DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Momentum Advisors
Legal name Momentum Advisors, LLC
Latest filing Jul 17, 2026
First filing on the tape Jan 25, 2012 · 53 filings
SEC status approved since Feb 7, 2012
RAUM
$415M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$351M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$69.1M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$415M as of Jul 17, 2026
Mar 14, 2013$26.1M then
HNW client RAUM$257M as of Jul 17, 2026
Mar 31, 2018$47.3M then
State-registered IARs (5.B.3)7 as of Jul 17, 2026
Mar 14, 20131 then
Employees (5.A)10 as of Jul 17, 2026
Mar 14, 20133 then
Private funds1 as of Jul 17, 2026
Mar 30, 20221 then
RAUM +3.6% over the last fiscal year+7.7% a year over threeIARs 6 to 7offices 1 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $69.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $242M, 818 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M62%
- Individuals$94.4M23%
- Charitable organizations$54.5M13%
- Pooled investment vehicles$6.6M1.6%
- Individual clients
- 220reported
- HNW clients
- 134reported
- Pension plan clients
- n/areported
- Charitable clients
- 12reported
- Accounts
- 370reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $242M for 818 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.85 fund_share=0.02 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Mahabirsingh | New York, Ny | Apr 10, 2026 | 22 y | 1 |
| Kyle James Pitts | New York, Ny | Apr 10, 2026 | 12 y | 6 |
| William Henry PlattCertified Financial Planner | New York, Ny | Apr 13, 2026 | 24 y | 7 |
| Andrea P Gray | New York, Ny | Apr 22, 2026 | 21 y | 3 |
| Baron L Hilliard | New York, Ny | Apr 22, 2026 | 11 y | 1 |
| Tyler C Holley | New York, Ny | Apr 29, 2026 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Bryan Thomas to T. Rowe Price Associates, Inc.Nov 30, 2020 · Other
- Keith Leon Beverly to Re-Envision WealthMar 13, 2019 · RIA to RIA
Joined, latest
- Andrea P Gray from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 25, 2021 · Wirehouse to independent RIA
- Bryan Thomas from Morgan StanleyNov 20, 2020 · Wirehouse to independent RIA
- Keith Leon Beverly from Osaic Fa, Inc.Mar 2, 2016 · Other
- Kyle James Pitts from Pnc Wealth ManagementFeb 16, 2016 · Other
- William Henry Platt from American Portfolios Advisors, IncMar 23, 2015 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Franklin Morgan Fund 1 LLC | Private Equity Fund | $6.2M | 49 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- J Allan Boomer · Partnercontrolsince 03/2024 · owns less than 5%
- Henry William Platt · Managing Partner And Chief Compliance Officercontrolsince 03/2024 · owns 25% to 50%
- J Allan Boomer · 45% Shareholder Of Momentum Advisors, LLCcontrolsince 04/2013 · owns 25% to 50% of The Momentum Group Inc.
- Henry William Platt · 35% Shareholder Of Momentum Advisors, LLCcontrolsince 03/2023 · owns 25% to 50% of The Momentum Group Inc.
- James Kyle Pitts · Investment Advisor Representative And Member (Partner)since 03/2023 · owns less than 5%
Entity owners
- The Momentum Group Inc. · Managing Member, Parent Entitydirect · owns 75% or more
Related persons
Schedule D 7.A
- Momentum Life Brokeragereal estaten
- Momentum Risk Managementreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Somerset, NJ3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Apr 28, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $400,137,550 to $414,662,880, advisors 6 to 7, private clients 313 to 354, offices 1 to 2 (2025-04-01 to 2026-04-28)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Apr 28, 2026private-client share of RAUM moved from 68.0% to 85.0% between the annual amendments of 2025-04-01 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Apr 28, 2026institutional share of RAUM moved from 32.0% to 13.0% between the annual amendments of 2025-04-01 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 329 to 370Apr 1, 2025 to Mar 31, 2026
- Advisory employees · 6 to 7Apr 1, 2025 to Mar 31, 2026
- Advisory activities · 8 to 9Apr 1, 2025 to Mar 31, 2026
- Charity clients · 16 to 12Apr 1, 2025 to Mar 31, 2026
- HNW clients · 85 to 134Apr 1, 2025 to Mar 31, 2026
- Individual clients · 228 to 220Apr 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 1.0Apr 1, 2025 to Mar 31, 2026
- Assets in custody · $76.0M to $242MApr 1, 2025 to Mar 31, 2026
- Employees · 9 to 10Apr 1, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 7Apr 1, 2025 to Mar 31, 2026
- Other offices · 1 to 2Apr 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $398M to $413MApr 1, 2025 to Mar 31, 2026
- HNW RAUM · $198M to $257MApr 1, 2025 to Mar 31, 2026
- Individual RAUM · $72.0M to $94.4MApr 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.9M to $2.1MApr 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 6632225.0Apr 1, 2025 to Mar 31, 2026
- RAUM · $400M to $415MApr 1, 2025 to Mar 31, 2026
- Accounts · 301 to 329Nov 13, 2024 to Apr 1, 2025
- Advisory employees · 5 to 6Nov 13, 2024 to Apr 1, 2025
- Charity clients · 14 to 16Nov 13, 2024 to Apr 1, 2025
- HNW clients · 54 to 85Nov 13, 2024 to Apr 1, 2025
- Individual clients · 233 to 228Nov 13, 2024 to Apr 1, 2025
- Assets in custody · $351M to $76.0MNov 13, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 0Nov 13, 2024 to Apr 1, 2025
- State-registered IARs · 5 to 6Nov 13, 2024 to Apr 1, 2025
- Discretionary RAUM · $351M to $398MNov 13, 2024 to Apr 1, 2025
- HNW RAUM · $131M to $198MNov 13, 2024 to Apr 1, 2025
- Individual RAUM · $89.6M to $72.0MNov 13, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $2.1M to $1.9MNov 13, 2024 to Apr 1, 2025
- RAUM · $353M to $400MNov 13, 2024 to Apr 1, 2025
- Assets in custody · $35B to $351MMar 29, 2024 to Nov 13, 2024
- Employees · 7 to 9Mar 29, 2024 to Nov 13, 2024
- Employees · 9 to 7Aug 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $330M to $351MAug 14, 2023 to Mar 29, 2024
- HNW RAUM · $112M to $131MAug 14, 2023 to Mar 29, 2024
- Individual RAUM · $75.6M to $89.6MAug 14, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.7M to $2.1MAug 14, 2023 to Mar 29, 2024
- RAUM · $332M to $353MAug 14, 2023 to Mar 29, 2024
- Related adviser · true to falseAug 14, 2023 to Mar 29, 2024
- Accounts · 805 to 301Aug 14, 2023 to Mar 29, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Momentum Advisors · Independent Sponsorsshared crd · capital_provider
- Momentum Advisors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@momentum-advisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 917-720-9912reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 917-997-4297reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/momentum-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MOMENTUM-ADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 917-997-4297reportedpublic record, Form ADV, Jul 17, 2026
- Contact form
- momentum-advisors.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026