DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••••• W••••• A•••••••• I•••
Latest filing Apr 1, 2026
First filing on the tape Apr 26, 2018 · 19 filings
SEC status approved since May 31, 2018
RAUM
$174M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$165M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$57.9M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$174M as of Apr 1, 2026
Jan 25, 2019$108M then
HNW client RAUM$148M as of Apr 1, 2026
Jan 25, 2019$75.0M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Jan 25, 20193 then
Employees (5.A)6 as of Apr 1, 2026
Jan 25, 20196 then
Private funds: no history
RAUM +1.9% over the last fiscal year+7.1% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $57.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $490,844derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $174MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M85%
- Individuals$17.5M10%
- Corporations and businesses$7.4M4.2%
- Charitable organizations$1.0M0.6%
- Individual clients
- 51reported
- HNW clients
- 88reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 354reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• R•• K••••Certified Financial Planner | Houston, Tx | Jun 3, 2014 | 39 y | 1 |
| A•••••• K•••• M••••Certified Financial Planner | Houston, Tx | Apr 7, 2015 | 12 y | 0 |
| D••••• J••••• D••••••Certified Financial Planner | Houston, Tx | Mar 16, 2026 | 13 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••••• A•••• M••••••• to E••••• J••••Jun 16, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- D••••• J••••• D•••••• from M••••• F••• W••••• M••••••••• L••Mar 16, 2026 · RIA to RIA
- T••••• A•••• M••••••• from W•••• F•••• A•••••••Mar 9, 2021 · Wirehouse to independent RIA
- J•••••• R•• K•••• from V••• F•••••••• A•••••••• I•••Jun 3, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• J••••••• R•• · President And Chief Compliance Officercontrolsince 12/2003 · owns 25% to 50%
- M••••• A••••••• K•••• · T••••••controlsince 02/2020 · owns F of A•••••• K•••• H••••••• T••••• A•••••• K••••• T••••••
Entity owners
- A•••••• K•••• H••••••• T••••• A•••••• K••••• T•••••• · Minority Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 357 to 354Mar 6, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Mar 6, 2025 to Mar 27, 2026
- BD registered reps · 2 to 3Mar 6, 2025 to Mar 27, 2026
- HNW clients · 72 to 88Mar 6, 2025 to Mar 27, 2026
- Individual clients · 70 to 51Mar 6, 2025 to Mar 27, 2026
- Employees · 2 to 6Mar 6, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 3Mar 6, 2025 to Mar 27, 2026
- Discretionary RAUM · $171M to $174MMar 6, 2025 to Mar 27, 2026
- HNW RAUM · $143M to $148MMar 6, 2025 to Mar 27, 2026
- Individual RAUM · $24.9M to $17.5MMar 6, 2025 to Mar 27, 2026
- RAUM · $171M to $174MMar 6, 2025 to Mar 27, 2026
- Accounts · 336 to 357Jun 24, 2024 to Mar 6, 2025
- Advisory employees · 3 to 2Jun 24, 2024 to Mar 6, 2025
- BD registered reps · 3 to 2Jun 24, 2024 to Mar 6, 2025
- HNW clients · 60 to 72Jun 24, 2024 to Mar 6, 2025
- Individual clients · 88 to 70Jun 24, 2024 to Mar 6, 2025
- Employees · 3 to 2Jun 24, 2024 to Mar 6, 2025
- Financial planning clients · 0 to 1-10Jun 24, 2024 to Mar 6, 2025
- State-registered IARs · 3 to 2Jun 24, 2024 to Mar 6, 2025
- Discretionary RAUM · $165M to $171MJun 24, 2024 to Mar 6, 2025
- HNW RAUM · $135M to $143MJun 24, 2024 to Mar 6, 2025
- Individual RAUM · $29.2M to $24.9MJun 24, 2024 to Mar 6, 2025
- RAUM · $165M to $171MJun 24, 2024 to Mar 6, 2025
- Accounts · 348 to 336Mar 16, 2023 to Mar 12, 2024
- HNW clients · 62 to 60Mar 16, 2023 to Mar 12, 2024
- Individual clients · 76 to 88Mar 16, 2023 to Mar 12, 2024
- Discretionary RAUM · $141M to $165MMar 16, 2023 to Mar 12, 2024
- HNW RAUM · $118M to $135MMar 16, 2023 to Mar 12, 2024
- Individual RAUM · $23.6M to $29.2MMar 16, 2023 to Mar 12, 2024
- RAUM · $141M to $165MMar 16, 2023 to Mar 12, 2024
- Wrap assets (manager) · $141M to $0Mar 16, 2023 to Mar 12, 2024
- Accounts · 329 to 348Mar 10, 2022 to Feb 22, 2023
- Advisory activities · 2 to 3Mar 10, 2022 to Feb 22, 2023
- HNW clients · 55 to 62Mar 10, 2022 to Feb 22, 2023
- Individual clients · 87 to 76Mar 10, 2022 to Feb 22, 2023
- Employees · 5 to 3Mar 10, 2022 to Feb 22, 2023
- Discretionary RAUM · $169M to $141MMar 10, 2022 to Feb 22, 2023
- HNW RAUM · $140M to $118MMar 10, 2022 to Feb 22, 2023
- Individual RAUM · $28.9M to $23.6MMar 10, 2022 to Feb 22, 2023
- RAUM · $169M to $141MMar 10, 2022 to Feb 22, 2023
Signals
4 dated events
- T••••• A•••• M••••••• left J••••• W••••• A•••••••• I••• for E••••• J•••• (registered 2025-05-05)Jun 16, 2025 · Advisor changed firm · fact
- Kanchan Kabad (Chief Operating Officer) no longer on Schedule A of J••••• W••••• A•••••••• I••• (listed 2024-03-12, absent 2024-06-24)Jun 24, 2024 · Control person left · inference
- Anasuya Kabad (Owner) appeared on Schedule A of J••••• W••••• A•••••••• I•••Mar 2, 2020 · Control person joined · fact
- J••••• W••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Apr 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@advisorusa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- danissa@advisorusa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jay@advisorusa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- veronica@advisorusa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-780-4575reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-780-2509reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/jkwareportedpublic record, Form ADV, Sep 18, 2026
- Website
- ADVISORUSA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-780-4575reportedpublic record, Form ADV, Apr 1, 2026
- Team page
- advisorusa.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026