DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Winthrop Partners - Wpa , LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Brian Werner | Winthrop Partners - Wny, LLC independent RIA | Winthrop Partners - Wpa , LLC independent RIA | RIA to RIA | Dec 31, 2020 | Jan 22, 2018 |
| Thomas John Saunders | Locust Capital Management LLC other | Winthrop Partners - Wpa , LLC no RAUM | Other | Oct 3, 2016 | Jan 13, 2016 |
| Robert Brian Werner | Pnc Wealth Management other | Winthrop Partners - Wpa , LLC no RAUM | Other | Dec 31, 2009 | Jan 14, 2016 (2205 d) |
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3 moves match.