DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Blackrock Advisors, LLC

Asset manager (funds and pooled vehicles)New York, New YorkCRD 106614SEC 801-47710websiteIAPD
Latest filing May 15, 2026
First filing on the tape Mar 30, 2012 · 79 filings
SEC status approved since Nov 1, 1994
RAUM
$1096B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
146
137 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
79 filings and snapshots on the tape
RAUM$1096B as of May 15, 2026
Mar 30, 2012$399B then
HNW client RAUM$2.7B as of Mar 30, 2023
Mar 27, 2019$0 then
State-registered IARs (5.B.3)3 as of May 15, 2026
Mar 27, 20130 then
Employees (5.A)146 as of May 15, 2026
Mar 27, 201343 then
Private funds: 2
RAUM +14% over the last fiscal year+14% a year over threeIARs 3 to 3offices 8 to 9
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
RAUM per advisor
$365BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.6BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
48.7derivedItem 5.A over advisors
Advisors per office
0.3derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1071B98%
  • State and municipal entities$25B2.3%
  • Pooled investment vehicles$687M0.1%
  • Other investment advisers$216M0.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
305reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=44.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Blackrock Quantitative Investors, LLC - Enhanced S&P 500 Seriesno longer reportedOther Private Fund$01Mar 30, 2012
      Blackrock Quantitative Partners, LP - Enhanced S&P 500 Seriesno longer reportedOther Private Fund$03Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Douglas Laurence Fink · Chief Executive Officercontrol
        since 09/1994 · owns less than 5%
      • Lawrence Robert Goldstein · Chief Operating Officercontrol
        since 06/2014 · owns less than 5%
      • Steven Robert Kapito · Presidentcontrol
        since 09/2007 · owns less than 5%
      • Joseph Christopher Meade · General Counsel And Chief Legal Officercontrol
        since 11/2016 · owns less than 5%
      • Choon Sik Charles Park · Chief Compliance Officercontrol
        since 06/2014 · owns less than 5%
      • Martin Small · Chief Financial Officer
        since 02/2023 · owns less than 5%
      Entity owners
      • Blackrock Capital Holdings, Inc. · Sole Member
        direct · owns 75% or more
      • Blackrock Financial Management, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Capital Holdings, Inc.
      • Blackrock Holdco 2, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Financial Management, Inc.
      • Blackrock, Inc. · Sole Shareholder
        indirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      • 1824 Private Equity Gp, LLC
        pooled vehicle sponsory
      • 1885 Private Opportunities Gp, LLC
        pooled vehicle sponsorn
      • Aperio Group, LLC
        investment advisery
      • Apo Global Healthcare Gp S.A R.L.
        pooled vehicle sponsorn
      • Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.
        pooled vehicle sponsorn
      • Aviation Holdings Genpar, LLC
        pooled vehicle sponsorn
      • Aviation Holdings III (Genpar) LLC
        pooled vehicle sponsorn
      • Aviation Holdings III (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Co-Investment Fund (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Co-Investment Fund III (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Co-Investment Fund IV (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Co-Investment Fund V (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Custom Partnerships (Genpar), LLC
        pooled vehicle sponsory
      • Baa Gaia Imc (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Private Capital 2002 (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Private Capital II (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Private Capital III (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Real Assets (Genpar), LLC
        pooled vehicle sponsorn
      • Baa Real Assets II (Genpar), LLC
        pooled vehicle sponsorn
      • Bis Brazos Infrastructure Gp, LLC
        pooled vehicle sponsorn
      • Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC
        pooled vehicle sponsorn
      • Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.
        pooled vehicle sponsory
      • Bl Lepus Genpar LLC
        pooled vehicle sponsorn
      • Blackrock (Channel Islands) Limited
        investment advisern
      • Blackrock (Luxembourg) S.A.
        investment advisern
      • Blackrock (Netherlands) B.V.
        investment advisern
      • Blackrock (Singapore) Limited
        investment adviserbanknRAUM $70B
      • Blackrock Advisors (Uk) Limited
        investment advisern
      • Blackrock Alternative Advisors (Genpar), LLC
        pooled vehicle sponsorn
      • Blackrock Alternative Funds Gp S.A.R.L.
        pooled vehicle sponsory
      Advisers that list Blackrock Advisors, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • San Francisco, CA53 employees
      • Princeton, NJ32 employees
      • Boston, MA5 employees
      • Philadelphia, PA5 employees
      • Atlanta, GA3 employees
      • Palm Beach Garden, FL1 employees
      • Newport Beach, CA1 employees
      • Denver, CO1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • very high RAUM per advisorStatic outlier · filing May 15, 2026
        RAUM per registered advisor of $365,374,201,409 against a peer median of $3,819,469,289 (75 comparable advisers, 99.0th percentile, 82.8 robust deviations)
        peers: asset managers, $20B and over (75) · 99% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 299 to 305
        Jan 27, 2026 to Mar 31, 2026
      • Advisory employees · 139 to 137
        Jan 27, 2026 to Mar 31, 2026
      • BD registered reps · 50 to 44
        Jan 27, 2026 to Mar 31, 2026
      • Employees · 148 to 146
        Jan 27, 2026 to Mar 31, 2026
      • Other offices · 8 to 9
        Jan 27, 2026 to Mar 31, 2026
      • Discretionary RAUM · $959B to $1096B
        Jan 27, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $809M to $687M
        Jan 27, 2026 to Mar 31, 2026
      • RAUM · $959B to $1096B
        Jan 27, 2026 to Mar 31, 2026
      • Financial planning clients · unset to
        Jun 18, 2025 to Jul 30, 2025
      • Accounts · 306 to 299
        Feb 12, 2025 to Mar 31, 2025
      • Advisory employees · 156 to 139
        Feb 12, 2025 to Mar 31, 2025
      • Advisory activities · 4 to 3
        Feb 12, 2025 to Mar 31, 2025
      • BD registered reps · 59 to 50
        Feb 12, 2025 to Mar 31, 2025
      • Employees · 221 to 148
        Feb 12, 2025 to Mar 31, 2025
      • Insurance-licensed employees · 2 to 3
        Feb 12, 2025 to Mar 31, 2025
      • Discretionary RAUM · $870B to $959B
        Feb 12, 2025 to Mar 31, 2025
      • Pooled vehicle RAUM · $830M to $809M
        Feb 12, 2025 to Mar 31, 2025
      • RAUM · $870B to $959B
        Feb 12, 2025 to Mar 31, 2025
      • Accounts · 322 to 306
        Nov 22, 2023 to Mar 28, 2024
      • Advisory employees · 176 to 156
        Nov 22, 2023 to Mar 28, 2024
      • BD registered reps · 72 to 59
        Nov 22, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 8 to 2
        Nov 22, 2023 to Mar 28, 2024
      • Employees · 256 to 221
        Nov 22, 2023 to Mar 28, 2024
      • Insurance-licensed employees · 4 to 2
        Nov 22, 2023 to Mar 28, 2024
      • State-registered IARs · 5 to 3
        Nov 22, 2023 to Mar 28, 2024
      • Other offices · 10 to 8
        Nov 22, 2023 to Mar 28, 2024
      • Discretionary RAUM · $746B to $870B
        Nov 22, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $2 to $0
        Nov 22, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.3B to $830M
        Nov 22, 2023 to Mar 28, 2024
      • RAUM · $746B to $870B
        Nov 22, 2023 to Mar 28, 2024
      • HNW RAUM · 2713843554.0 to unset
        Aug 2, 2023 to Aug 3, 2023
      • Accounts · 316 to 322
        Sep 1, 2022 to Mar 30, 2023
      • Advisory employees · 183 to 176
        Sep 1, 2022 to Mar 30, 2023
      • BD registered reps · 77 to 72
        Sep 1, 2022 to Mar 30, 2023
      • Employees · 273 to 256
        Sep 1, 2022 to Mar 30, 2023
      • Insurance-licensed employees · 5 to 4
        Sep 1, 2022 to Mar 30, 2023
      • Other offices · 13 to 10
        Sep 1, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1002B to $746B
        Sep 1, 2022 to Mar 30, 2023
      • HNW RAUM · unset to 2713843554.0
        Sep 1, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $0 to $2
        Sep 1, 2022 to Mar 30, 2023
      Signals
      4 dated events
      • Russell Daniel Waltcher (Director) no longer on Schedule A of Blackrock Advisors, Llc (listed 2024-05-17, absent 2024-05-21)
        May 21, 2024 · Control person left · inference
      • Stephen Gary Shedlin (Chief Financial Officer) no longer on Schedule A of Blackrock Advisors, Llc (listed 2023-11-22, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Blackrock Advisors, Llc reported RAUM $745.8B, down 26% from $1.0T (2022-09-01 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Blackrock Advisors, Llc reported RAUM $1.0T, up 27% from $789.6B (2021-11-05 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
      Website
      blackrock.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      212 810 5300reportedpublic record, Form ADV, May 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026