DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Insight Investment
Legal name Insight North America LLC
Latest filing Jun 2, 2026
First filing on the tape Dec 19, 2011 · 57 filings
SEC status approved since Mar 10, 2009
RAUM
$171B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
3.2%
$5.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
238
112 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$171B as of Jun 2, 2026
Apr 1, 2017$5.8B then
HNW client RAUM$5.5B as of Jun 2, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 30, 20120 then
Employees (5.A)238 as of Jun 2, 2026
Mar 28, 20134 then
Private funds4 as of Mar 31, 2023
Apr 1, 20172 then
RAUM +22% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $91.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 51%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $18B, 33 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$62B36%
- Investment companies$29B17%
- Other investment advisers$26B15%
- Insurance companies$20B12%
- Corporations and businesses$19B11%
- High-net-worth individuals$5.5B3.2%
- Pooled investment vehicles$3.9B2.3%
- Sovereign wealth funds$2.6B1.5%
- State and municipal entities$2.3B1.4%
- Charitable organizations$686M0.4%
- Banks and thrifts$328M0.2%
- Individual clients
- n/areported
- HNW clients
- 1,238reported
- Pension plan clients
- 138reported
- Charitable clients
- 8reported
- Accounts
- 1,879reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $260M managedreported
- Custody of client assets
- $18B for 33 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.35 institutional_share=0.51 related_bd=true related_bank=true bd_reps=25.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 3698751740no longer reported | Securitized Asset Fund | $460M | 0 | Mar 30, 2016 |
| 1803804980no longer reported | Securitized Asset Fund | $234M | 0 | Mar 31, 2015 |
| 5288669589no longer reported | Other Private Fund | $55.3M | 1 | Jan 23, 2017 |
| 5237488076no longer reported | Other Private Fund | $53.3M | 1 | Mar 30, 2018 |
| 5368164374no longer reported | Other Private Fund | $53.3M | 3 | Mar 30, 2018 |
| 3436580720no longer reported | Other Private Fund | $52.9M | 1 | Jan 23, 2017 |
| 8417378561no longer reported | Securitized Asset Fund | $31.4M | 2 | Mar 29, 2012 |
| 9206761166no longer reported | Securitized Asset Fund | $31.0M | 4 | Mar 30, 2012 |
| 1426089636no longer reported | Securitized Asset Fund | $18.0M | 3 | Mar 30, 2012 |
| 5313745289no longer reported | Securitized Asset Fund | $13.3M | 2 | Mar 30, 2012 |
| 5349305336no longer reported | Securitized Asset Fund | $12.7M | 10 | Mar 30, 2012 |
| 7842248144no longer reported | Securitized Asset Fund | $7.4M | 0 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- John Ariola · Head Of Financecontrolsince 03/2023 · owns less than 5%
- R Daniel Haff · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- C David Leduc · Chief Executive Officercontrolsince 03/2022 · owns less than 5%
- Randolph John Miller · Managercontrolsince 05/2023 · owns less than 5%
- Joseph Brendan Murphy · Managercontrolsince 09/2024 · owns less than 5%
- Habib Abdallah Nauphal · Managercontrolsince 11/2017 · owns less than 5%
- Vivek Nayar · General Counselcontrolsince 05/2022 · owns less than 5%
- James Parsons · Chief Operating Officercontrolsince 04/2024 · owns less than 5%
- Richard Mark Stancombe · Managercontrolsince 03/2022 · owns less than 5%
Entity owners
- Mellon Global Investing Corporation · Managing Memberdirect · owns 75% or more
- Bny Mellon Ihc, LLC · Shareholderindirect · owns 75% or more of Mbc Investments Corporation
- Mbc Investments Corporation · Shareholderindirect · owns 75% or more of Mellon Global Investing Corporation
- The Bank Of New York Mellon Corporation · Shareholderindirect · owns 75% or more of Bny Mellon Ihc, LLC · public reporting company
Related persons
Schedule D 7.A
- Arx Investimentos Ltdainvestment adviserbanknRAUM $1.9B
- Bny Mellon Advisors, Inc.investment advisernRAUM $33B
- Bny Mellon Alocacao De Patrimonio Ltdainvestment advisern
- Bny Mellon Asset Management Canada Limitedbroker-dealerinvestment adviserbankcustodiann
- Bny Mellon Banco S.A.n
- Bny Mellon Capital Markets, LLCbroker-dealern
- Bny Mellon Etf Investment Adviser, LLCinvestment advisernRAUM $11B
- Bny Mellon Fund Management (Luxembourg) S.A.broker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Fund Managers Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Global Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Im Korea Limitedinvestment advisern
- Bny Mellon Im Taiwan Securities Investment Consulting Co., Ltdinvestment advisern
- Bny Mellon International Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Adviser, Inc.investment adviserbanknRAUM $419B
- Bny Mellon Investment Management (Shanghai) Limitedinvestment advisern
- Bny Mellon Investment Management Emea Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Hong Kong Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Japan Limitedinvestment advisernRAUM $32B
- Bny Mellon Investment Management Singapore Pte. Limitedinvestment advisern
- Bny Mellon Investment Servicing Trust Companyn
- Bny Mellon National Associationinvestment advisern
- Bny Mellon Securities Corporationbroker-dealerinvestment adviserreal estatenRAUM $8.4B
- Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (Dtvm) S.A.broker-dealerinvestment advisern
- Bny Mellon Trust Company (Ireland) Limitedn
- Bny Mellon Trust Company Of Illinoisn
- Bny Mellon Trust Of Delawareinvestment advisern
- Bny Mellon Wealth Management, Advisory Services, Incbroker-dealerinvestment adviserbankpooled vehicle sponsorn
- Cibc Mellon Global Securities Services Companyn
- Cibc Mellon Trust Companyn
- Insight Investment Australia Pty Limitedinvestment advisern
Advisers that list Insight Investment as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA30 employees
- San Francisco, CA15 employees
- Denver, CO2 employees
What changed
consecutive filings, newest first
- Accounts · 1,781 to 1,879Oct 10, 2025 to Mar 27, 2026
- Advisory employees · 83 to 112Oct 10, 2025 to Mar 27, 2026
- BD registered reps · 23 to 25Oct 10, 2025 to Mar 27, 2026
- Charity clients · 22 to 8Oct 10, 2025 to Mar 27, 2026
- Corporate clients · 101 to 176Oct 10, 2025 to Mar 27, 2026
- HNW clients · 1,185 to 1,238Oct 10, 2025 to Mar 27, 2026
- Pension plan clients · 113 to 138Oct 10, 2025 to Mar 27, 2026
- Pooled vehicle clients · 36 to 22Oct 10, 2025 to Mar 27, 2026
- Assets in custody · $19B to $18BOct 10, 2025 to Mar 27, 2026
- Employees · 218 to 238Oct 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $133B to $163BOct 10, 2025 to Mar 27, 2026
- HNW RAUM · $5.1B to $5.5BOct 10, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $7.4B to $8.5BOct 10, 2025 to Mar 27, 2026
- Pension RAUM · $53B to $62BOct 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $8.1B to $3.9BOct 10, 2025 to Mar 27, 2026
- RAUM · $140B to $171BOct 10, 2025 to Mar 27, 2026
- Wrap assets (manager) · $228M to $260MOct 10, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0May 27, 2025 to Oct 10, 2025
- Accounts · 1,785 to 1,781Apr 9, 2025 to May 27, 2025
- Charity clients · 21 to 22Apr 9, 2025 to May 27, 2025
- Corporate clients · 97 to 101Apr 9, 2025 to May 27, 2025
- HNW clients · 1,187 to 1,185Apr 9, 2025 to May 27, 2025
- Pooled vehicle clients · 35 to 36Apr 9, 2025 to May 27, 2025
- HNW RAUM · $5.3B to $5.1BApr 9, 2025 to May 27, 2025
- Non-discretionary RAUM · $7.4B to $7.4BApr 9, 2025 to May 27, 2025
- Pension RAUM · $53B to $53BApr 9, 2025 to May 27, 2025
- Pooled vehicle RAUM · $6.8B to $8.1BApr 9, 2025 to May 27, 2025
- RAUM · $140B to $140BApr 9, 2025 to May 27, 2025
- Accounts · 1,932 to 1,785Sep 27, 2024 to Apr 9, 2025
- BD registered reps · 27 to 23Sep 27, 2024 to Apr 9, 2025
- Charity clients · 18 to 21Sep 27, 2024 to Apr 9, 2025
- Corporate clients · 33 to 97Sep 27, 2024 to Apr 9, 2025
- HNW clients · 1,241 to 1,187Sep 27, 2024 to Apr 9, 2025
- Pension plan clients · 228 to 113Sep 27, 2024 to Apr 9, 2025
- Pooled vehicle clients · 120 to 35Sep 27, 2024 to Apr 9, 2025
- Assets in custody · $105B to $19BSep 27, 2024 to Apr 9, 2025
- Employees · 212 to 218Sep 27, 2024 to Apr 9, 2025
- Discretionary RAUM · $132B to $133BSep 27, 2024 to Apr 9, 2025
- HNW RAUM · $6.1B to $5.3BSep 27, 2024 to Apr 9, 2025
- Individual RAUM · 0.0 to unsetSep 27, 2024 to Apr 9, 2025
Signals
18 dated events
- Vincent Carolus Alex Veroude (Chief Investment Officer) no longer on Schedule A of Insight Investment (listed 2024-09-09, absent 2024-09-27)Sep 27, 2024 · Control person left · inference
- Joseph Brendan Murphy (Manager) appeared on Schedule A of Insight InvestmentSep 27, 2024 · Control person joined · fact
- James Parsons (Chief Operating Officer) appeared on Schedule A of Insight InvestmentApr 18, 2024 · Control person joined · fact
- Randolph John Miller (Manager) appeared on Schedule A of Insight InvestmentMar 29, 2024 · Control person joined · fact
- Maria Danielle Pagano (Manager) no longer on Schedule A of Insight Investment (listed 2023-05-24, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- John Ariola (Head Of Finance) appeared on Schedule A of Insight InvestmentMar 29, 2024 · Control person joined · fact
- R Daniel Haff (Chief Compliance Officer) appeared on Schedule A of Insight InvestmentMay 24, 2023 · Control person joined · fact
- Allan Gregory Brisk (Director) no longer on Schedule A of Insight Investment (listed 2023-03-31, absent 2023-05-24)May 24, 2023 · Control person left · inference
- Adam Seth Gelman (Chief Compliance Officer) no longer on Schedule A of Insight Investment (listed 2022-05-04, absent 2023-01-27)Jan 27, 2023 · Control person left · inference
- Vivek Nayar (General Counsel) appeared on Schedule A of Insight InvestmentMay 4, 2022 · Control person joined · fact
- Insight Investment reported RAUM $147.0B, up 209% from $47.5B (2021-10-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Edward Francis Jonathan Eliot (Manager) no longer on Schedule A of Insight Investment (listed 2021-10-03, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- C David Leduc (Deputy Ceo, North America) appeared on Schedule A of Insight InvestmentOct 3, 2021 · Control person joined · fact
- Dean Clifford Corso (Executive Chairman) no longer on Schedule A of Insight Investment (listed 2021-08-03, absent 2021-08-26)Aug 26, 2021 · Control person left · inference
- Insight Investment reported RAUM $47.5B, up 26% from $37.9B (2020-04-21 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Insight Investment reported RAUM $35.7B, up 240% from $10.5B (2018-11-02 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Insight Investment reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 6, 2018 · Succession (Item 4) · fact
- Insight Investment reported RAUM $10.5B, up 82% from $5.8B (2018-01-08 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- INSIGHTINVESTMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-527-1800reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026