DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bravias Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Logan B Wadsworth | Cetera Investment Advisers LLC BD affiliated | Bravias Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Mar 9, 2023 |
| Stephen Mcgahran | Equitable Advisors, LLC national BD | Bravias Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Jan 6, 2025 (1209 d) |
| Anita Jaswantlal Patel | Cambridge Investment Research Advisors, Inc. BD affiliated | Bravias Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Jan 1, 2025 (1267 d) |
| Matthew Peter Sottile | Spirit Of America Management Corp asset manager | Bravias Financial independent RIA | Other | Aug 20, 2018 | Jan 3, 2025 (2328 d) |
| Richard Ross Zeitz | Alphastar Capital Management other | Bravias Financial independent RIA | Other | Nov 15, 2017 | Oct 31, 2017 |
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5 moves match.