DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Amj Financial Wealth Management LLC
Latest filing Mar 19, 2026
First filing on the tape Aug 10, 2018 · 23 filings
SEC status approved since Sep 12, 2018
RAUM
$482M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$476M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$30.1M
derived; firm RAUM over IAPD count
Employees
17
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$482M as of Mar 19, 2026
Mar 21, 2019$122M then
HNW client RAUM$308M as of Mar 19, 2026
Mar 21, 2019$73.4M then
State-registered IARs (5.B.3)14 as of Mar 19, 2026
Mar 21, 20195 then
Employees (5.A)17 as of Mar 19, 2026
Mar 21, 20197 then
Private funds: no history
RAUM +13% over the last fiscal year+17% a year over threeIARs 15 to 14
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $30.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $258,766derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $958MreportedItem 5.I
- Custody
- $220M, 567 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$308M64%
- Individuals$168M35%
- Pension and profit-sharing plans$4.1M0.8%
- Corporations and businesses$1.5M0.3%
- Charitable organizations$485,5420.1%
- Individual clients
- 371reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,862reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $479M sponsored, $479M managedreported
- Custody of client assets
- $220M for 567 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Angela Mullis BenderCertified Financial Planner | Leesburg, Va | Mar 27, 2017 | 19 y | 2 |
| Fridtjov MarkussenCertified Financial Planner | Leesburg, Va | Sep 27, 2018 | 25 y | 5 |
| Brett Douglas Bender | Leesburg, Va | Sep 27, 2018 | 29 y | 1 |
| Ashley Laken BarberCertified Financial Planner | Leesburg, Va | Sep 27, 2018 | 10 y | 1 |
| John Malcolm Mullis | Leesburg, Va | Sep 27, 2018 | 28 y | 3 |
| Tucker Ryan HoltCertified Financial Planner | Leesburg, Va | Apr 26, 2019 | 11 y | 2 |
| Luke Christopher EstepCertified Financial Planner | Leesburg, Va | May 3, 2023 | 13 y | 0 |
| Luke JacksonChartered Financial Analyst | Leesburg, Va | Jun 13, 2023 | 13 y | 0 |
| James Morrison Ventrelli | Leesburg, Va | Aug 28, 2023 | 13 y | 0 |
| Caroline Virginia Ludwick | Leesburg, Va | Jan 1, 2024 | 11 y | 0 |
| Matthew AlbrittonCertified Financial Planner | Leesburg, Va | Jan 26, 2024 | 15 y | 6 |
| Patrick Daniel Tessier | Leesburg, Va | Feb 19, 2024 | 13 y | 0 |
| Kevin Thomas BrownCertified Financial Planner | Leesburg, Va | Apr 19, 2024 | 13 y | 0 |
| Joshua Clark CohenCertified Financial Planner | Leesburg, Va | Aug 12, 2024 | 12 y | 0 |
| Alexis Margaret PeedCertified Financial Planner | Leesburg, Va | Nov 11, 2024 | 12 y | 0 |
| Sean Strock Mccarthy | Leesburg, Va | Dec 5, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Austin Catania to Milestone Asset Management, LLCFeb 13, 2025 · RIA to RIA
- Megan Kelly to Creative PlanningJul 24, 2023 · RIA to RIA
- David Weiss to Creative PlanningMar 30, 2023 · RIA to RIA
- Bianca Sophie San to Cassaday & Company, Inc.Feb 10, 2023 · RIA to RIA
- Joshua Frederick Williford to Wells Fargo AdvisorsMar 7, 2022 · RIA to wirehouse
- Ibtasam Mahmood to Azzad Asset Management, Inc.Dec 18, 2018 · RIA to RIA
Joined, latest
- Matthew Albritton from Sagevest Wealth ManagementJan 26, 2024 · RIA to RIA
- David Weiss from Brighter Financial Capital Management, LLCJul 26, 2021 · RIA to RIA
- Joshua Frederick Williford from Raymond James Financial Services Advisors, IncApr 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Tucker Ryan Holt from LPL Financial LLCApr 26, 2019 · RIA to RIA
- Ibtasam Mahmood from Scottrade Investment ManagementApr 28, 2018 · Affiliated broker-dealer or bank to independent RIA
- Angela Mullis Bender from LPL Financial LLCMar 27, 2017 · Other
- Fridtjov Markussen from Waddell & ReedFeb 26, 2015 · Other
- John Malcolm Mullis from LPL Financial LLCJun 1, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mullis Angela Bender · Managing Member, Chief Compliance Officer, Ceocontrolsince 02/2012 · owns 50% to 75%
- Douglas Brett Bender · Member, Chief Financial Officer, Chief Operating Officercontrolsince 02/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leesburg, Va · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 19, 2026HNW share of RAUM moved from 80.0% to 64.0% between the annual amendments of 2025-03-21 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,744 to 1,862Jan 7, 2026 to Mar 19, 2026
- HNW clients · 132 to 99Jan 7, 2026 to Mar 19, 2026
- Individual clients · 302 to 371Jan 7, 2026 to Mar 19, 2026
- Assets in custody · $188M to $220MJan 7, 2026 to Mar 19, 2026
- Employees · 18 to 17Jan 7, 2026 to Mar 19, 2026
- State-registered IARs · 15 to 14Jan 7, 2026 to Mar 19, 2026
- Discretionary RAUM · $427M to $482MJan 7, 2026 to Mar 19, 2026
- HNW RAUM · $340M to $308MJan 7, 2026 to Mar 19, 2026
- Individual RAUM · $82.0M to $168MJan 7, 2026 to Mar 19, 2026
- Pension RAUM · $3.7M to $4.1MJan 7, 2026 to Mar 19, 2026
- RAUM · $427M to $482MJan 7, 2026 to Mar 19, 2026
- Related adviser · true to falseJan 7, 2026 to Mar 19, 2026
- Wrap assets (manager) · $0 to $479MJan 7, 2026 to Mar 19, 2026
- Wrap assets (sponsor) · $0 to $479MJan 7, 2026 to Mar 19, 2026
- Accounts · 1,587 to 1,744Feb 5, 2025 to Mar 21, 2025
- Advisory activities · 5 to 6Feb 5, 2025 to Mar 21, 2025
- Charity clients · 4.0 to unsetFeb 5, 2025 to Mar 21, 2025
- Corporate clients · 2.0 to unsetFeb 5, 2025 to Mar 21, 2025
- HNW clients · 112 to 132Feb 5, 2025 to Mar 21, 2025
- Individual clients · 294 to 302Feb 5, 2025 to Mar 21, 2025
- Pension plan clients · 2.0 to unsetFeb 5, 2025 to Mar 21, 2025
- Assets in custody · $140M to $188MFeb 5, 2025 to Mar 21, 2025
- Employees · 17 to 18Feb 5, 2025 to Mar 21, 2025
- Financial planning clients · 26-50 to 1-10Feb 5, 2025 to Mar 21, 2025
- State-registered IARs · 13 to 15Feb 5, 2025 to Mar 21, 2025
- Discretionary RAUM · $335M to $427MFeb 5, 2025 to Mar 21, 2025
- HNW RAUM · $248M to $340MFeb 5, 2025 to Mar 21, 2025
- Individual RAUM · $78.7M to $82.0MFeb 5, 2025 to Mar 21, 2025
- Pension RAUM · $2.5M to $3.7MFeb 5, 2025 to Mar 21, 2025
- RAUM · $335M to $427MFeb 5, 2025 to Mar 21, 2025
- Wrap assets (manager) · $333M to $0Feb 5, 2025 to Mar 21, 2025
- Wrap assets (sponsor) · $333M to $0Feb 5, 2025 to Mar 21, 2025
- Accounts · 1,423 to 1,587Sep 13, 2023 to Mar 29, 2024
- Advisory employees · 11 to 7Sep 13, 2023 to Mar 29, 2024
- Charity clients · unset to 4.0Sep 13, 2023 to Mar 29, 2024
- Corporate clients · unset to 2.0Sep 13, 2023 to Mar 29, 2024
- HNW clients · 143 to 112Sep 13, 2023 to Mar 29, 2024
- Individual clients · 250 to 294Sep 13, 2023 to Mar 29, 2024
- Pension plan clients · unset to 2.0Sep 13, 2023 to Mar 29, 2024
- Assets in custody · $48.9M to $140MSep 13, 2023 to Mar 29, 2024
Signals
6 dated events
- Austin Catania left Amj Financial Wealth Management Llc for Milestone Asset Management, Llc (registered 2026-01-14)Feb 13, 2025 · Advisor changed firm · fact
- Megan Kelly left Amj Financial Wealth Management Llc for Creative Planning (registered 2023-07-31)Jul 24, 2023 · Advisor changed firm · fact
- David Weiss left Amj Financial Wealth Management Llc for Creative Planning (registered 2023-04-11)Mar 30, 2023 · Advisor changed firm · fact
- Bianca Sophie San left Amj Financial Wealth Management Llc for Cassaday & Company, Inc. (registered 2023-07-17)Feb 10, 2023 · Advisor changed firm · fact
- Joshua Frederick Williford left Amj Financial Wealth Management Llc for Wells Fargo Advisors (registered 2024-10-25)Mar 7, 2022 · Advisor changed firm · fact
- Amj Financial Wealth Management Llc filed its initial SEC registration (Form ADV)Aug 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-466-0477reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-723-8890reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-237-4134reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/AMJ-FINANCIAL_2reportedpublic record, Form ADV, Sep 17, 2026
- Website
- AMJFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-466-0477reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- amjfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026