DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Insight Investment
Legal name Insight Investment International Limited
Latest filing Jul 3, 2024
First filing on the tape Nov 17, 2011 · 43 filings
RAUM
$3.0B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$3.0B as of Mar 29, 2024
Apr 2, 2012$1.5B then
HNW client RAUM$0 as of Mar 29, 2024
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 28, 20130 then
Employees (5.A)1 as of Mar 29, 2024
Mar 28, 201341 then
Private funds: no history
RAUM +57% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 3, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.1B69%
- State and municipal entities$856M28%
- Investment companies$72.6M2.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 54reported
- Charitable clients
- 2reported
- Accounts
- 77reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynne Dalgarno · Head Of Human Resourcescontrolsince 10/2015 · owns less than 5%
- Jon Eilbeck · Director And Chief Operating Officercontrolsince 05/2020 · owns less than 5%
- Ayah Elmaazi · Head Of Legalcontrolsince 03/2022 · owns less than 5%
- Brian Andrew Giles · Director And Executive Vice Charimancontrolsince 01/2013 · owns less than 5%
- Adrian Grey · Director And Chief Investment Officer (Active Management)controlsince 08/2016 · owns less than 5%
- Marie Anne Grim · Directorcontrolsince 12/2019 · owns less than 5%
- R Daniel Haff · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- John Andrew Kitchen · Director And Chief Financial Officercontrolsince 02/2021 · owns less than 5%
- Randolph John Miller · Directorcontrolsince 05/2023 · owns less than 5%
- Habib Abdallah Nauphal · Director And Chief Executive Officercontrolsince 01/2013 · owns less than 5%
- Margaret Susan Noble · Directorcontrolsince 12/2022 · owns less than 5%
- Christine Jane Platt · Directorcontrolsince 03/2023 · owns less than 5%
- (Nmi) Hanneke Smits · Directorcontrolsince 11/2020 · owns less than 5%
- Richard Mark Stancombe · Chief Risk Officercontrolsince 05/2022 · owns less than 5%
- Charles Richard Wilson · Directorcontrolsince 05/2021 · owns less than 5%
- Sutherland Hamish Angus Woolhouse · Director And Global Head Of Distributioncontrolsince 07/2017 · owns less than 5%
Entity owners
- Insight Investment Management Limited · Shareholderdirect · owns 75% or more
- Bny Mellon International Asset Management Group Limited · Shareholderindirect · owns 75% or more of Insight Investment Management Limited
- Bny Mellon Investment Management (Europe) Limited · Shareholderindirect · owns 75% or more of Bny Mellon Investment Management Europe (Holdings) Limited
- Bny Mellon Investment Management Europe( Holdings) Limited · Shareholderindirect · owns F of Bny Mellon International Asset Management Group Limited
- Mbc Investments Corporation · Shareholderindirect · owns 75% or more of Bny Mellon Investment Management (Jersey) Limited
- The Bank Of New York Mellon Corporation · Shareholderindirect · owns 75% or more of Mbc Investments Corporation · public reporting company
- Bny Mellon Investment Management (Jersey) Limted · Shareholderindirect · owns 75% or more of Bny Mellon Investment Management (Europe) Limited
Related persons
Schedule D 7.A
- Arx Investimentos Ltdainvestment adviserbanknRAUM $1.9B
- Bny Mellon Advisors, Inc.investment advisernRAUM $33B
- Bny Mellon Alocacao De Patrimonio Ltdainvestment advisern
- Bny Mellon Asset Management Canada Limitedbroker-dealerinvestment adviserbankpooled vehicle sponsorn
- Bny Mellon Banco S.A.n
- Bny Mellon Capital Markets Emea Limitedbroker-dealerinvestment adviserbankn
- Bny Mellon Capital Markets, LLCbroker-dealern
- Bny Mellon Etf Investment Adviser, LLCinvestment advisernRAUM $11B
- Bny Mellon Fund Management (Luxembourg) S.A.broker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Fund Managers Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Global Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Im Korea Limitedinvestment advisern
- Bny Mellon International Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Adviser, Inc.investment adviserbanknRAUM $419B
- Bny Mellon Investment Management Cayman Ltdinvestment adviserpooled vehicle sponsornRAUM $10B
- Bny Mellon Investment Management Emea Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Hong Kong Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Japan Limitedinvestment advisernRAUM $32B
- Bny Mellon Investment Management Singapore Pte. Limitedinvestment advisern
- Bny Mellon Investor Solutions, LLCinvestment advisercustodiannRAUM $853M
- Bny Mellon National Associationinvestment advisercustodiann
- Bny Mellon Securities Corporationbroker-dealerinvestment adviserreal estatenRAUM $8.4B
- Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (Dtvm) S.A.broker-dealerinvestment advisern
- Bny Mellon Trust Company (Ireland) Limitedn
- Bny Mellon Trust Company Of Illinoisn
- Bny Mellon Trust Of Delawareinvestment advisern
- Bny Mellon Wealth Management, Advisory Services, Inc.broker-dealerinvestment adviserbankpooled vehicle sponsorn
- Cibc Mellon Global Securities Services Companyn
- Cibc Mellon Trust Companycustodiann
- Eacm Advisors LLCinvestment adviserbankpooled vehicle sponsornRAUM $617M
Advisers that list Insight Investment as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 28 to 77May 24, 2023 to Mar 29, 2024
- Charity clients · 0 to 2May 24, 2023 to Mar 29, 2024
- Pension plan clients · 19 to 54May 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.5B to $2.6BMay 24, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $443M to $475MMay 24, 2023 to Mar 29, 2024
- Pension RAUM · $1.2B to $2.1BMay 24, 2023 to Mar 29, 2024
- RAUM · $1.9B to $3.0BMay 24, 2023 to Mar 29, 2024
- Accounts · 43 to 28Jan 29, 2023 to Mar 31, 2023
- Advisory employees · 2 to 1Jan 29, 2023 to Mar 31, 2023
- Pension plan clients · 30 to 19Jan 29, 2023 to Mar 31, 2023
- Employees · 2 to 1Jan 29, 2023 to Mar 31, 2023
- Discretionary RAUM · $3.0B to $1.5BJan 29, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $93.2M to $443MJan 29, 2023 to Mar 31, 2023
- Pension RAUM · $2.2B to $1.2BJan 29, 2023 to Mar 31, 2023
- RAUM · $3.0B to $1.9BJan 29, 2023 to Mar 31, 2023
- Assets in custody · unset to 0.0Mar 31, 2022 to Jan 29, 2023
- Accounts · 44 to 43Mar 31, 2021 to Mar 31, 2022
- Pension plan clients · 20 to 30Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.2B to $3.0BMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $0 to $93.2MMar 31, 2021 to Mar 31, 2022
- Pension RAUM · $2.4B to $2.2BMar 31, 2021 to Mar 31, 2022
- RAUM · $5.2B to $3.0BMar 31, 2021 to Mar 31, 2022
- Accounts · 46 to 44Oct 30, 2020 to Mar 31, 2021
- Advisory activities · 3 to 1Oct 30, 2020 to Mar 31, 2021
- Charity clients · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Corporate clients · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- HNW clients · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Individual clients · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Pension plan clients · 26 to 20Oct 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $4.2B to $5.2BOct 30, 2020 to Mar 31, 2021
- HNW RAUM · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Individual RAUM · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- Pension RAUM · $2.7B to $2.4BOct 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · unset to 0.0Oct 30, 2020 to Mar 31, 2021
- RAUM · $4.2B to $5.2BOct 30, 2020 to Mar 31, 2021
- Accounts · 70 to 46Mar 31, 2019 to Mar 30, 2020
- Pension plan clients · 33 to 26Mar 31, 2019 to Mar 30, 2020
- Pooled vehicle clients · 4.0 to unsetMar 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $6.0B to $4.2BMar 31, 2019 to Mar 30, 2020
Signals
28 dated events
- Randolph John Miller (Director) appeared on Schedule A of Insight InvestmentJun 20, 2024 · Control person joined · fact
- E Eric Anstee (Director) no longer on Schedule A of Insight Investment (listed 2024-03-29, absent 2024-06-20)Jun 20, 2024 · Control person left · inference
- Insight Investment reported RAUM $3.0B, up 57% from $1.9B (2023-05-24 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- R Daniel Haff (Chief Compliance Officer) appeared on Schedule A of Insight InvestmentMay 24, 2023 · Control person joined · fact
- Richard Mark Stancombe (Chief Risk Officer) appeared on Schedule A of Insight InvestmentMay 24, 2023 · Control person joined · fact
- Edward Francis Jonathan Eliot (Director And Chief Risk Officer) no longer on Schedule A of Insight Investment (listed 2023-04-24, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Eugene Patrick Harris (Chief Compliance Officer) no longer on Schedule A of Insight Investment (listed 2023-04-24, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Insight Investment reported RAUM $1.9B, down 36% from $3.0B (2023-01-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Brian Ivory (Director) no longer on Schedule A of Insight Investment (listed 2023-01-29, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Allan Gregory Brisk (Director) no longer on Schedule A of Insight Investment (listed 2023-01-29, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Margaret Susan Noble (Director) appeared on Schedule A of Insight InvestmentMar 31, 2023 · Control person joined · fact
- Christine Jane Platt (Director) appeared on Schedule A of Insight InvestmentMar 31, 2023 · Control person joined · fact
- Adam Seth Gelman (Chief Compliance Officer) no longer on Schedule A of Insight Investment (listed 2022-03-31, absent 2023-01-29)Jan 29, 2023 · Control person left · inference
- Insight Investment reported RAUM $3.0B, down 41% from $5.2B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ayah Elmaazi (Head Of Legal) appeared on Schedule A of Insight InvestmentMar 31, 2022 · Control person joined · fact
- Charles Richard Wilson (Director) appeared on Schedule A of Insight InvestmentMar 31, 2022 · Control person joined · fact
- Brian Andrew Giles (Director And Executive Vice Chariman) appeared on Schedule A of Insight InvestmentMar 31, 2022 · Control person joined · fact
- Frances Jane Ivinson (General Counsel) no longer on Schedule A of Insight Investment (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Atul Manek (Director And Chief Finance Officer) no longer on Schedule A of Insight Investment (listed 2020-10-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Jon Eilbeck (Chief Operating Officer) appeared on Schedule A of Insight InvestmentMar 31, 2021 · Control person joined · fact
- (Nmi) Hanneke Smits (Director) appeared on Schedule A of Insight InvestmentMar 31, 2021 · Control person joined · fact
- John Andrew Kitchen (Chief Financial Officer) appeared on Schedule A of Insight InvestmentMar 31, 2021 · Control person joined · fact
- Evan Mitchell Harris (Chairman) no longer on Schedule A of Insight Investment (listed 2020-04-21, absent 2020-10-30)Oct 30, 2020 · Control person left · inference
- Paul Stephen Trickett (Director) no longer on Schedule A of Insight Investment (listed 2020-03-30, absent 2020-04-21)Apr 21, 2020 · Control person left · inference
- Marie Anne Grim (Director) appeared on Schedule A of Insight InvestmentApr 21, 2020 · Control person joined · fact
- Insight Investment reported RAUM $4.2B, down 39% from $6.8B (2019-03-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Brian Andrew Giles (Director And Chief Investment Officer (Solutions)) no longer on Schedule A of Insight Investment (listed 2018-09-21, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- Mark Stancombe (Head Of Corporate And Product Strategy) no longer on Schedule A of Insight Investment (listed 2018-09-21, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026