DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrated Capital Management
Legal name Integrated Capital Management LLC
Latest filing Feb 27, 2026
First filing on the tape Mar 22, 2018 · 24 filings
SEC status approved since Apr 25, 2018
RAUM
$430M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
91%
$392M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$430M as of Feb 27, 2026
Mar 18, 2019$131M then
HNW client RAUM$319M as of Feb 27, 2026
Mar 18, 2019$75.5M then
State-registered IARs (5.B.3)5 as of Feb 27, 2026
Mar 18, 20194 then
Employees (5.A)5 as of Feb 27, 2026
Mar 18, 20196 then
Private funds: no history
RAUM +17% over the last fiscal year+27% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 138derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $212,647derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$319M74%
- Individuals$73.0M17%
- Pension and profit-sharing plans$26.6M6.2%
- Corporations and businesses$11.2M2.6%
- Individual clients
- 262reported
- HNW clients
- 153reported
- Pension plan clients
- 23reported
- Charitable clients
- n/areported
- Accounts
- 2,021reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Robert FrankeCertified Financial Planner | Bloomfield Hills, Mi | Nov 1, 2016 | 19 y | 3 |
| Cathy Ann Navarreross | Bloomfield Hills, Mi | Nov 1, 2016 | 37 y | 1 |
| Eric John SegerCertified Financial Planner | Bloomfield Hills, Mi | Apr 18, 2017 | 25 y | 2 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 67% of current headcount2 left over 36 months
Left, latest
- John Devine to Mkd WealthJun 22, 2026 · RIA to RIA
- Kenneth Daniel Coe to Creative Financial Designs, Inc.May 4, 2026 · RIA to affiliated broker-dealer or bank
- Eric Robert Solomon to Apogee Wealth ManagementJul 28, 2022 · Other
- Andrew Joseph Settecerri to Fidelity Personal And Workplace AdvisorsJul 8, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- Eric Robert Solomon from Paragon Retirement Planning, Inc.Jun 2, 2022 · Other
- Eric John Seger from First Heartland Consultants, Inc.Apr 18, 2017 · Other
- Kenneth Daniel Coe from First Heartland Consultants, Inc.Nov 1, 2016 · Other
- Cathy Ann Navarreross from First Heartland Consultants, Inc.Nov 1, 2016 · Other
- Brian Robert Franke from First Heartland Consultants, Inc.Nov 1, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from First Heartland Consultants, Inc.Oct 31, 2016 · Novi, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Brian Franke · Managing Membercontrolsince 11/2016 · owns 50% to 75%
- John Eric Seger · Managing Member/Ccocontrolsince 11/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 3 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,895 to 2,021Mar 28, 2025 to Feb 27, 2026
- Advisory employees · 4 to 5Mar 28, 2025 to Feb 27, 2026
- BD registered reps · 1 to 0Mar 28, 2025 to Feb 27, 2026
- Corporate clients · 9 to 10Mar 28, 2025 to Feb 27, 2026
- HNW clients · 135 to 153Mar 28, 2025 to Feb 27, 2026
- Individual clients · 274 to 262Mar 28, 2025 to Feb 27, 2026
- Pension plan clients · 24 to 23Mar 28, 2025 to Feb 27, 2026
- Employees · 4 to 5Mar 28, 2025 to Feb 27, 2026
- Insurance-licensed employees · 4 to 5Mar 28, 2025 to Feb 27, 2026
- State-registered IARs · 4 to 5Mar 28, 2025 to Feb 27, 2026
- Discretionary RAUM · $343M to $403MMar 28, 2025 to Feb 27, 2026
- HNW RAUM · $259M to $319MMar 28, 2025 to Feb 27, 2026
- Individual RAUM · $74.9M to $73.0MMar 28, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $24.5M to $26.6MMar 28, 2025 to Feb 27, 2026
- Pension RAUM · $24.5M to $26.6MMar 28, 2025 to Feb 27, 2026
- RAUM · $368M to $430MMar 28, 2025 to Feb 27, 2026
- Accounts · 1,768 to 1,895Jul 10, 2024 to Mar 28, 2025
- Corporate clients · 8 to 9Jul 10, 2024 to Mar 28, 2025
- HNW clients · 119 to 135Jul 10, 2024 to Mar 28, 2025
- Individual clients · 281 to 274Jul 10, 2024 to Mar 28, 2025
- Pension plan clients · unset to 24.0Jul 10, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Jul 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $283M to $343MJul 10, 2024 to Mar 28, 2025
- HNW RAUM · $203M to $259MJul 10, 2024 to Mar 28, 2025
- Individual RAUM · $72.5M to $74.9MJul 10, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $24.5MJul 10, 2024 to Mar 28, 2025
- Pension RAUM · unset to 24538530.0Jul 10, 2024 to Mar 28, 2025
- RAUM · $283M to $368MJul 10, 2024 to Mar 28, 2025
- Accounts · 1,648 to 1,768Sep 11, 2023 to Feb 9, 2024
- Corporate clients · 6 to 8Sep 11, 2023 to Feb 9, 2024
- HNW clients · 94 to 119Sep 11, 2023 to Feb 9, 2024
- Individual clients · 285 to 281Sep 11, 2023 to Feb 9, 2024
- Employees · 6 to 4Sep 11, 2023 to Feb 9, 2024
- Discretionary RAUM · $211M to $283MSep 11, 2023 to Feb 9, 2024
- HNW RAUM · $137M to $203MSep 11, 2023 to Feb 9, 2024
- Individual RAUM · $68.6M to $72.5MSep 11, 2023 to Feb 9, 2024
- RAUM · $211M to $283MSep 11, 2023 to Feb 9, 2024
- Accounts · 1,510 to 1,648Sep 13, 2022 to Mar 2, 2023
- Corporate clients · 5 to 6Sep 13, 2022 to Mar 2, 2023
- HNW clients · 98 to 94Sep 13, 2022 to Mar 2, 2023
Signals
4 dated events
- John Devine left Integrated Capital Management for Mkd Wealth (registered 2026-07-09)Jun 22, 2026 · Advisor changed firm · fact
- Kenneth Daniel Coe left Integrated Capital Management for Creative Financial Designs, Inc. (registered 2026-05-01)May 4, 2026 · Advisor changed firm · fact
- Eric Robert Solomon left Integrated Capital Management for Apogee Wealth Management (registered 2025-02-13)Jul 28, 2022 · Advisor changed firm · fact
- Integrated Capital Management filed its initial SEC registration (Form ADV)Mar 22, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@icapitalmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cross@icapitalmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tdreary@icapitalmgt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-593-8900reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/INTEGRATED-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ICAPITALMGT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-593-8900reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- icapitalmgt.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- icapitalmgt.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026