DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Canterbury Consulting Incorporated
Latest filing May 4, 2026
First filing on the tape Mar 30, 2012 · 52 filings
SEC status approved since Sep 7, 1989
RAUM
$46B
reported, Item 5.F
Discretionary
9.0%
of RAUM
Private clients
87%
$40B individuals and HNW
Advisors
24
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
64
25 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
16
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$46B as of May 4, 2026
Mar 30, 2012$12B then
HNW client RAUM$40B as of May 4, 2026
Mar 27, 2018$1.1B then
State-registered IARs (5.B.3)25 as of May 4, 2026
Mar 28, 201312 then
Employees (5.A)64 as of May 4, 2026
Mar 28, 201346 then
Private funds16 as of May 4, 2026
Mar 28, 20192 then
RAUM +521% over the last fiscal year+104% a year over threeIARs 25 to 25offices 3 to 2
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $397MderivedHNW RAUM over HNW clients
- Average account
- $10.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.0%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 8.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +521%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $4.3B, 58 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$40B87%
- Charitable organizations$4.2B9.1%
- Pooled investment vehicles$1.8B3.9%
- Pension and profit-sharing plans$202M0.4%
- Individual clients
- n/areported
- HNW clients
- 100reported
- Pension plan clients
- 1reported
- Charitable clients
- 57reported
- Accounts
- 4,293reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.3B for 58 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.87 fund_share=0.04 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
24 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Poorvi Rajen ParekhChartered Financial Analyst | Newport Beach, Ca | Jan 27, 2005 | 21 y | 0 |
| Nolan C WoodChartered Financial Analyst | Newport Beach, Ca | Sep 29, 2005 | 28 y | 1 |
| Michael Scott LavenChartered Financial Analyst | Newport Beach, Ca | Oct 16, 2009 | 39 y | 0 |
| Sean Touhey | Newport Beach, Ca | Sep 19, 2013 | 22 y | 0 |
| Donald Patrick LopiccoloChartered Financial Analyst | Newport Beach, Ca | Oct 11, 2013 | 14 y | 1 |
| Brandon Joseph Stillman | Newport Beach, Ca | Jan 13, 2016 | 14 y | 0 |
| Tiffany Han-Yen Tseng | Newport Beach, Ca | Oct 29, 2018 | 10 y | 0 |
| Debashis Chowdhury | Newport Beach, Ca | Jun 6, 2019 | 27 y | 0 |
| Brandyn Michon Murray | Newport Beach, Ca | Aug 11, 2020 | 11 y | 0 |
| Christian Emmanuel Cruz | Newport Beach, Ca | Aug 31, 2020 | 11 y | 0 |
| Brenden Oliver MeekChartered Financial Analyst | Newport Beach, Ca | Sep 28, 2020 | 10 y | 0 |
| Christian Alejandro Escalante | Newport Beach, Ca | Dec 6, 2021 | 10 y | 0 |
| Kyle Mcintyre | Newport Beach, Ca | Mar 27, 2024 | 10 y | 0 |
| Mason Cole Sorenson | Newport Beach, Ca | May 2, 2024 | 11 y | 0 |
| Nicholas Garrett Jackson | Newport Beach, Ca | May 27, 2024 | 11 y | 0 |
| Jerry Dale Montgomery | Newport Beach, Ca | Jan 1, 2025 | 34 y | 0 |
| Jason Eric Levey | Newport Beach, Ca | Jan 1, 2025 | 21 y | 1 |
| Donald Robinson Cluck | Newport Beach, Ca | Oct 15, 2025 | 46 y | 0 |
| Stuart Ashley Blair | Newport Beach, Ca | Oct 27, 2025 | 11 y | 0 |
| Daniel Thomas Janowiak | Newport Beach, Ca | Dec 19, 2025 | 29 y | 5 |
| Anthony AmadorChartered Financial Analyst | Newport Beach, Ca | Jan 1, 2026 | 13 y | 0 |
| Dominick Michael Spano | Newport Beach, Ca | Jan 30, 2026 | 11 y | 0 |
| Robert Jesus Ruiz | Newport Beach, Ca | Feb 3, 2026 | 11 y | 0 |
| Chad Gregory Bollenbach | Newport Beach, Ca | Mar 7, 2026 | 24 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.2% of current headcount2 left over 36 months
Left, latest
- Jared Arteaga to LPL Financial LLCMar 20, 2026 · RIA to affiliated broker-dealer or bank
- Molly Miller Walters to The Clarius Group, LLCApr 17, 2025 · RIA to RIA
- Andrew Bloom Moel to Monograph Wealth Advisors, LLCSep 1, 2020 · RIA to RIA
- Denise Jaylene Jaylene Howard to Parametric Portfolio AssociatesFeb 7, 2018 · RIA to RIA
- Thomas Hale Maloney to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 20, 2011 · Other
- Matthew Taylor Ayers to Deutsche Bank Securities Inc.Jan 21, 2010 · Other
- David Dewayne Ehlert to Arbor Family Wealth Advisors, Inc.Jan 2, 2008 · Other
- John Gilbert Prichard to Knightsbridge Wealth ManagementOct 12, 2005 · Other
Joined, latest
- Daniel Thomas Janowiak from Thrivent Investment Management Inc.Dec 19, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jason Eric Levey from Morgan Stanley Dw Inc.Jan 1, 2025 · Other
- Denise Jaylene Jaylene Howard from Russell InvestmentsSep 16, 2016 · Other
- Chad Gregory Bollenbach from Equitable Advisors, LLCOct 2, 2014 · Other
- Donald Patrick Lopiccolo from U.S. Bancorp Advisors, LLCOct 11, 2013 · Other
- Thomas Hale Maloney from UBS Financial Services Inc.Jul 13, 2010 · Other
- Matthew Taylor Ayers from Morgan Stanley & Co. LLCMay 12, 2009 · Other
- Nolan C Wood from Nicholas-Applegate Capital Management LLCSep 29, 2005 · Other
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cci Core Bond Fund, L.P. | Other Private Fund | $1.1B | 47 | Mar 27, 2020 |
| Canterbury Private Income Fund I, L.P. | Other Private Fund | $120M | 31 | Mar 27, 2023 |
| Canterbury Consulting Pc Fund II (B), LP | Private Equity Fund | $119M | 34 | Mar 25, 2022 |
| Canterbury Private Income Fund II, L.P. | Other Private Fund | $96.0M | 0 | Dec 12, 2024 |
| Canterbury Consulting Pc III (B), L.P. | Private Equity Fund | $70.0M | 0 | Dec 12, 2024 |
| Canterbury Consulting Pc Fund I (B), LP | Private Equity Fund | $58.6M | 23 | Mar 27, 2020 |
| Canterbury Consulting Pc Fund II (A), LP | Private Equity Fund | $58.5M | 43 | Mar 25, 2022 |
| Canterbury Consulting Pc Fund I (A), LP | Private Equity Fund | $46.9M | 29 | Mar 27, 2020 |
| Canterbury Consulting Pc III (A), L.P. | Private Equity Fund | $27.9M | 0 | Dec 12, 2024 |
| Canterbury Consulting Spfs Fund Viii (Onshore), LP | Private Equity Fund | $16.9M | 22 | Mar 28, 2019 |
| Canterbury Consulting Spfs Fund Viii, LP | Private Equity Fund | $15.0M | 10 | Mar 28, 2019 |
| Cci Founders Fund Growth IV, L.P. | $10.0M | 7 | May 4, 2026 | |
| Cci Mach Spv, L.P. | $8.5M | 10 | May 4, 2026 | |
| Canterbury Vc Co-Investment Fund I LP | Venture Capital Fund | $4.8M | 4 | Dec 12, 2024 |
| Cci Mach Spv II, L.P. | $4.5M | 14 | May 4, 2026 | |
| Cci Skyryse Spv, L.P. | $3.5M | 6 | May 4, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Debashis Chowdhury · Presidentcontrolsince 07/2015 · owns 5% to 10%
- Robinson Donald Cluck · Founding Directorcontrolsince 01/2026 · owns 10% to 25%
- Scott Michael Laven · Chairmancontrolsince 01/2026 · owns 10% to 25%
- Eric Jason Levey · Chief Executive Officercontrolsince 01/2026 · owns 5% to 10%
- Jerry Dale III Montgomery · Managing Directorcontrolsince 07/2002 · owns 10% to 25%
- Poorvi Rajen Parekh · Director Of Outsourced Investments/Chief Compliance Officer (Cco)controlsince 09/2013 · owns 10% to 25%
- Rajen Poorvi Parekh · Chief Compliance Officer (Cco)controlsince 09/2013 · owns 10% to 25%
- Brian Michael Ethridge · Chief Operating Officersince 12/2009 · owns less than 5%
- C Nolan Wood · Managing Directorsince 12/2015 · owns 5% to 10%
Related persons
Schedule D 7.A
- Canterbury Asset Managementinvestment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 24 | 7 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Tempe, AZ3 employees
- Gallatin, TN1 employees
- Seattle, WA1 employees
- , 1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing May 4, 2026HNW RAUM per HNW client of $397,376,440 against a peer median of $5,010,783 (80 comparable advisers, 99.0th percentile, 84.3 robust deviations)peers: independent wealth managers, $20B and over (80) · 99% percentile
- low discretionary shareStatic outlier · filing May 4, 2026discretionary share of RAUM of 9% against a peer median of 97% (84 comparable advisers, 0.0th percentile, 20.1 robust deviations)peers: independent wealth managers, $20B and over (84) · 0.0% percentile
- control person changedChange between filings · filing May 4, 2026PAREKH, POORVI, RAJEN (CHIEF COMPLIANCE OFFICER (CCO)) appeared on Schedule A between the filings of 2014-01-22 and 2026-05-04peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 4, 2026PAREKH, POORVI RAJEN (DIRECTOR OF OUTSOURCED INVESTMENTS/CHIEF COMPLIANCE OFFICER (CCO)) left Schedule A between the filings of 2014-01-22 and 2026-05-04peers: independent wealth managers, $20B and over (84)
- institutional to wealth shiftCombination · filing Mar 31, 2026peers: independent wealth managers, $20B and over (84)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 27.0% to 87.0% between the annual amendments of 2025-04-02 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 42.0% to 9.0% between the annual amendments of 2025-04-02 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 27.0% to 87.0% between the annual amendments of 2025-04-02 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 54.0% to 10.0% between the annual amendments of 2025-04-02 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $7,391,449,526 to $45,876,499,615 (+521.0%) between the annual amendments of 2025-04-02 and 2026-03-31; the peer median change was +16.0% (80 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $20B and over (80) · 100% percentile
What changed
consecutive filings, newest first
- Private funds · 15 to 16Mar 31, 2026 to May 4, 2026
- Accounts · 4,276 to 4,293Oct 8, 2025 to Mar 31, 2026
- Charity clients · 60 to 57Oct 8, 2025 to Mar 31, 2026
- HNW clients · 97 to 100Oct 8, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 14Oct 8, 2025 to Mar 31, 2026
- Assets in custody · $3.3B to $4.3BOct 8, 2025 to Mar 31, 2026
- Employees · 69 to 64Oct 8, 2025 to Mar 31, 2026
- Private funds · 14 to 15Oct 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.1B to $4.1BOct 8, 2025 to Mar 31, 2026
- HNW RAUM · $2.0B to $40BOct 8, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.3B to $42BOct 8, 2025 to Mar 31, 2026
- Pension RAUM · $180M to $202MOct 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.8BOct 8, 2025 to Mar 31, 2026
- RAUM · $7.4B to $46BOct 8, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 4, 2025 to Oct 8, 2025
- Private funds · 13 to 14Aug 4, 2025 to Oct 8, 2025
- Other offices · 3 to 2Jun 30, 2025 to Aug 4, 2025
- Private funds · 12 to 13Apr 2, 2025 to Jun 30, 2025
- Accounts · 4,358 to 4,276Jan 14, 2025 to Apr 2, 2025
- Advisory employees · 21 to 25Jan 14, 2025 to Apr 2, 2025
- Charity clients · 75 to 60Jan 14, 2025 to Apr 2, 2025
- HNW clients · 105 to 97Jan 14, 2025 to Apr 2, 2025
- Pooled vehicle clients · 8 to 9Jan 14, 2025 to Apr 2, 2025
- Assets in custody · $3.0B to $3.3BJan 14, 2025 to Apr 2, 2025
- Employees · 72 to 69Jan 14, 2025 to Apr 2, 2025
- State-registered IARs · 21 to 25Jan 14, 2025 to Apr 2, 2025
- Other offices · 4 to 3Jan 14, 2025 to Apr 2, 2025
- Discretionary RAUM · $3.0B to $3.1BJan 14, 2025 to Apr 2, 2025
- HNW RAUM · $1.6B to $2.0BJan 14, 2025 to Apr 2, 2025
- Non-discretionary RAUM · $3.6B to $4.3BJan 14, 2025 to Apr 2, 2025
- Pension RAUM · $152M to $180MJan 14, 2025 to Apr 2, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BJan 14, 2025 to Apr 2, 2025
- RAUM · $6.6B to $7.4BJan 14, 2025 to Apr 2, 2025
- Private funds · 8 to 12Aug 29, 2024 to Dec 12, 2024
- Related adviser · false to trueJul 8, 2024 to Jul 25, 2024
- Other offices · 3 to 4May 30, 2024 to Jul 8, 2024
- Accounts · 4,283 to 4,358Jan 8, 2024 to Mar 15, 2024
- Advisory employees · 19 to 21Jan 8, 2024 to Mar 15, 2024
- Charity clients · 52 to 75Jan 8, 2024 to Mar 15, 2024
- Pooled vehicle clients · 7 to 8Jan 8, 2024 to Mar 15, 2024
Signals
5 dated events
- Canterbury Consulting Incorporated reported RAUM $45.9B, up 521% from $7.4B (2025-10-08 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Jared Arteaga left Canterbury Consulting Incorporated for Lpl Financial Llc (registered 2026-09-09)Mar 20, 2026 · Advisor changed firm · fact
- Molly Miller Walters left Canterbury Consulting Incorporated for The Clarius Group, Llc (registered 2025-05-19)Apr 17, 2025 · Advisor changed firm · fact
- Canterbury Consulting Incorporated reported 20 state-registered advisory representatives, up from 9 (2017-10-30 to 2018-03-27)Mar 27, 2018 · Advisor headcount change · derived
- Canterbury Consulting Incorporated reported RAUM $4.1B, down 76% from $17.2B (2017-10-30 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Canterbury Consulting Incorporated · Independent Sponsorsshared crd · capital_provider
- Canterbury Consulting Incorporated · Private Equityshared crd · organization
- Canterbury Consulting Incorporated · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 206-839-9830reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 949-718-2219reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 949-721-9580reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/canterbury-consultingreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CANTERBURYCONSULTING.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949-721-9580reportedpublic record, Form ADV, May 4, 2026
- Contact form
- CANTERBURYCONSULTING.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- CANTERBURYCONSULTING.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026