DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• P•••• A•••••••• L••
Latest filing Jul 10, 2026
First filing on the tape Jun 24, 2022 · 14 filings
SEC status approved since Jul 22, 2022
RAUM
$390M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$302M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$64.9M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$390M as of Jul 10, 2026
Mar 30, 2023$148M then
HNW client RAUM$300M as of Jul 10, 2026
Mar 30, 2023$69.0M then
State-registered IARs (5.B.3)6 as of Jul 10, 2026
Mar 30, 20235 then
Employees (5.A)9 as of Jul 10, 2026
Mar 30, 20238 then
Private funds2 as of Jul 10, 2026
Mar 30, 20233 then
RAUM +13% over the last fiscal year+38% a year over threeIARs 4 to 6offices 1 to 0
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $64.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +45%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $31.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$300M77%
- Other investment advisers$56.3M14%
- Pooled investment vehicles$31.1M8.0%
- Individuals$2.5M0.6%
- Individual clients
- 8reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 241reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.1M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.78 fund_share=0.22 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• C••••• L••••••• | San Diego, Ca | Nov 13, 2020 | 24 y | 1 |
| H•••• W••• W••••••Chartered Financial Analyst | San Diego, Ca | Nov 13, 2020 | 28 y | 1 |
| B•••••• J•••• H••••Certified Financial Planner | San Diego, Ca | Jul 20, 2021 | 11 y | 2 |
| K••• A••••• S•••••• | San Diego, Ca | Apr 1, 2025 | 10 y | 3 |
| G•••• L••••• H••••• | San Diego, Ca | Jan 12, 2026 | 10 y | 0 |
| J•••••• •••• N• S••••••Chartered Financial Analyst | San Diego, Ca | Jan 20, 2026 | 28 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount2 left over 36 months
Left, latest
- T•••••• S•••• N••••• to S•••••• A•••• M••••••••• L••Mar 25, 2026 · RIA to RIA
- C••• H• W•••••• to C••••••••• F•••••••• N••••••May 21, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- J•••••• •••• N• S•••••• from P•••••• P•••• C••••••• L••Jan 20, 2026 · Other
- K••• A••••• S•••••• from D•• M•• W••••• A•••••••Apr 1, 2025 · Other
- C••• H• W•••••• from T••••••• I••••••••• M••••••••• I•••Feb 27, 2022 · Affiliated broker-dealer or bank to independent RIA
- B•••••• J•••• H•••• from F••••••• P••••••• A•• W•••••••• A•••••••Jul 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- H•••• W••• W•••••• from P•••••• P•••• C••••••• L••Nov 13, 2020 · Other
- M•••••• C••••• L••••••• from A•••• C••••••• L••Nov 13, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P•••••• P•••• C••••••• L••Feb 13, 2019 · Rancho Santa Fe, Ca
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• C•••••• P••••••• I• L••• | Other Private Fund | $29.8M | 16 | Mar 30, 2012 |
| P•••••• P•••• C•••••••• I• L•• | Other Private Fund | $25.0M | 3 | Jun 24, 2022 |
| P••• F••• I• L•• | Other Private Fund | $7.0M | 13 | Jun 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• M••••••• C••••• · Co-Managing Partnercontrolsince 08/2020 · owns 50% to 75%
- W••••••• H••••• W••• · Co-Managing Partner, Chief Compliance Officercontrolsince 08/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- A•••••• W••••• M••••••••• L••investment advisernRAUM $8.9B
- H•••• W••• W•••••• I•insuranceinvestment companyy
- P•••••• P•••• C•••••• I•••investment companyn
- P•••••• P•••• C•••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 5 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 172 to 241Dec 10, 2025 to Mar 25, 2026
- Advisory employees · 4 to 6Dec 10, 2025 to Mar 25, 2026
- HNW clients · 45 to 76Dec 10, 2025 to Mar 25, 2026
- Individual clients · 13 to 8Dec 10, 2025 to Mar 25, 2026
- Assets in custody · $58.4M to $31.1MDec 10, 2025 to Mar 25, 2026
- Employees · 10 to 9Dec 10, 2025 to Mar 25, 2026
- Financial planning clients · 26-50 to 0Dec 10, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 6Dec 10, 2025 to Mar 25, 2026
- Other offices · 1 to 0Dec 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $346M to $390MDec 10, 2025 to Mar 25, 2026
- HNW RAUM · $232M to $300MDec 10, 2025 to Mar 25, 2026
- Individual RAUM · $2.7M to $2.5MDec 10, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $58.4M to $31.1MDec 10, 2025 to Mar 25, 2026
- RAUM · $346M to $390MDec 10, 2025 to Mar 25, 2026
- HQ city · RANCHO SANTA FE to SAN DIEGOSep 2, 2025 to Dec 10, 2025
- Related adviser · true to falseJun 27, 2025 to Sep 2, 2025
- Financial planning clients · 26-50 to 26-50Mar 17, 2025 to Jun 27, 2025
- Accounts · 134 to 172Aug 29, 2024 to Mar 17, 2025
- Advisory employees · 5 to 4Aug 29, 2024 to Mar 17, 2025
- HNW clients · 33 to 45Aug 29, 2024 to Mar 17, 2025
- Individual clients · 9 to 13Aug 29, 2024 to Mar 17, 2025
- Pooled vehicle clients · 3 to 2Aug 29, 2024 to Mar 17, 2025
- Assets in custody · $61.8M to $58.4MAug 29, 2024 to Mar 17, 2025
- Employees · 8 to 10Aug 29, 2024 to Mar 17, 2025
- State-registered IARs · 5 to 4Aug 29, 2024 to Mar 17, 2025
- Private funds · 3 to 2Aug 29, 2024 to Mar 17, 2025
- Discretionary RAUM · $212M to $346MAug 29, 2024 to Mar 17, 2025
- HNW RAUM · $113M to $232MAug 29, 2024 to Mar 17, 2025
- Individual RAUM · $5.5M to $2.7MAug 29, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $61.8M to $58.4MAug 29, 2024 to Mar 17, 2025
- RAUM · $212M to $346MAug 29, 2024 to Mar 17, 2025
- Accounts · 126 to 134Feb 1, 2024 to Mar 27, 2024
- HNW clients · 20 to 33Feb 1, 2024 to Mar 27, 2024
- Assets in custody · unset to 61846697.0Feb 1, 2024 to Mar 27, 2024
- Custody of client assets · false to trueFeb 1, 2024 to Mar 27, 2024
- Financial planning clients · 11-25 to 26-50Feb 1, 2024 to Mar 27, 2024
- Discretionary RAUM · $148M to $212MFeb 1, 2024 to Mar 27, 2024
- HNW RAUM · $69.0M to $113MFeb 1, 2024 to Mar 27, 2024
- Individual RAUM · $4.2M to $5.5MFeb 1, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $62.7M to $61.8MFeb 1, 2024 to Mar 27, 2024
Signals
4 dated events
- T•••••• S•••• N••••• left P•••••• P•••• A•••••••• L•• for S•••••• A•••• M••••••••• L•• (registered 2026-07-02)Mar 25, 2026 · Advisor changed firm · fact
- P•••••• P•••• A•••••••• L•• reported RAUM $345.6M, up 63% from $212.2M (2024-08-29 to 2025-03-17)Mar 17, 2025 · RAUM change · derived
- C••• H• W•••••• left P•••••• P•••• A•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2026-04-20)May 21, 2024 · Advisor changed firm · fact
- P•••••• P•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 858-356-6600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pacific-point-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pacificpoint.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-356-6600reportedpublic record, Form ADV, Jul 10, 2026
- Contact form
- pacificpoint.net/home/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- pacificpoint.net/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026