DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Regent Peak Wealth Advisors, LLC
Latest filing Jun 11, 2026
First filing on the tape Mar 18, 2019 · 31 filings
SEC status approved since May 2, 2019
RAUM
$786M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$718M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$87.3M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$786M as of Jun 11, 2026
Mar 27, 2020$303M then
HNW client RAUM$688M as of Jun 11, 2026
Mar 27, 2020$265M then
State-registered IARs (5.B.3)7 as of Jun 11, 2026
Mar 27, 20203 then
Employees (5.A)10 as of Jun 11, 2026
Mar 27, 20205 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $87.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $487,810derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $123M, 123 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$688M89%
- Corporations and businesses$54.2M7.0%
- Individuals$30.3M3.9%
- Individual clients
- 65reported
- HNW clients
- 141reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,611reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $123M for 123 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Nicholas RobsonCertified Financial Planner | Atlanta, Ga | May 3, 2019 | 32 y | 1 |
| Kevin Nicholas ManningCertified Financial Planner | Atlanta, Ga | May 3, 2019 | 22 y | 3 |
| Nathan Ross HoytCertified Financial Planner | Atlanta, Ga | May 3, 2019 | 20 y | 2 |
| Carmen Lee Laster | Atlanta, Ga | Feb 15, 2021 | 23 y | 3 |
| Emily Renae Raymond | Atlanta, Ga | Feb 18, 2021 | 10 y | 1 |
| Natalie Gallo | Atlanta, Ga | Oct 16, 2025 | 10 y | 1 |
| Riley Patrick Gessner | Atlanta, Ga | Mar 16, 2026 | 11 y | 2 |
| Alexander AlbaCertified Financial Planner | Atlanta, Ga | Mar 20, 2026 | 11 y | 3 |
| Solomon Austin Cohen | Atlanta, Ga | May 29, 2026 | 12 y | 1 |
Advisor movement
1 left, 4 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount2 left over 36 months
Left, latest
- Elias Crist to Inlight WealthMar 6, 2026 · RIA to RIA
- Robert Nicolas Fazio to Chattahoochee WealthAug 6, 2025 · RIA to a state-registered adviser
- Andrew John Colascione to LPL Financial LLCSep 1, 2021 · RIA to RIA
Joined, latest
- Solomon Austin Cohen from Hb WealthMay 29, 2026 · RIA to RIA
- Alexander Alba from MML Investors Services, LLCMar 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Riley Patrick Gessner from Virtus Investment Advisers, LLCMar 16, 2026 · Other
- Natalie Gallo from J.P. Morgan Securities LLCOct 16, 2025 · Wirehouse to independent RIA
- Elias Crist from Concourse Financial Group AdvisorsApr 6, 2022 · Affiliated broker-dealer or bank to independent RIA
- Emily Renae Raymond from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 18, 2021 · Wirehouse to independent RIA
- Carmen Lee Laster from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 15, 2021 · Wirehouse to independent RIA
- Kevin Nicholas Manning from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 3, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Craig Nicholas Robson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 3, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Nathan Ross Hoyt from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 3, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 7, 2019 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ross Nathan Hoyt · Chief Investment Officercontrolsince 05/2019 · owns less than 5%
- Lee Carmen Laster · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Nicholas Kevin Manning · Chief Financial Officercontrolsince 05/2019 · owns 5% to 10%
- Renae Emily Raymond · Chief Operating Officercontrolsince 05/2019 · owns less than 5%
- Nicholas Craig Robson · Founding Principal/Managing Directorcontrolsince 05/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 9 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,542 to 1,611Mar 11, 2025 to Mar 12, 2026
- BD registered reps · 3 to 1Mar 11, 2025 to Mar 12, 2026
- Corporate clients · 7 to 6Mar 11, 2025 to Mar 12, 2026
- HNW clients · 132 to 141Mar 11, 2025 to Mar 12, 2026
- Individual clients · 57 to 65Mar 11, 2025 to Mar 12, 2026
- Assets in custody · $125M to $123MMar 11, 2025 to Mar 12, 2026
- Discretionary RAUM · $706M to $786MMar 11, 2025 to Mar 12, 2026
- HNW RAUM · $619M to $688MMar 11, 2025 to Mar 12, 2026
- Individual RAUM · $25.7M to $30.3MMar 11, 2025 to Mar 12, 2026
- RAUM · $706M to $786MMar 11, 2025 to Mar 12, 2026
- Accounts · 1,439 to 1,542Nov 21, 2024 to Mar 11, 2025
- Corporate clients · 8 to 7Nov 21, 2024 to Mar 11, 2025
- HNW clients · 133 to 132Nov 21, 2024 to Mar 11, 2025
- Individual clients · 51 to 57Nov 21, 2024 to Mar 11, 2025
- Assets in custody · $112M to $125MNov 21, 2024 to Mar 11, 2025
- Financial planning clients · 26-50 to 26-50Nov 21, 2024 to Mar 11, 2025
- Discretionary RAUM · $611M to $706MNov 21, 2024 to Mar 11, 2025
- HNW RAUM · $531M to $619MNov 21, 2024 to Mar 11, 2025
- Individual RAUM · $18.9M to $25.7MNov 21, 2024 to Mar 11, 2025
- RAUM · $611M to $706MNov 21, 2024 to Mar 11, 2025
- Accounts · 1,317 to 1,439Nov 10, 2023 to Feb 29, 2024
- Advisory employees · 5 to 7Nov 10, 2023 to Feb 29, 2024
- Corporate clients · 7 to 8Nov 10, 2023 to Feb 29, 2024
- HNW clients · 128 to 133Nov 10, 2023 to Feb 29, 2024
- Individual clients · 45 to 51Nov 10, 2023 to Feb 29, 2024
- Assets in custody · $85.0M to $112MNov 10, 2023 to Feb 29, 2024
- Discretionary RAUM · $532M to $611MNov 10, 2023 to Feb 29, 2024
- HNW RAUM · $466M to $531MNov 10, 2023 to Feb 29, 2024
- Individual RAUM · $22.2M to $18.9MNov 10, 2023 to Feb 29, 2024
- RAUM · $532M to $611MNov 10, 2023 to Feb 29, 2024
- Advisory employees · 4 to 5Mar 16, 2023 to Aug 3, 2023
- Employees · 8 to 10Mar 16, 2023 to Aug 3, 2023
- State-registered IARs · 6 to 7Mar 16, 2023 to Aug 3, 2023
- Accounts · 1,195 to 1,317Dec 6, 2022 to Mar 16, 2023
- Corporate clients · 5 to 7Dec 6, 2022 to Mar 16, 2023
- HNW clients · 127 to 128Dec 6, 2022 to Mar 16, 2023
- Individual clients · 47 to 45Dec 6, 2022 to Mar 16, 2023
- Assets in custody · $88.3M to $85.0MDec 6, 2022 to Mar 16, 2023
- Financial planning clients · 11-25 to 26-50Dec 6, 2022 to Mar 16, 2023
- Discretionary RAUM · $575M to $532MDec 6, 2022 to Mar 16, 2023
Signals
10 dated events
- Elias Crist left Regent Peak Wealth Advisors, Llc for Inlight Wealth (registered 2026-05-22)Mar 6, 2026 · Advisor changed firm · fact
- Robert Nicolas Fazio left Regent Peak Wealth Advisors, Llc for Chattahoochee Wealth (registered 2025-08-07)Aug 6, 2025 · Advisor changed firm · fact
- Regent Peak Wealth Advisors, Llc reported RAUM $574.9M, up 36% from $424.1M (2021-11-03 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Regent Peak Wealth Advisors, Llc reported RAUM $424.1M, up 40% from $302.6M (2020-11-12 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- Renae Emily Raymond (Chief Operating Officer) appeared on Schedule A of Regent Peak Wealth Advisors, LlcMay 22, 2019 · Control person joined · fact
- Ross Nathan Hoyt (Chief Investment Officer) appeared on Schedule A of Regent Peak Wealth Advisors, LlcMay 22, 2019 · Control person joined · fact
- Nicholas Kevin Manning (Chief Financial Officer) appeared on Schedule A of Regent Peak Wealth Advisors, LlcMay 22, 2019 · Control person joined · fact
- Nmn Corey Kupfer (Managing Member) no longer on Schedule A of Regent Peak Wealth Advisors, Llc (listed 2019-03-26, absent 2019-05-03)May 3, 2019 · Control person left · inference
- Nicholas Craig Robson (Owner/Managing Director) appeared on Schedule A of Regent Peak Wealth Advisors, LlcMay 3, 2019 · Control person joined · fact
- Buckhead, Llc filed its initial SEC registration (Form ADV)Mar 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/regent-peak-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- regentpeakwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 470-867-3550reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026