DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Essex Private Wealth Management LLC
Latest filing Jun 11, 2026
First filing on the tape Sep 29, 2016 · 40 filings
SEC status approved since Nov 22, 2016
RAUM
$331M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$329M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$82.6M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$331M as of Jun 11, 2026
Feb 18, 2017$134M then
HNW client RAUM$300M as of Jun 11, 2026
Mar 16, 2018$146M then
State-registered IARs (5.B.3)5 as of Jun 11, 2026
Feb 18, 20174 then
Employees (5.A)6 as of Jun 11, 2026
Feb 18, 20176 then
Private funds: 4
RAUM +13% over the last fiscal year+13% a year over threeIARs 4 to 5offices 1 to 2
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
- RAUM per advisor
- $82.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $414,732derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$300M91%
- Individuals$29.5M8.9%
- Charitable organizations$1.3M0.4%
- Individual clients
- 120reported
- HNW clients
- 96reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 797reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Andrew Woodland | Topsfield, Ma | Sep 9, 2009 | 33 y | 2 |
| Peter Earl Mulholland | Topsfield, Ma | Nov 30, 2011 | 34 y | 2 |
| James David Baga | Topsfield, Ma | Aug 26, 2016 | 32 y | 2 |
| Victor Kester, Jr. | Topsfield, Ma | Jun 5, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Lionel James Edmonson to Consolidated Portfolio Review CorpMar 20, 2026 · RIA to RIA
- David Edward Bunker to Bay Colony AdvisorsFeb 28, 2022 · RIA to RIA
- Shawn Michael Mccarthy to LPL Financial LLCJun 28, 2021 · RIA to affiliated broker-dealer or bank
- Robert Rubano to Equitable Advisors, LLCNov 12, 2020 · RIA to affiliated broker-dealer or bank
- Dennis Carl Wassung to Abbot Financial Management, IncJun 17, 2019 · RIA to RIA
- Jason A. Canzano to Breakwater Asset Management, LLCNov 15, 2010 · Other
Joined, latest
- Shawn Michael Mccarthy from Little House Capital, LLCApr 8, 2019 · RIA to RIA
- David Edward Bunker from Sentinel Pension Advisors, LLC.Aug 15, 2018 · Other
- Robert Rubano from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 15, 2018 · Wirehouse to independent RIA
- Lionel James Edmonson from Strategic Advisers LLCSep 6, 2017 · Other
- Dennis Carl Wassung from Cabot Wealth ManagementJan 30, 2017 · Other
- James David Baga from Sentinel Pension Advisors, LLC.Aug 26, 2016 · Other
- Peter Earl Mulholland from Fidelity Personal Trust Company, FsbNov 30, 2011 · Other
- Brian Andrew Woodland from Woodland Asset Management, LLCSep 9, 2009 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ws Advantage LLCno longer reported | Hedge Fund | $11.0M | 10 | Sep 29, 2016 |
| Grove Realty Partners LLCno longer reported | Real Estate Fund | $3.3M | 2 | Sep 29, 2016 |
| Riversky Realty Partnersno longer reported | Real Estate Fund | $1.9M | 2 | Sep 29, 2016 |
| Founders Circle LLCno longer reported | Real Estate Fund | $1.2M | 3 | Sep 29, 2016 |
| Walker Partners LLCno longer reported | Real Estate Fund | $800,000 | 2 | Sep 29, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Brian Woodland · Managing Memebercontrolsince 03/2009 · owns less than 5%
- Andrew Brian Woodland · Membercontrolsince 12/2009 · owns 75% or more of Huntwicke Capital Group Inc.
- Earl Peter Mulholland · Chief Compliance Officer, Chief Investment Officer And Senior Financial Advisorsince 04/2009 · owns less than 5%
Entity owners
- Huntwicke Capital Group Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Huntwicke Securities, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Topsfield, Ma · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bedford, NH1 employees
What changed
consecutive filings, newest first
- Accounts · 762 to 797Jun 11, 2025 to Jan 27, 2026
- Advisory employees · 4 to 5Jun 11, 2025 to Jan 27, 2026
- BD registered reps · 5 to 6Jun 11, 2025 to Jan 27, 2026
- HNW clients · 86 to 96Jun 11, 2025 to Jan 27, 2026
- Individual clients · 126 to 120Jun 11, 2025 to Jan 27, 2026
- Employees · 5 to 6Jun 11, 2025 to Jan 27, 2026
- Financial planning clients · 26-50 to 51-100Jun 11, 2025 to Jan 27, 2026
- State-registered IARs · 4 to 5Jun 11, 2025 to Jan 27, 2026
- Discretionary RAUM · $281M to $316MJun 11, 2025 to Jan 27, 2026
- HNW RAUM · $257M to $300MJun 11, 2025 to Jan 27, 2026
- Individual RAUM · $33.0M to $29.5MJun 11, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $12.4M to $14.4MJun 11, 2025 to Jan 27, 2026
- Pension RAUM · $2.2M to $0Jun 11, 2025 to Jan 27, 2026
- RAUM · $294M to $331MJun 11, 2025 to Jan 27, 2026
- Financial planning clients · 26-50 to 26-50May 14, 2025 to Jun 11, 2025
- Other offices · 1 to 2Mar 31, 2025 to May 14, 2025
- Accounts · 709 to 762Feb 21, 2024 to Feb 6, 2025
- Business name · ESSEX PRIVATE WEALTH MANAGEMENT, LLC to ESSEX PRIVATE WEALTH MANAGEMENT LLCFeb 21, 2024 to Feb 6, 2025
- HNW clients · 81 to 86Feb 21, 2024 to Feb 6, 2025
- Individual clients · 113 to 126Feb 21, 2024 to Feb 6, 2025
- Employees · 6 to 5Feb 21, 2024 to Feb 6, 2025
- Legal name · ESSEX PRIVATE WEALTH MANAGEMENT, LLC to ESSEX PRIVATE WEALTH MANAGEMENT LLCFeb 21, 2024 to Feb 6, 2025
- Discretionary RAUM · $249M to $281MFeb 21, 2024 to Feb 6, 2025
- HNW RAUM · $227M to $257MFeb 21, 2024 to Feb 6, 2025
- Individual RAUM · $29.3M to $33.0MFeb 21, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $11.1M to $12.4MFeb 21, 2024 to Feb 6, 2025
- Pension RAUM · $3.1M to $2.2MFeb 21, 2024 to Feb 6, 2025
- RAUM · $260M to $294MFeb 21, 2024 to Feb 6, 2025
- Accounts · 678 to 709Feb 24, 2023 to Feb 21, 2024
- Charity clients · 2.0 to unsetFeb 24, 2023 to Feb 21, 2024
- Corporate clients · 1.0 to unsetFeb 24, 2023 to Feb 21, 2024
- HNW clients · 77 to 81Feb 24, 2023 to Feb 21, 2024
- Individual clients · 108 to 113Feb 24, 2023 to Feb 21, 2024
- Financial planning clients · 51-100 to 26-50Feb 24, 2023 to Feb 21, 2024
- Discretionary RAUM · $220M to $249MFeb 24, 2023 to Feb 21, 2024
- HNW RAUM · $200M to $227MFeb 24, 2023 to Feb 21, 2024
- Individual RAUM · $28.0M to $29.3MFeb 24, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $8.8M to $11.1MFeb 24, 2023 to Feb 21, 2024
- Pension RAUM · unset to 3101402.0Feb 24, 2023 to Feb 21, 2024
- RAUM · $229M to $260MFeb 24, 2023 to Feb 21, 2024
Signals
5 dated events
- Lionel James Edmonson left Essex Private Wealth Management Llc for Consolidated Portfolio Review Corp (registered 2026-03-17)Mar 20, 2026 · Advisor changed firm · fact
- Essex Private Wealth Management Llc reported RAUM $228.8M, down 52% from $476.6M (2022-03-08 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- David Edward Bunker left Essex Private Wealth Management Llc for Bay Colony Advisors (registered 2022-02-01)Feb 28, 2022 · Advisor changed firm · fact
- Essex Private Wealth Management Llc reported RAUM $338.3M, up 98% from $170.9M (2018-12-10 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- Huntwicke Advisors, Llc filed its initial SEC registration (Form ADV)Sep 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@essexprivate.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 978-887-5981reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- essexprivate.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (978) 887-5981reportedpublic record, Form ADV, Jun 11, 2026
- Contact form
- essexprivate.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Essex Private Wealth Management LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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