DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Franklin Templeton Investments Corp.
Latest filing Sep 16, 2026
First filing on the tape Dec 23, 2011 · 53 filings
SEC status approved since Dec 6, 2000
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$11.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
193
28 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$13B as of Dec 22, 2025
Dec 23, 2011$26B then
HNW client RAUM$11.5M as of Dec 22, 2025
Dec 22, 2017$0 then
State-registered IARs (5.B.3)0 as of Dec 22, 2025
Dec 23, 20110 then
Employees (5.A)193 as of Dec 22, 2025
Dec 20, 2012482 then
Private funds: no history
RAUM -11% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $244,788derivedHNW RAUM over HNW clients
- Average account
- $126MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B82%
- Investment companies$924M7.2%
- Sovereign wealth funds$677M5.3%
- Charitable organizations$272M2.1%
- Pension and profit-sharing plans$224M1.8%
- Insurance companies$126M1.0%
- State and municipal entities$22.5M0.2%
- High-net-worth individuals$11.5M0.1%
- Other investment advisers$8.0M0.1%
- Individual clients
- n/areported
- HNW clients
- 47reported
- Pension plan clients
- 17reported
- Charitable clients
- 23reported
- Accounts
- 101reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $11.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.1 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Garey Aitken · Managing Director, Head Of Canadian Equitiescontrolsince 08/2017 · owns less than 5%
- James Andrew Ashton · Director And Chairmancontrolsince 01/2017 · owns less than 5%
- Gordon Bradley Beuttenmiller · Senior Associate General Counselcontrolsince 08/2004 · owns less than 5%
- Michael Thomas Ogorman · Senior Vice-President/ Director Lam Americas Fixed Incomecontrolsince 06/2010 · owns less than 5%
- David Paterson · Chief Financial Officer And Directorcontrolsince 08/2019 · owns less than 5%
- Marie Tina Sadler · Exec. Vice President/Portfolio Manager/Research Analystcontrolsince 12/2014 · owns less than 5%
- Charles Dennis Tew · Head Of Sales, Directorcontrolsince 02/2022 · owns less than 5%
- Kathy Lisa Johnson · Chief Compliance Officersince 09/2024 · owns less than 5%
Entity owners
- Templeton International, Inc. · Shareholderdirect · owns 75% or more
- Franklin Resources, Inc. · Shareholderindirect · owns 75% or more of Legg Mason, Inc. · public reporting company
- Legg Mason, Inc. · Shareholderindirect · owns 75% or more of Templeton Worldwide, Inc.
- Templeton Worldwide, Inc. · Shareholderindirect · owns 75% or more of Templeton International, Inc.
Related persons
Schedule D 7.A
- Benefit Street Partners Limitedinvestment adviserbanknRAUM $23B
- Bsp Ny LLCinvestment adviserbanknRAUM $14B
- Benefit Street Partners L.L.C.investment advisernRAUM $28B
- Brandywine Global Investment Management (Asia) Pte. Ltdinvestment advisery
- Brandywine Global Investment Management, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $65B
- Bsp Clo Management LLCinvestment advisernRAUM $12B
- China Life Franklin Asset Management Co., Limitedinvestment advisern
- Clarion Partners Emea Limitedbroker-dealern
- Clarion Partners Europe (U.K.) Limitedbroker-dealerinvestment advisern
- Clarion Partners Europe Limitedinvestment advisern
- Clarion Partners Securities, LLCbroker-dealern
- Clarion Partnersbroker-dealerinvestment advisernRAUM $74B
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments Limitedinvestment advisern
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $185B
- Darby Asia Investors (Hk), Ltd.investment advisern
- Darby Asia Investors, Ltd.investment advisern
- Darby Overseas Partners, L.P.investment advisernRAUM $154M
- Fiduciary Trust Company Of Canadainvestment advisern
- Fiduciary Trust International, LLCinvestment adviserbanknRAUM $7.7B
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Advisory Services, LLCinvestment adviserbanknRAUM $14B
- Franklin Bsp Capital Adviser LLCinvestment advisernRAUM $4.2B
- Franklin Distributors, LLCbroker-dealern
- Franklin Mutual Advisers, LLCinvestment adviserbanknRAUM $43B
- Franklin Templeton Alts Brasil Admin. De Investimentos Ltda.investment advisery
- Franklin Templeton Asset Management (Malaysia) Sdn. Bhd.investment advisern
- Franklin Templeton Asset Management Mexico, S.A. De C.V., Sociedad Operadora De Fondos De Inversioninvestment advisern
- Franklin Templeton Australia Limitedinvestment adviserbankn
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
Advisers that list Franklin Templeton Investments Corp. as a related person
Offices
Schedule D 1.F, the 25 largest
- Calgary, Canada20 employees
- Quebec, Canada1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetDec 22, 2025 to Sep 16, 2026
- HQ state · to unsetDec 22, 2025 to Sep 16, 2026
- Succession · false to unsetDec 22, 2025 to Sep 16, 2026
- Employees · 202 to 193Dec 24, 2024 to Dec 22, 2025
- Financial planning clients · unset to Dec 24, 2024 to Dec 22, 2025
- Accounts · 152 to 101Dec 24, 2024 to Dec 22, 2025
- Advisory employees · 26 to 28Dec 24, 2024 to Dec 22, 2025
- Charity clients · 26 to 23Dec 24, 2024 to Dec 22, 2025
- HNW clients · unset to 47.0Dec 24, 2024 to Dec 22, 2025
- Pension plan clients · 20 to 17Dec 24, 2024 to Dec 22, 2025
- Pooled vehicle clients · 90 to 48Dec 24, 2024 to Dec 22, 2025
- HQ state · unset to Dec 24, 2024 to Dec 22, 2025
- Discretionary RAUM · $22B to $13BDec 24, 2024 to Dec 22, 2025
- HNW RAUM · $12.8M to $11.5MDec 24, 2024 to Dec 22, 2025
- Non-discretionary RAUM · $9.8M to $8.0MDec 24, 2024 to Dec 22, 2025
- Pension RAUM · $344M to $224MDec 24, 2024 to Dec 22, 2025
- Pooled vehicle RAUM · $19B to $11BDec 24, 2024 to Dec 22, 2025
- RAUM · $22B to $13BDec 24, 2024 to Dec 22, 2025
- Wrap assets (manager) · $12.7M to $11.5MDec 24, 2024 to Dec 22, 2025
- Accounts · 134 to 152Oct 21, 2024 to Dec 24, 2024
- Advisory employees · 27 to 26Oct 21, 2024 to Dec 24, 2024
- Charity clients · 9 to 26Oct 21, 2024 to Dec 24, 2024
- Corporate clients · 32.0 to unsetOct 21, 2024 to Dec 24, 2024
- Pension plan clients · unset to 20.0Oct 21, 2024 to Dec 24, 2024
- Pooled vehicle clients · 60 to 90Oct 21, 2024 to Dec 24, 2024
- Employees · 204 to 202Oct 21, 2024 to Dec 24, 2024
- Discretionary RAUM · $14B to $22BOct 21, 2024 to Dec 24, 2024
- HNW RAUM · $11,095 to $12.8MOct 21, 2024 to Dec 24, 2024
- Non-discretionary RAUM · $11.6M to $9.8MOct 21, 2024 to Dec 24, 2024
- Pension RAUM · $10.1M to $344MOct 21, 2024 to Dec 24, 2024
- Pooled vehicle RAUM · $11B to $19BOct 21, 2024 to Dec 24, 2024
- RAUM · $14B to $22BOct 21, 2024 to Dec 24, 2024
- Wrap assets (manager) · $11.9M to $12.7MOct 21, 2024 to Dec 24, 2024
- Accounts · 137 to 134Nov 28, 2023 to Dec 22, 2023
- Advisory employees · 28 to 27Nov 28, 2023 to Dec 22, 2023
- Charity clients · 8 to 9Nov 28, 2023 to Dec 22, 2023
- Corporate clients · 37 to 32Nov 28, 2023 to Dec 22, 2023
- HNW clients · 1.0 to unsetNov 28, 2023 to Dec 22, 2023
- Pension plan clients · 2.0 to unsetNov 28, 2023 to Dec 22, 2023
- Pooled vehicle clients · 68 to 60Nov 28, 2023 to Dec 22, 2023
Signals
14 dated events
- Franklin Templeton Investments Corp. reported RAUM $12.8B, down 41% from $21.6B (2024-12-24 to 2025-12-22)Dec 22, 2025 · RAUM change · derived
- Franklin Templeton Investments Corp. reported RAUM $21.6B, up 50% from $14.4B (2024-10-21 to 2024-12-24)Dec 24, 2024 · RAUM change · derived
- Gordon Bradley Beuttenmiller (Senior Associate General Counsel) appeared on Schedule A of Franklin Templeton Investments Corp.Dec 24, 2024 · Control person joined · fact
- Henricus Maarten Bloemen (Exec. Vice President/Portfolio Manager/Research Analyst) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2024-10-07, absent 2024-10-21)Oct 21, 2024 · Control person left · inference
- William Duane Green (President & Ceo) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2024-10-07, absent 2024-10-21)Oct 21, 2024 · Control person left · inference
- Charles Dennis Tew (Head Of Sales, Director) appeared on Schedule A of Franklin Templeton Investments Corp.Oct 21, 2024 · Control person joined · fact
- Michael Thomas Ogorman (Senior Vice-President/ Director Lam Americas Fixed Income) appeared on Schedule A of Franklin Templeton Investments Corp.Oct 21, 2024 · Control person joined · fact
- N/A Ghion Shewangzaw (Director) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2022-05-12, absent 2022-12-21)Dec 21, 2022 · Control person left · inference
- Sophine Katherine Owen (Exec. Vp/Portfolio Manager-Research Analyst) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2020-12-23, absent 2021-01-11)Jan 11, 2021 · Control person left · inference
- David Paterson (Chief Financial Officer) appeared on Schedule A of Franklin Templeton Investments Corp.Sep 23, 2019 · Control person joined · fact
- Deasy Angelina Hendraka (Chief Financial Officer) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2019-06-26, absent 2019-09-23)Sep 23, 2019 · Control person left · inference
- Deasy Angelina Hendraka (Chief Financial Officer) appeared on Schedule A of Franklin Templeton Investments Corp.Jun 26, 2019 · Control person joined · fact
- N/A Martin Cobb (Exec. Vice President, Portfolio Manager/Research Analyst) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2018-12-24, absent 2019-02-27)Feb 27, 2019 · Control person left · inference
- Manfred Peter Moeschter (Exec. Vp/Portfolio Manager-Research Analyst) no longer on Schedule A of Franklin Templeton Investments Corp. (listed 2018-12-24, absent 2019-02-27)Feb 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Franklin Templeton Investments Corp. · Independent Sponsorsshared crd · intermediary
- Franklin Templeton Investments Corp. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fiduciary-trust-co-of-canadareportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/franklin-templetonreportedpublic record, Form ADV, Sep 17, 2026
- Website
- franklinindices.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 416-957-6000reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026