DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kreitler Financial LLC
Latest filing Mar 13, 2026
First filing on the tape May 8, 2020 · 21 filings
SEC status approved since Jun 9, 2020
RAUM
$585M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$567M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$585M as of Mar 13, 2026
Mar 26, 2021$424M then
HNW client RAUM$543M as of Mar 13, 2026
Mar 26, 2021$405M then
State-registered IARs (5.B.3)5 as of Mar 13, 2026
Mar 26, 20216 then
Employees (5.A)10 as of Mar 13, 2026
Mar 26, 202110 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $615,690derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $64.7M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$543M93%
- Individuals$24.0M4.1%
- Charitable organizations$12.0M2.1%
- Pension and profit-sharing plans$5.5M0.9%
- Individual clients
- 64reported
- HNW clients
- 109reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 950reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $64.7M for 20 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Francis KreitlerCertified Financial Planner | New Haven, Ct | Jul 1, 2020 | 21 y | 2 |
| Jacob William NessCertified Financial Planner | New Haven, Ct | Jul 1, 2020 | 16 y | 2 |
| Dwayne Michael TyrilChartered Financial Analyst | New Haven, Ct | Jul 1, 2020 | 12 y | 1 |
| Alyse Rose Uzarski | New Haven, Ct | Oct 28, 2021 | 15 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount3 left over 36 months
Left, latest
- Beau T Tillinghast to Commonwealth Financial NetworkJun 22, 2026 · RIA to affiliated broker-dealer or bank
- Rebecca Grace Rubino to Newedge AdvisorsJul 15, 2025 · RIA to affiliated broker-dealer or bank
- Bernadette Therese Wan Yu Huang to Equita Financial Network, Inc.May 24, 2024 · RIA to RIA
Joined, latest
- Alyse Rose Uzarski from J.P. Morgan Securities LLCOct 28, 2021 · Wirehouse to independent RIA
- Bernadette Therese Wan Yu Huang from Raymond James Financial Services Advisors, IncJul 1, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Charles Francis Kreitler from Raymond James Financial Services Advisors, IncJul 1, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Jacob William Ness from Raymond James Financial Services Advisors, IncJul 1, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Beau T Tillinghast from Raymond James Financial Services Advisors, IncJul 1, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Dwayne Michael Tyril from Raymond James Financial Services Advisors, IncJul 1, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Raymond James Financial Services Advisors, IncJul 10, 2020 · New Haven, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Charles Kreitler · Chief Compliance Officer/Managing Membercontrolsince 04/2020 · owns 75% or more
- Michael Dwayne Tyril · Director, Investmentscontrolsince 04/2020 · owns less than 5%
- Francis Charles Kreitler · Trusteecontrolsince 04/2021 · owns F of Robert Kreitler 2021 Trust For The Family Of Charles Kreitler
- Philip Robert Kreitler · Membersince 04/2020 · owns less than 5%
Entity owners
- Robert Kreitler 2021 Trust For The Family Of Charles Kreitler · Trustdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Haven, Ct · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 917 to 950Mar 31, 2025 to Mar 13, 2026
- Advisory employees · 6 to 5Mar 31, 2025 to Mar 13, 2026
- HNW clients · 96 to 109Mar 31, 2025 to Mar 13, 2026
- Individual clients · 52 to 64Mar 31, 2025 to Mar 13, 2026
- Assets in custody · $47.8M to $64.7MMar 31, 2025 to Mar 13, 2026
- State-registered IARs · 6 to 5Mar 31, 2025 to Mar 13, 2026
- Discretionary RAUM · $511M to $581MMar 31, 2025 to Mar 13, 2026
- HNW RAUM · $480M to $543MMar 31, 2025 to Mar 13, 2026
- Individual RAUM · $19.4M to $24.0MMar 31, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $3.7M to $4.2MMar 31, 2025 to Mar 13, 2026
- Pension RAUM · $4.9M to $5.5MMar 31, 2025 to Mar 13, 2026
- RAUM · $515M to $585MMar 31, 2025 to Mar 13, 2026
- Accounts · 884 to 917Jan 29, 2025 to Mar 31, 2025
- Advisory employees · 7 to 6Jan 29, 2025 to Mar 31, 2025
- HNW clients · 94 to 96Jan 29, 2025 to Mar 31, 2025
- Individual clients · 50 to 52Jan 29, 2025 to Mar 31, 2025
- Assets in custody · $20.2M to $47.8MJan 29, 2025 to Mar 31, 2025
- Employees · 11 to 10Jan 29, 2025 to Mar 31, 2025
- Financial planning clients · 101-250 to 101-250Jan 29, 2025 to Mar 31, 2025
- State-registered IARs · 7 to 6Jan 29, 2025 to Mar 31, 2025
- Discretionary RAUM · $473M to $511MJan 29, 2025 to Mar 31, 2025
- HNW RAUM · $445M to $480MJan 29, 2025 to Mar 31, 2025
- Individual RAUM · $17.1M to $19.4MJan 29, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $3.9M to $3.7MJan 29, 2025 to Mar 31, 2025
- Pension RAUM · $4.4M to $4.9MJan 29, 2025 to Mar 31, 2025
- RAUM · $477M to $515MJan 29, 2025 to Mar 31, 2025
- Accounts · 874 to 884Aug 15, 2023 to Mar 22, 2024
- HNW clients · 90 to 94Aug 15, 2023 to Mar 22, 2024
- Individual clients · 48 to 50Aug 15, 2023 to Mar 22, 2024
- Assets in custody · $14.4M to $20.2MAug 15, 2023 to Mar 22, 2024
- Discretionary RAUM · $430M to $473MAug 15, 2023 to Mar 22, 2024
- HNW RAUM · $407M to $445MAug 15, 2023 to Mar 22, 2024
- Individual RAUM · $17.1M to $17.1MAug 15, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $4.8M to $3.9MAug 15, 2023 to Mar 22, 2024
- Pension RAUM · $3.7M to $4.4MAug 15, 2023 to Mar 22, 2024
- RAUM · $435M to $477MAug 15, 2023 to Mar 22, 2024
- Accounts · 811 to 874Oct 26, 2022 to Mar 28, 2023
- Individual clients · 39 to 48Oct 26, 2022 to Mar 28, 2023
- Assets in custody · $21.3M to $14.4MOct 26, 2022 to Mar 28, 2023
- Discretionary RAUM · $478M to $430MOct 26, 2022 to Mar 28, 2023
Signals
7 dated events
- Beau T Tillinghast left Kreitler Financial Llc for Commonwealth Financial Network (registered 2026-07-14)Jun 22, 2026 · Advisor changed firm · fact
- Rebecca Grace Rubino left Kreitler Financial Llc for Newedge Advisors (registered 2025-07-15)Jul 15, 2025 · Advisor changed firm · fact
- Bernadette Therese Wan Yu Huang left Kreitler Financial Llc for Equita Financial Network, Inc. (registered 2024-09-24)May 24, 2024 · Advisor changed firm · fact
- Lee Sandra Blanchard (Director Of Operations) no longer on Schedule A of Kreitler Financial Llc (listed 2022-02-04, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- Michael Dwayne Tyril (Director, Investments) appeared on Schedule A of Kreitler Financial LlcFeb 4, 2022 · Control person joined · fact
- Lee Sandra Blanchard (Director Of Operations) appeared on Schedule A of Kreitler Financial LlcFeb 4, 2022 · Control person joined · fact
- Kreitler Financial Llc filed its initial SEC registration (Form ADV)May 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- concierge@kreitlerfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-867-4396reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/15535533/adminreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kreitlerfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-867-4396reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- kreitlerfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kreitlerfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026