DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• G••••
Legal name C•••••••• A•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 28, 2024 · 3 filings
SEC status approved since Apr 26, 2024
RAUM
$414M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$221M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$414M as of Apr 1, 2026
Mar 31, 2025$351M then
HNW client RAUM$220M as of Apr 1, 2026
Mar 31, 2025$190M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Mar 31, 20251 then
Employees (5.A)9 as of Apr 1, 2026
Mar 31, 20258 then
Private funds23 as of Apr 1, 2026
Mar 31, 202519 then
RAUM +18% over the last fiscal yearIARs 1 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $173M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$220M53%
- Pooled investment vehicles$170M41%
- Charitable organizations$23.1M5.6%
- Individuals$997,4650.2%
- Individual clients
- 8reported
- HNW clients
- 29reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $173M for 24 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.53 fund_share=0.41 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• D••• C••••••Chartered Financial Analyst | Tampa, Fl | Apr 14, 2026 | 13 y | 1 |
| D••••• C••••••Chartered Financial Analyst | Tampa, Fl | Apr 14, 2026 | 30 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• W•••••• M•••••• to M••••••• I•••••••••Dec 22, 2022 · RIA to a state-registered adviser
- L•••• D••••• C••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 7, 2021 · RIA to wirehouse
Joined, latest
- L•••• D••••• C••••••• from W•••• F•••• A•••••••Nov 19, 2020 · Wirehouse to independent RIA
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• E••••••••• P••••••• | Private Equity Fund | $84.6M | 24 | Mar 28, 2024 |
| C•••••••• I••••••••• P••••••• A••• L•• | Other Private Fund | $22.1M | 4 | Mar 28, 2024 |
| C•••••••• I••••••••• P••••••• S••••• C• | Private Equity Fund | $17.5M | 3 | Mar 28, 2024 |
| C•••••••• I••••••••• P••••••• S••••• B•• | Private Equity Fund | $17.4M | 4 | Mar 28, 2024 |
| C•••••••• I••••••••• P••••••• S••••• B• | Private Equity Fund | $17.4M | 4 | Mar 28, 2024 |
| C•••••••• I••••••••• P••••••• S••••• B•• | Private Equity Fund | $8.0M | 4 | Mar 28, 2024 |
| C•••••••• G•••• I•••••••• I• | Private Equity Fund | $7.4M | 6 | Mar 28, 2024 |
| C•••••••• G•••• I•••••••• I•• | Private Equity Fund | $6.5M | 7 | Mar 28, 2024 |
| C•••••••• G•••• I•••••••• | Private Equity Fund | $3.8M | 5 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• R•••• D••• · Membercontrolsince 09/2019 · owns 10% to 25%
- F•••• D••••••• J•••• · Membercontrolsince 09/2019 · owns 75% or more
- C••••••• D••••• · Chief Compliance Officersince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
- C•••••••• F••• M••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Apr 1, 2026HNW RAUM per HNW client of $7,574,775 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.5 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
- unusually large average accountStatic outlier · filing Apr 1, 2026RAUM per account of $7,254,623 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 4.6 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 55 to 57Mar 31, 2025 to Apr 1, 2026
- Business name · C•••••••• A•••••••• L•• to C•••••••• G••••Mar 31, 2025 to Apr 1, 2026
- Charity clients · 0.0 to unsetMar 31, 2025 to Apr 1, 2026
- HNW clients · 36 to 29Mar 31, 2025 to Apr 1, 2026
- Individual clients · 0 to 8Mar 31, 2025 to Apr 1, 2026
- Pooled vehicle clients · 18 to 23Mar 31, 2025 to Apr 1, 2026
- Assets in custody · $159M to $173MMar 31, 2025 to Apr 1, 2026
- Employees · 8 to 9Mar 31, 2025 to Apr 1, 2026
- State-registered IARs · 1 to 3Mar 31, 2025 to Apr 1, 2026
- Private funds · 19 to 23Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $351M to $413MMar 31, 2025 to Apr 1, 2026
- HNW RAUM · $190M to $220MMar 31, 2025 to Apr 1, 2026
- Individual RAUM · $0 to $997,465Mar 31, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $0 to $126,837Mar 31, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $140M to $170MMar 31, 2025 to Apr 1, 2026
- RAUM · $351M to $414MMar 31, 2025 to Apr 1, 2026
- Accounts · 170 to 55Mar 28, 2024 to Mar 31, 2025
- Advisory activities · 5 to 6Mar 28, 2024 to Mar 31, 2025
- HNW clients · 25 to 36Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 18Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $6.9M to $159MMar 28, 2024 to Mar 31, 2025
- Custody of client assets · false to trueMar 28, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2024 to Mar 31, 2025
- Private funds · 9 to 19Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $362M to $351MMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $160M to $190MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $181M to $140MMar 28, 2024 to Mar 31, 2025
- RAUM · $362M to $351MMar 28, 2024 to Mar 31, 2025
Signals
2 dated events
- C•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2024 · First SEC registration · fact
- M••• W•••••• M•••••• left C•••••••• G•••• for M••••••• I••••••••• (registered 2023-02-24)Dec 22, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- C•••••••• G•••• · Independent Sponsorsshared crd · capital_provider
- C•••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 813-435-5600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/clearwell-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (813) 435-5600reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026