DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hoffman Capital Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek D. Finney | LPL Financial LLC BD affiliated | Hoffman Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Aug 11, 2025 |
| Robert William Feyche | Ameritas Advisory Services BD affiliated | Hoffman Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Jan 31, 2020 |
| David Lee Smith | Hefren-Tillotson, Inc. other | Hoffman Capital Advisors LLC independent RIA | Other | Dec 18, 2017 | Feb 8, 2018 (52 d) |
| Josiah David Hoffman | Hefren-Tillotson, Inc. other | Hoffman Capital Advisors LLC independent RIA | Other | Nov 30, 2017 | Jun 8, 2017 |
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4 moves match.