DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Greensview Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek A Ghia | Greensview Wealth Management independent RIA | Lifeworks Advisors, LLC independent RIA | RIA to RIA | Jan 15, 2024 | Jan 9, 2024 |
| Robert Eli Caldwell | Greensview Wealth Management independent RIA | Lifeworks Advisors, LLC independent RIA | RIA to RIA | Jan 15, 2024 | Jan 9, 2024 |
| John Lee Kennedy | Greensview Wealth Management independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2023 | Jun 23, 2025 (605 d) |
| Henry Spencer Smith | Greensview Wealth Management independent RIA | Spencer Smith Asset Management, Inc. state registered | RIA to a state-registered adviser | Mar 10, 2021 | Feb 26, 2021 |
| James Anthony Powers | Greensview Wealth Management independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2020 | Jun 23, 2025 (1785 d) |
| Daniel Charles Macdonald | Greensview Wealth Management independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2020 | Jun 23, 2025 (1886 d) |
| Brendan Patrick Byrne | Greensview Wealth Management independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2018 | Dec 12, 2018 |
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7 moves match.