DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Portfolio Strategy Group, LLC
Latest filing Mar 26, 2026
First filing on the tape Jan 17, 2013 · 38 filings
SEC status approved since Feb 8, 2013
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$2.0B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.6B
derived; firm RAUM over IAPD count
Employees
15
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$2.6B as of Mar 26, 2026
Feb 6, 2014$1.2B then
HNW client RAUM$2.0B as of Mar 26, 2026
Mar 30, 2018$1.3B then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Feb 6, 20140 then
Employees (5.A)15 as of Mar 26, 2026
Feb 6, 20146 then
Private funds1 as of Mar 26, 2026
Feb 6, 20141 then
RAUM +9.9% over the last fiscal year+9.5% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $2.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 405derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $5.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $415M, 289 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B77%
- Corporations and businesses$443M17%
- Charitable organizations$53.7M2.1%
- Pooled investment vehicles$47.9M1.8%
- Pension and profit-sharing plans$27.8M1.1%
- Individuals$20.8M0.8%
- Individual clients
- 46reported
- HNW clients
- 359reported
- Pension plan clients
- 19reported
- Charitable clients
- 13reported
- Accounts
- 478reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $415M for 289 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.78 fund_share=0.02 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacques Elie BoubliCertified Financial Planner | White Plains, Ny | Nov 8, 2022 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jacques Elie Boubli from J.P. Morgan Securities LLCNov 8, 2022 · Wirehouse to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| The Psg Fund, LLC | Hedge Fund | $47.9M | 79 | Jan 17, 2013 |
Owners and control persons
Schedule A and B, latest filing
- David Lawrence Bartimer · Managing Directorcontrolsince 12/2012 · owns less than 5%
- Elie Jacques Boubli · Managing Directorcontrolsince 01/2023 · owns less than 5%
- Laurence Edward Scharf · Managing Directorcontrolsince 12/2012 · owns less than 5%
- Alan Richard Yoken · Managing Directorcontrolsince 12/2012 · owns less than 5%
- Scott Peter Yorkes · Managing Directorcontrolsince 12/2012 · owns less than 5%
- Michael Thomas Zottner · Managing Directorcontrolsince 12/2012 · owns less than 5%
- Laurie Ghali · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Focus Operating, LLC · Memberdirect · owns 75% or more
- Cd&R Ferdinand Co-Investor, L.P. · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- Cd&R Ferdinand Holdings, L.P. · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
- Clayton, Dubilier & Rice Fund Xii, L.P. · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
- Ferdinand Ffp Parent, Inc. · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Ultimate Holdings, LP · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
- Focus Financial Partners Inc. · Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- Focus Financial Partners, LLC · Memberindirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
- Focus Risk Solutions, LLCreal estaten
- Scs Capital Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $49B
Advisers that list The Portfolio Strategy Group, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 26, 2026BOUBLI, JACQUES, ELIE (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-02-02 and 2026-03-26peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 442 to 478Mar 20, 2025 to Mar 26, 2026
- Charity clients · 15 to 13Mar 20, 2025 to Mar 26, 2026
- Corporate clients · 35 to 41Mar 20, 2025 to Mar 26, 2026
- HNW clients · 328 to 359Mar 20, 2025 to Mar 26, 2026
- Individual clients · 42 to 46Mar 20, 2025 to Mar 26, 2026
- Pension plan clients · 22 to 19Mar 20, 2025 to Mar 26, 2026
- Assets in custody · $241M to $415MMar 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.4B to $2.6BMar 20, 2025 to Mar 26, 2026
- HNW RAUM · $1.9B to $2.0BMar 20, 2025 to Mar 26, 2026
- Individual RAUM · $16.4M to $20.8MMar 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $8.0M to $10.2MMar 20, 2025 to Mar 26, 2026
- Pension RAUM · $26.3M to $27.8MMar 20, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $45.7M to $47.9MMar 20, 2025 to Mar 26, 2026
- RAUM · $2.4B to $2.6BMar 20, 2025 to Mar 26, 2026
- Accounts · 405 to 442Jan 13, 2025 to Mar 20, 2025
- Advisory employees · 7 to 9Jan 13, 2025 to Mar 20, 2025
- Charity clients · 14 to 15Jan 13, 2025 to Mar 20, 2025
- Corporate clients · 36 to 35Jan 13, 2025 to Mar 20, 2025
- HNW clients · 285 to 328Jan 13, 2025 to Mar 20, 2025
- Individual clients · 43 to 42Jan 13, 2025 to Mar 20, 2025
- Pension plan clients · 25 to 22Jan 13, 2025 to Mar 20, 2025
- Assets in custody · $234M to $241MJan 13, 2025 to Mar 20, 2025
- Employees · 14 to 15Jan 13, 2025 to Mar 20, 2025
- Financial planning clients · 251-500 to 251-500Jan 13, 2025 to Mar 20, 2025
- Discretionary RAUM · $2.2B to $2.4BJan 13, 2025 to Mar 20, 2025
- HNW RAUM · $1.7B to $1.9BJan 13, 2025 to Mar 20, 2025
- Individual RAUM · $17.8M to $16.4MJan 13, 2025 to Mar 20, 2025
- Non-discretionary RAUM · $1.4M to $8.0MJan 13, 2025 to Mar 20, 2025
- Pension RAUM · $19.2M to $26.3MJan 13, 2025 to Mar 20, 2025
- Pooled vehicle RAUM · $48.3M to $45.7MJan 13, 2025 to Mar 20, 2025
- RAUM · $2.2B to $2.4BJan 13, 2025 to Mar 20, 2025
- Related insurance company · false to trueJan 13, 2025 to Mar 20, 2025
- Accounts · 401 to 405Feb 2, 2024 to Mar 28, 2024
- Advisory employees · 8 to 7Feb 2, 2024 to Mar 28, 2024
- Corporate clients · 31 to 36Feb 2, 2024 to Mar 28, 2024
- HNW clients · 287 to 285Feb 2, 2024 to Mar 28, 2024
- Pension plan clients · 24 to 25Feb 2, 2024 to Mar 28, 2024
- Assets in custody · $86.1M to $234MFeb 2, 2024 to Mar 28, 2024
- Employees · 11 to 14Feb 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.2BFeb 2, 2024 to Mar 28, 2024
Signals
2 dated events
- The Portfolio Strategy Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 17, 2013 · Succession (Item 4) · fact
- The Portfolio Strategy Group, Llc filed its initial SEC registration (Form ADV)Jan 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@psgwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 914-288-4900reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 914-328-6670reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-535-5110reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/the-portfolio-strategy-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- psgwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 914-288-4900reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- psgwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- psgwealth.com/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026