DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at North Ridge
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michelle Pham Tran | Osaic Wealth, Inc. BD affiliated | North Ridge independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Mar 18, 2025 |
| John David Pritchett | Raymond James Financial Services Advisors, Inc BD affiliated | North Ridge independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2022 | Oct 27, 2022 |
| Adam David Cornwell | Vista Capital Partners, Inc. other | North Ridge independent RIA | Other | Apr 24, 2014 | Nov 24, 2014 (214 d) |
| Brian John Lawrence | Headwater Investment Consulting,Inc. other | North Ridge independent RIA | Other | Jul 7, 2011 | May 6, 2011 |
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4 moves match.