DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Edinburgh Partners North America

Former SEC-registered adviserWest Palm Beach, FloridaCRD 172746SEC 801-80377IAPD
Legal name Edinburgh Partners North America, Inc
Latest filing May 30, 2018
First filing on the tape Sep 18, 2014 · 12 filings
RAUM
$181M
reported, Item 5.F
Discretionary
2.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$181M as of May 29, 2018
Mar 4, 2015$658M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2018
Mar 4, 20150 then
Employees (5.A)3 as of May 29, 2018
Mar 4, 20153 then
Private funds: no history
RAUM -0.3% over the last fiscal year-35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 30, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
2.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-0.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$181M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Stephen Neil Devlin · Directorcontrol
        since 03/2016 · owns less than 5%
      • John Thomas Dickson · Directorcontrol
        since 09/2014 · owns less than 5%
      • Gordon Mackenzie Alasdair Nairn · Directorcontrol
        since 09/2014 · owns less than 5%
      • John Stewart Brown · Chief Compliance Officer
        since 09/2014 · owns less than 5%
      Entity owners
      • Edinburgh Partners Limited · Sole Shareholder
        direct · owns 75% or more
      • Franklin Resources, Inc. · Parent Corporation
        indirect · owns 75% or more of Edinburgh Partners Limited · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Edinburgh Partners North America as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 4
        Mar 21, 2017 to May 29, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 21, 2017 to May 29, 2018
      • Other offices · unset to 1.0
        Mar 21, 2017 to May 29, 2018
      • Discretionary RAUM · $3.1M to $3.7M
        Mar 21, 2017 to May 29, 2018
      • Non-discretionary RAUM · $178M to $177M
        Mar 21, 2017 to May 29, 2018
      • Pooled vehicle RAUM · unset to 180559676.0
        Mar 21, 2017 to May 29, 2018
      • RAUM · $181M to $181M
        Mar 21, 2017 to May 29, 2018
      • Related bank · false to true
        Mar 21, 2017 to May 29, 2018
      • Related broker-dealer · false to true
        Mar 21, 2017 to May 29, 2018
      • Discretionary RAUM · $2.6M to $3.1M
        Nov 21, 2016 to Mar 21, 2017
      • Non-discretionary RAUM · $389M to $178M
        Nov 21, 2016 to Mar 21, 2017
      • RAUM · $391M to $181M
        Nov 21, 2016 to Mar 21, 2017
      • HQ city · WALNUT CREEK to WEST PALM BEACH
        Mar 23, 2016 to Apr 11, 2016
      • HQ state · CA to FL
        Mar 23, 2016 to Apr 11, 2016
      • Discretionary RAUM · $3.0M to $2.6M
        Mar 4, 2015 to Mar 23, 2016
      • Non-discretionary RAUM · $655M to $389M
        Mar 4, 2015 to Mar 23, 2016
      • RAUM · $658M to $391M
        Mar 4, 2015 to Mar 23, 2016
      • Discretionary RAUM · $2.9M to $3.0M
        Feb 4, 2015 to Mar 4, 2015
      • Non-discretionary RAUM · $660M to $655M
        Feb 4, 2015 to Mar 4, 2015
      • RAUM · $663M to $658M
        Feb 4, 2015 to Mar 4, 2015
      • Accounts · unset to 2.0
        Jan 7, 2015 to Feb 4, 2015
      • Advisory employees · 1 to 2
        Jan 7, 2015 to Feb 4, 2015
      • Employees · 2 to 3
        Jan 7, 2015 to Feb 4, 2015
      • Discretionary RAUM · unset to 2877384.0
        Jan 7, 2015 to Feb 4, 2015
      • Non-discretionary RAUM · unset to 659630991.0
        Jan 7, 2015 to Feb 4, 2015
      • RAUM · unset to 662508375.0
        Jan 7, 2015 to Feb 4, 2015
      Signals
      1 dated events
      • Edinburgh Partners North America filed its initial SEC registration (Form ADV)
        Sep 18, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026