DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• J•• F•••••••• G••••• L••
Latest filing Jun 2, 2026
First filing on the tape Dec 5, 2025 · 4 filings
SEC status approved since Dec 11, 2025
RAUM
$113M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$112M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.8M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$113M as of Jun 2, 2026
Dec 5, 2025$107M then
HNW client RAUM$42.2M as of Jun 2, 2026
Dec 5, 2025$41.4M then
State-registered IARs (5.B.3)3 as of Jun 2, 2026
Dec 5, 20252 then
Employees (5.A)9 as of Jun 2, 2026
Dec 5, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $37.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $167,834derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Wrap fee program
- $113MreportedItem 5.I
- Custody
- $61.9M, 127 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$70.2M62%
- High-net-worth individuals$42.2M37%
- Pension and profit-sharing plans$996,5260.9%
- Individual clients
- 260reported
- HNW clients
- 23reported
- Pension plan clients
- 20reported
- Charitable clients
- n/areported
- Accounts
- 676reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $61.9M for 127 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• R•••••• B•••••Certified Financial Planner | Defiance, Oh | Apr 24, 2018 | 15 y | 3 |
| C•••• R•••••• F••••••• | Defiance, Oh | Aug 14, 2020 | 13 y | 2 |
| M•••••• E••• W•••••••• | Defiance, Oh | Jan 29, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J•••• R••• B•••• to F••••• W••••• M••••••••• L•••May 12, 2025 · RIA to RIA
- J•••• T••••• D•••••• to D•••••• W••••• L••Feb 22, 2022 · RIA to a state-registered adviser
Joined, latest
- J•••• R••• B•••• from H••••• W••••• M••••••••• G••••• I•••Jan 4, 2023 · RIA to RIA
- C•••• R•••••• F••••••• from K•• I••••••••• S••••••• L••Aug 14, 2020 · Affiliated broker-dealer or bank to independent RIA
- J•••• R•••••• B••••• from C••••• A••••••• L••Apr 24, 2018 · Affiliated broker-dealer or bank to independent RIA
- J•••• T••••• D•••••• from C••••• A••••••• L••Apr 24, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• A••••••• L••May 2, 2018 · Defiance, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• R•••••• · Cco, Membercontrolsince 03/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Defiance, Oh · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 723 to 676Jan 12, 2026 to Mar 26, 2026
- HNW clients · 26 to 23Jan 12, 2026 to Mar 26, 2026
- Individual clients · 258 to 260Jan 12, 2026 to Mar 26, 2026
- Pension plan clients · unset to 20.0Jan 12, 2026 to Mar 26, 2026
- Assets in custody · unset to 61908104.0Jan 12, 2026 to Mar 26, 2026
- Custody of client assets · false to trueJan 12, 2026 to Mar 26, 2026
- Discretionary RAUM · $106M to $113MJan 12, 2026 to Mar 26, 2026
- HNW RAUM · $41.4M to $42.2MJan 12, 2026 to Mar 26, 2026
- Individual RAUM · $65.8M to $70.2MJan 12, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $942,911 to $809,057Jan 12, 2026 to Mar 26, 2026
- Pension RAUM · unset to 996526.0Jan 12, 2026 to Mar 26, 2026
- RAUM · $107M to $113MJan 12, 2026 to Mar 26, 2026
- Employees · 7 to 9Dec 5, 2025 to Jan 12, 2026
- Advisory employees · 2 to 3Dec 5, 2025 to Jan 12, 2026
- State-registered IARs · 2 to 3Dec 5, 2025 to Jan 12, 2026
Signals
2 dated events
- J•••• R••• B•••• left B••• J•• F•••••••• G••••• L•• for F••••• W••••• M••••••••• L••• (registered 2025-07-25)May 12, 2025 · Advisor changed firm · fact
- J•••• T••••• D•••••• left B••• J•• F•••••••• G••••• L•• for D•••••• W••••• L•• (registered 2022-02-22)Feb 22, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- thenest@bluejayfg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 419-785-4525reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/B•••-JAY-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••JAYFG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 419-785-4525reportedpublic record, Form ADV, Jun 2, 2026
- Contact form
- bluejayfg.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- bluejayfg.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026