DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Macquarie Investment Management Europe S.A.

Former SEC-registered adviserLuxembourg, CRD 297579SEC 801-114568IAPD
Latest filing Mar 6, 2019
First filing on the tape Dec 13, 2018 · 2 filings
RAUM
$4.5B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$4.5B as of Mar 6, 2019
Dec 13, 2018$4.5B then
HNW client RAUM$0 as of Mar 6, 2019
Dec 13, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 6, 2019
Dec 13, 20180 then
Employees (5.A)10 as of Mar 6, 2019
Dec 13, 201810 then
Private funds: no history
Practice profile
derived from the filing of Mar 6, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$376MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.3B53%
  • Pension and profit-sharing plans$1.2B27%
  • Corporations and businesses$658M15%
  • State and municipal entities$149M3.4%
  • Other investment advisers$61.4M1.4%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
2reported
Charitable clients
0reported
Accounts
12reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $153M managedreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Thonning Jesper Alsing · Director
        since 06/2018 · owns less than 5%
      • Robert James Burns · Director
        since 06/2018 · owns less than 5%
      • Jens Hansen · Director
        since 06/2018 · owns less than 5%
      • Andrew Stephen Haswell · Director
        since 06/2018 · owns less than 5%
      • John Leonard · Director
        since 06/2018 · owns less than 5%
      • Maria Rosa Villalobos · Director
        since 06/2018 · owns less than 5%
      • Alison Wood · Chief Compliance Officer
        since 06/2018 · owns less than 5%
      Entity owners
      • Macquarie Investment Management Holdings (Luxembourg) Sarl · Parent
        direct · owns 75% or more
      • Macquarie Corporate Holdings Europe Limited · Indirect Owner
        indirect · owns 75% or more of Macquarie Investment Management Holdings (Luxembourg) Sarl
      • Macquarie Corporate Holdings Pty Limited · Indirect Owner
        indirect · owns 75% or more of Macquarie Corporate Holdings Europe Limited
      • Macquarie Financial Holdings Pty Ltd · Indirect Owner
        indirect · owns 75% or more of Macquarie Corporate Holdings Pty Limited
      • Macquarie Group Limited · Indirect Owner
        indirect · owns 75% or more of Macquarie Financial Holdings Pty Ltd
      Related persons
      Schedule D 7.A
      Advisers that list Macquarie Investment Management Europe S.A. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · MACQUARIE INVESTMENT MANAGEMENT VALUEINVEST S.A. to MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A.
        Dec 13, 2018 to Mar 6, 2019
      • Legal name · MACQUARIE INVESTMENT MANAGEMENT VALUEINVEST S.A. to MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A.
        Dec 13, 2018 to Mar 6, 2019
      Signals
      1 dated events
      • Macquarie Investment Management Valueinvest S.A. filed its initial SEC registration (Form ADV)
        Dec 13, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026