002 · owns 25% to 50% of Ares Owners Holdings L.P.
Entity owners
- Ares Clo Management Holdings Ltd. · Sole Memberdirect · owns 75% or more
- Ai Holdco LLC · General Partnerindirect · owns F of Ares Investments L.P.
- Ares Ai Holdings L.P. · Sole Memberindirect · owns 75% or more of Ai Holdco LLC
- Ares Holdco LLC · General Partnerindirect · owns F of Ares Management Holdings L.P.
- Ares Holdco LLC · General Partnerindirect · owns 25% to 50% of Ares Holdings L.P.
- Ares Holdings Inc. · Memberindirect · owns 75% or more of Ares Holdco LLC
- Ares Holdings L.P. · Limited Partnerindirect · owns 75% or more of Ares Management Holdings L.P.
- Ares Investements Holdings LLC · Memberindirect · owns 50% to 75% of Ares Clo Management Holdings Ltd.
- Ares Investments L.P. · Memberindirect · owns 75% or more of Ares Investements Holdings LLC
- Ares Management Holdings L.P. · Memberindirect · owns 75% or more of Ares Management LLC
- Ares Management L.P. · Sole Memberindirect · owns F of Ai Holdco LLC · public reporting company
- Ares Management L.P. · General Partnerindirect · owns F of Ares Ai Holdings L.P. · public reporting company
- Ares Management LLC · Memberindirect · owns 50% to 75% of Ares Clo Management Holdings Ltd.
- Ares Management, L.P. · Sole Memberindirect · owns 75% or more of Ares Holdings Inc. · public reporting company
- Ares Owners Holdings L.P. · Limited Partnerindirect · owns 50% to 75% of Ares Holdings L.P.
- Ares Owners Holdings L.P. · Limited Partnerindirect · owns 50% to 75% of Ares Investments L.P.
- Ares Partners Holdco LLC · General Partnerindirect · owns F of Ares Owners Holdings L.P.
Related persons
Schedule D 7.A
- Ace Esslp Gp, LLCbankpooled vehicle sponsorn
- Ace III Gp (Scotland) Llppooled vehicle sponsorn
- Acof Asia Management, L.P.bankpooled vehicle sponsorn
- Acof IV Atd Co-Investment Management, LLCpooled vehicle sponsorn
- Acof Management II, L.P.bankpooled vehicle sponsorn
- Acof Management III, L.P.bankpooled vehicle sponsorn
- Acof Management IV, L.P.bankpooled vehicle sponsorn
- Acof Management V, L.P.bankpooled vehicle sponsorn
- Acof Management, L.P.bankpooled vehicle sponsorn
- Adem Advisors, LLCpooled vehicle sponsorn
- Aeif Linden Gp, LLCpooled vehicle sponsorn
- Aelis Vi Management, L.P.pooled vehicle sponsorn
- Aepep (Scotland) Gp II, L.L.P.pooled vehicle sponsorn
- Aepep II N Gp, LPpooled vehicle sponsorn
- American Capital Equity Management I, LLCpooled vehicle sponsorn
- American Capital Equity Management II, LLCpooled vehicle sponsorn
- Ap Cc Incentivepooled vehicle sponsorn
- Ap-T Manager II LLCpooled vehicle sponsorn
- Apollo Poland Real Estate Advisors, L.P.pooled vehicle sponsorn
- Apollo Real Estate Advisors III, L.P.pooled vehicle sponsorn
- Apollo Real Estate Advisors IV, L.P.pooled vehicle sponsorn
- Apollo Real Estate Advisors V, L.P.pooled vehicle sponsorn
- Aprescco LLCpooled vehicle sponsorn
- Apsecurities LLCpooled vehicle sponsorn
- Area Eagle Co-Invest Advisors, L.P.pooled vehicle sponsorn
- Area European Property Enhancement Advisors, L.P.bankpooled vehicle sponsorn
- Area Uk Co-Invest, L.P.pooled vehicle sponsorn
- Area-Caelus Co-Invest Advisors L.P.pooled vehicle sponsorn
- Areg -T Advisors III, L.P.pooled vehicle sponsorn
- Areg Aurora Co-Invest Incentive LLCpooled vehicle sponsorn
Advisers that list Ares Clo Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 8Sep 29, 2017 to Apr 1, 2018
- Advisory employees · 70 to 37Sep 29, 2017 to Apr 1, 2018
- BD registered reps · 2 to 0Sep 29, 2017 to Apr 1, 2018
- Charity clients · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Corporate clients · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- HNW clients · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Individual clients · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Pension plan clients · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Pooled vehicle clients · unset to 8.0Sep 29, 2017 to Apr 1, 2018
- Employees · 91 to 53Sep 29, 2017 to Apr 1, 2018
- Other offices · unset to 1.0Sep 29, 2017 to Apr 1, 2018
- Private funds · 3 to 8Sep 29, 2017 to Apr 1, 2018
- Discretionary RAUM · $2.8B to $4.3BSep 29, 2017 to Apr 1, 2018
- HNW RAUM · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Individual RAUM · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Pension RAUM · unset to 0.0Sep 29, 2017 to Apr 1, 2018
- Pooled vehicle RAUM · unset to 4326814895.0Sep 29, 2017 to Apr 1, 2018
- RAUM · $2.8B to $4.3BSep 29, 2017 to Apr 1, 2018
- Accounts · 3 to 4Mar 30, 2016 to Mar 31, 2017
- Advisory employees · 61 to 70Mar 30, 2016 to Mar 31, 2017
- Employees · 83 to 91Mar 30, 2016 to Mar 31, 2017
- Discretionary RAUM · $2.0B to $2.8BMar 30, 2016 to Mar 31, 2017
- RAUM · $2.0B to $2.8BMar 30, 2016 to Mar 31, 2017
- Accounts · 1 to 3Oct 22, 2015 to Mar 30, 2016
- Advisory employees · 57 to 61Oct 22, 2015 to Mar 30, 2016
- Employees · 78 to 83Oct 22, 2015 to Mar 30, 2016
- Private funds · 1 to 3Oct 22, 2015 to Mar 30, 2016
- Discretionary RAUM · $100M to $2.0BOct 22, 2015 to Mar 30, 2016
- RAUM · $100M to $2.0BOct 22, 2015 to Mar 30, 2016
Signals
2 dated events
- Ares Clo Management Llc reported RAUM $4.3B, up 52% from $2.8B (2017-09-29 to 2018-04-01)Apr 1, 2018 · RAUM change · derived
- Ares Clo Management Llc filed its initial SEC registration (Form ADV)Sep 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026