DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Catalyst Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Bontecou Wray | Klr Investment Advisors, LLC independent RIA | Catalyst Financial Partners independent RIA | RIA to RIA | Mar 11, 2022 | Jul 12, 2022 (123 d) |
| Thomas Neal O'Connor | MML Investors Services, LLC BD affiliated | Catalyst Financial Partners no RAUM | Other | Nov 1, 2021 | Aug 3, 2020 |
| Daniel Edward Ronan | Bny Mellon Securities Corporation other | Catalyst Financial Partners no RAUM | Other | Dec 31, 2015 | Aug 26, 2021 (2065 d) |
| Keith Gibbons | Provident Advisory Group unclassified | Catalyst Financial Partners no RAUM | Other | Dec 14, 2007 | Aug 19, 2021 (4997 d) |
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4 moves match.