DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Regent Peak Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Solomon Austin Cohen | Hb Wealth independent RIA | Regent Peak Wealth Advisors, LLC independent RIA | RIA to RIA | May 26, 2026 | May 29, 2026 |
| Alexander Alba | MML Investors Services, LLC BD affiliated | Regent Peak Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Mar 20, 2026 (49 d) |
| Natalie Gallo | J.P. Morgan Securities LLC wirehouse | Regent Peak Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 4, 2025 | Oct 16, 2025 (42 d) |
| Riley Patrick Gessner | Virtus Investment Advisers, LLC asset manager | Regent Peak Wealth Advisors, LLC independent RIA | Other | May 26, 2022 | Mar 16, 2026 (1390 d) |
| Emily Renae Raymond | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Regent Peak Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | May 10, 2019 | Feb 18, 2021 (650 d) |
| Craig Nicholas Robson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Regent Peak Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 7, 2019 | May 3, 2019 |
| Carmen Lee Laster | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Regent Peak Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | May 7, 2019 | Feb 15, 2021 (650 d) |
| Kevin Nicholas Manning | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Regent Peak Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 7, 2019 | May 3, 2019 |
| Nathan Ross Hoyt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Regent Peak Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 7, 2019 | May 3, 2019 |
| Elias Crist | Concourse Financial Group Advisors BD affiliated | Regent Peak Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Apr 6, 2022 (1297 d) |
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10 moves match.