DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aries Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Edward Dahlgren Daigneault | Marble Trail Advisors independent RIA | Aries Wealth Management, LLC independent RIA | RIA to RIA | Oct 31, 2022 | Nov 1, 2022 |
| Micah Davis-Johnson | Vigilant Wealth Management independent RIA | Aries Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2021 | Mar 5, 2021 |
| Timothy Wurts Woodhouse | Cribstone Capital Management, LLC independent RIA | Aries Wealth Management, LLC independent RIA | RIA to RIA | Mar 6, 2019 | Mar 6, 2019 |
| Lisa Susan Demers | UBS Financial Services Inc. wirehouse | Aries Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 25, 2015 | Aug 14, 2015 |
| Jason Gregory Viola | UBS Financial Services Inc. wirehouse | Aries Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 28, 2015 | Apr 17, 2015 |
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5 moves match.