DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Navis Wealth Advisors LLC
Latest filing Sep 1, 2026
First filing on the tape Oct 6, 2020 · 17 filings
SEC status approved since Nov 6, 2020
RAUM
$902M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
100%
$902M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$902M as of Jun 2, 2026
Mar 23, 2021$267M then
HNW client RAUM$886M as of Jun 2, 2026
Mar 23, 2021$266M then
State-registered IARs (5.B.3)6 as of Jun 2, 2026
Mar 23, 20213 then
Employees (5.A)8 as of Jun 2, 2026
Mar 23, 20213 then
Private funds: no history
RAUM +67% over the last fiscal year+42% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$886M98%
- Individuals$15.9M1.8%
- Individual clients
- 33reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 623reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Stanley PriceCertified Financial Planner | Rye Brook, Ny | Mar 31, 2021 | 28 y | 2 |
| David Benjamin Bruckman | Rye Brook, Ny | Apr 16, 2021 | 14 y | 2 |
| Letizia Flavia CarlistoCertified Financial Planner | Rye Brook, Ny | Apr 16, 2021 | 10 y | 1 |
| Paul FeganCertified Financial Planner | Rye Brook, Ny | Apr 16, 2021 | 10 y | 2 |
| Jason Auerbach | Rye Brook, Ny | Jun 15, 2024 | 10 y | 0 |
| Nicholas J Scenna | Rye Brook, Ny | Oct 14, 2025 | 11 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Demetrios G Limperopoulos from Morgan StanleyAug 14, 2026 · Wirehouse to independent RIA
- Nicholas J Scenna from Morgan StanleyOct 14, 2025 · Wirehouse to independent RIA
- David Benjamin Bruckman from Apexium Financial LPApr 16, 2021 · RIA to RIA
- Letizia Flavia Carlisto from UBS Financial Services Inc.Apr 16, 2021 · Wirehouse to independent RIA
- Paul Fegan from Sanctuary Advisors, LLCApr 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- David Stanley Price from Sanctuary Advisors, LLCMar 31, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christian Paul Fegan · Managing Partner And Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- S David Price · Managing Partnercontrolsince 12/2020 · owns less than 5%
- Christian Paul Fegan · Membercontrolsince 11/2018 · owns 50% to 75% of S.P.Q.R. Holdings LLC
- S David Price · Membercontrolsince 11/2018 · owns 50% to 75% of Rrp Partners LLC
Entity owners
- Navis Wealth Management LLC · Managing Memberdirect · owns 75% or more
- Navis Wealth Partners LLC · Ownerindirect · owns 75% or more of Navis Wealth Management LLC
- Rrp Partners LLC · Memberindirect · owns 25% to 50% of Navis Wealth Partners LLC
- S.P.Q.R. Holdings LLC · Memberindirect · owns 25% to 50% of Navis Wealth Partners LLC
Related persons
Schedule D 7.A
- Navis Tax LLCinsurancen
- Navis Wealth Preservation LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rye Brook, Ny · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 377.0 to 623.0 (+65.0%) between the annual amendments of 2025-04-22 and 2026-03-31; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $540,686,352 to $902,226,266 (+67.0%) between the annual amendments of 2025-04-22 and 2026-03-31; the peer median change was +16.0% (1386 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Jun 2, 2026 to Sep 1, 2026
- Succession · false to unsetJun 2, 2026 to Sep 1, 2026
- Accounts · 377 to 623Nov 19, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Nov 19, 2025 to Mar 31, 2026
- HNW clients · 90 to 93Nov 19, 2025 to Mar 31, 2026
- Individual clients · 17 to 33Nov 19, 2025 to Mar 31, 2026
- Employees · 7 to 8Nov 19, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 6Nov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $541M to $768MNov 19, 2025 to Mar 31, 2026
- HNW RAUM · $524M to $886MNov 19, 2025 to Mar 31, 2026
- Individual RAUM · $17.0M to $15.9MNov 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $134MNov 19, 2025 to Mar 31, 2026
- RAUM · $541M to $902MNov 19, 2025 to Mar 31, 2026
- Accounts · 106 to 377Mar 28, 2024 to Apr 22, 2025
- BD registered reps · 4 to 5Mar 28, 2024 to Apr 22, 2025
- HNW clients · 47 to 90Mar 28, 2024 to Apr 22, 2025
- Individual clients · 9 to 17Mar 28, 2024 to Apr 22, 2025
- Employees · 6 to 7Mar 28, 2024 to Apr 22, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2024 to Apr 22, 2025
- Discretionary RAUM · $410M to $541MMar 28, 2024 to Apr 22, 2025
- HNW RAUM · $405M to $524MMar 28, 2024 to Apr 22, 2025
- Individual RAUM · $4.3M to $17.0MMar 28, 2024 to Apr 22, 2025
- RAUM · $410M to $541MMar 28, 2024 to Apr 22, 2025
- Accounts · 335 to 106Oct 25, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Oct 25, 2023 to Mar 28, 2024
- BD registered reps · 3 to 4Oct 25, 2023 to Mar 28, 2024
- HNW clients · 49 to 47Oct 25, 2023 to Mar 28, 2024
- Individual clients · 17 to 9Oct 25, 2023 to Mar 28, 2024
- Employees · 5 to 6Oct 25, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 5Oct 25, 2023 to Mar 28, 2024
- Other offices · 0 to 1Oct 25, 2023 to Mar 28, 2024
- Discretionary RAUM · $317M to $410MOct 25, 2023 to Mar 28, 2024
- HNW RAUM · $312M to $405MOct 25, 2023 to Mar 28, 2024
- Individual RAUM · $3.3M to $4.3MOct 25, 2023 to Mar 28, 2024
- Pension RAUM · 2115380.0 to unsetOct 25, 2023 to Mar 28, 2024
- RAUM · $317M to $410MOct 25, 2023 to Mar 28, 2024
- Individual clients · 7 to 17Oct 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $284M to $317MOct 28, 2022 to Mar 29, 2023
- HNW RAUM · $267M to $312MOct 28, 2022 to Mar 29, 2023
- Individual RAUM · $12.4M to $3.3MOct 28, 2022 to Mar 29, 2023
Signals
6 dated events
- Navis Wealth Advisors Llc reported RAUM $902.2M, up 67% from $540.7M (2025-11-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Navis Wealth Advisors Llc reported RAUM $540.7M, up 32% from $409.7M (2024-03-28 to 2025-04-22)Apr 22, 2025 · RAUM change · derived
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Navis Wealth Advisors Llc (listed 2020-10-06, absent 2020-12-14)Dec 14, 2020 · Control person left · inference
- S David Price (Managing Partner) appeared on Schedule A of Navis Wealth Advisors LlcDec 14, 2020 · Control person joined · fact
- Christian Paul Fegan (Managing Partner And Chief Compliance Officer) appeared on Schedule A of Navis Wealth Advisors LlcDec 14, 2020 · Control person joined · fact
- Apeliux Capital Advisors, Llc filed its initial SEC registration (Form ADV)Oct 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ashley@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brenna@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bri@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- david@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- demetri@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- elaine@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- james@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jkovacs@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- joseph@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- leti@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mitzi@naviswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026