DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Edinburgh Partners Limited

Former SEC-registered adviserEdinburgh, Midlothian, CRD 132796SEC 801-63714IAPD
Latest filing Feb 15, 2021
First filing on the tape Feb 22, 2012 · 32 filings
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$4.2B as of Dec 17, 2020
Feb 22, 2012$14B then
HNW client RAUM$0 as of Dec 17, 2020
Apr 17, 2018$0 then
State-registered IARs (5.B.3)0 as of Dec 17, 2020
Feb 22, 20120 then
Employees (5.A)53 as of Dec 17, 2020
Mar 19, 201364 then
Private funds: no history
RAUM -48% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 15, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$351MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-48%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$2.8B67%
  • Pension and profit-sharing plans$594M14%
  • Other investment advisers$500M12%
  • Pooled investment vehicles$163M3.9%
  • Corporations and businesses$141M3.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
12reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • John Paul Brady · Non Executive Directorcontrol
        since 05/2018 · owns less than 5%
      • Christopher Martyn Gilbey · Non Executive Directorcontrol
        since 05/2018 · owns less than 5%
      • John Kenneth Greig · Legal Director/Member/ Elected Managercontrol
        since 07/2003 · owns less than 5%
      • N/A William Jackson · Non Executive Directorcontrol
        since 05/2018 · owns less than 5%
      • Gordon Mackenzie Alasdair Nairn · Chief Executive Officer/Member/ Elected Managercontrol
        since 05/2003 · owns less than 5%
      • George Jeremy Young · Directorcontrol
        since 04/2018 · owns less than 5%
      • John Stewart Brown · Chief Compliance Officer
        since 10/2011 · owns less than 5%
      Entity owners
      • Franklin Resources, Inc · Parent Corporation Of Registrant
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Edinburgh Partners Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 13 to 12
        Dec 18, 2019 to Dec 17, 2020
      • Advisory employees · 15 to 14
        Dec 18, 2019 to Dec 17, 2020
      • Pension plan clients · 3.0 to unset
        Dec 18, 2019 to Dec 17, 2020
      • Pooled vehicle clients · 5 to 6
        Dec 18, 2019 to Dec 17, 2020
      • Employees · 57 to 53
        Dec 18, 2019 to Dec 17, 2020
      • Discretionary RAUM · $8.2B to $4.2B
        Dec 18, 2019 to Dec 17, 2020
      • Pension RAUM · $658M to $594M
        Dec 18, 2019 to Dec 17, 2020
      • Pooled vehicle RAUM · $193M to $163M
        Dec 18, 2019 to Dec 17, 2020
      • RAUM · $8.2B to $4.2B
        Dec 18, 2019 to Dec 17, 2020
      • Accounts · 18 to 13
        Jun 20, 2019 to Dec 18, 2019
      • Advisory employees · 14 to 15
        Jun 20, 2019 to Dec 18, 2019
      • Pension plan clients · 5 to 3
        Jun 20, 2019 to Dec 18, 2019
      • Pooled vehicle clients · 8 to 5
        Jun 20, 2019 to Dec 18, 2019
      • Employees · 58 to 57
        Jun 20, 2019 to Dec 18, 2019
      • Discretionary RAUM · $8.9B to $8.2B
        Jun 20, 2019 to Dec 18, 2019
      • Pension RAUM · $1.6B to $658M
        Jun 20, 2019 to Dec 18, 2019
      • Pooled vehicle RAUM · $332M to $193M
        Jun 20, 2019 to Dec 18, 2019
      • RAUM · $8.9B to $8.2B
        Jun 20, 2019 to Dec 18, 2019
      • Accounts · 25 to 18
        May 30, 2018 to Dec 10, 2018
      • Advisory employees · 12 to 14
        May 30, 2018 to Dec 10, 2018
      • Pension plan clients · 10 to 5
        May 30, 2018 to Dec 10, 2018
      • Pooled vehicle clients · 9 to 8
        May 30, 2018 to Dec 10, 2018
      • Employees · 57 to 58
        May 30, 2018 to Dec 10, 2018
      • Discretionary RAUM · $10B to $8.9B
        May 30, 2018 to Dec 10, 2018
      • Pension RAUM · $2.3B to $1.6B
        May 30, 2018 to Dec 10, 2018
      • Pooled vehicle RAUM · $1.1B to $332M
        May 30, 2018 to Dec 10, 2018
      • RAUM · $10B to $8.9B
        May 30, 2018 to Dec 10, 2018
      • Related bank · false to true
        Apr 17, 2018 to May 21, 2018
      • Related broker-dealer · false to true
        Apr 17, 2018 to May 21, 2018
      • Discretionary RAUM · $9.8B to $10B
        Nov 2, 2017 to Apr 17, 2018
      • Pension RAUM · $2.3B to $2.3B
        Nov 2, 2017 to Apr 17, 2018
      • Pooled vehicle RAUM · $1.3B to $1.1B
        Nov 2, 2017 to Apr 17, 2018
      • RAUM · $9.8B to $10B
        Nov 2, 2017 to Apr 17, 2018
      • Pension plan clients · unset to 10.0
        Aug 24, 2017 to Nov 2, 2017
      • Pooled vehicle clients · unset to 9.0
        Aug 24, 2017 to Nov 2, 2017
      • Employees · 58 to 57
        Aug 24, 2017 to Nov 2, 2017
      • Other offices · unset to 0.0
        Aug 24, 2017 to Nov 2, 2017
      • Discretionary RAUM · $9.4B to $9.8B
        Aug 24, 2017 to Nov 2, 2017
      • HNW RAUM · unset to 0.0
        Aug 24, 2017 to Nov 2, 2017
      • Individual RAUM · unset to 0.0
        Aug 24, 2017 to Nov 2, 2017
      Signals
      2 dated events
      • Edinburgh Partners Limited reported RAUM $4.2B, down 48% from $8.2B (2019-12-18 to 2020-12-17)
        Dec 17, 2020 · RAUM change · derived
      • N/A Adrian White (Non Executive Director) no longer on Schedule A of Edinburgh Partners Limited (listed 2019-02-22, absent 2019-05-13)
        May 13, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026