DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blackrock (Hong Kong) Limited

Former SEC-registered adviserHong Kong, CRD 164592SEC 801-76927IAPD
Latest filing Feb 5, 2014
First filing on the tape Jul 12, 2012 · 10 filings
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
29 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$2.7B as of Feb 5, 2014
Jul 12, 2012$4.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 5, 2014
Nov 7, 20120 then
Employees (5.A)57 as of Feb 5, 2014
Nov 7, 2012147 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 5, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$170MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
16reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Bovell Paul Marc Desmidt · Directorcontrol
        since 10/2012 · owns less than 5%
      • Juanita Li Yuen Ting · Chief Compliance Officercontrol
        since 07/2012 · owns less than 5%
      • Timothy Michael Marquardt · Directorcontrol
        since 12/2009 · owns less than 5%
      • Seumas Mark Mccombe · Chief Executive Officercontrol
        since 02/2012 · owns less than 5%
      • James Henry Alastair Peters · Chief Financial Officercontrol
        since 07/2013 · owns less than 5%
      • Douglas Graham Turl · Directorcontrol
        since 01/2014 · owns less than 5%
      Entity owners
      • Blackrock Hk Holdco Limited · Sole Shareholder
        direct · owns 75% or more
      • Blackrock (Singapore) Holdco Pte. Ltd. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Asiapac Holdco LLC
      • Blackrock Advisors Holdings, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock International Holdings, Inc.
      • Blackrock Asiapac Holdco LLC · Sole Shareholder
        indirect · owns 75% or more of Blackrock Hk Holdco Limited
      • Blackrock Financial Management, Inc · Sole Shareholder
        indirect · owns 75% or more of Blackrock Advisors Holdings, Inc.
      • Blackrock Holdco 2, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Financial Management, Inc.
      • Blackrock International Holdings, Inc. · General Partner
        indirect · owns F of Br Jersey International Holdings, L.P.
      • Blackrock, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
      • Br Jersey International Holdings, L.P. · Sole Shareholder
        indirect · owns 75% or more of Blackrock (Singapore) Holdco. Pte. Ltd
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 30 to 16
        Nov 7, 2012 to Mar 27, 2013
      • Advisory employees · 28 to 29
        Nov 7, 2012 to Mar 27, 2013
      • Advisory activities · 2 to 3
        Nov 7, 2012 to Mar 27, 2013
      • Employees · 147 to 57
        Nov 7, 2012 to Mar 27, 2013
      • Discretionary RAUM · $4.7B to $2.7B
        Nov 7, 2012 to Mar 27, 2013
      • RAUM · $4.7B to $2.7B
        Nov 7, 2012 to Mar 27, 2013
      • Advisory employees · unset to 28.0
        Aug 21, 2012 to Nov 7, 2012
      • BD registered reps · unset to 0.0
        Aug 21, 2012 to Nov 7, 2012
      • Employees · unset to 147.0
        Aug 21, 2012 to Nov 7, 2012
      • State-registered IARs · unset to 0.0
        Aug 21, 2012 to Nov 7, 2012
      Signals
      1 dated events
      • Blackrock (Hong Kong) Limited filed its initial SEC registration (Form ADV)
        Jul 12, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026