DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Navis Wealth Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Demetrios G LimperopoulosMorgan Stanley wirehouseNavis Wealth Advisors LLC independent RIAWirehouse to independent RIAMar 5, 2026Aug 14, 2026 (162 d)
Nicholas J ScennaMorgan Stanley wirehouseNavis Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 9, 2025Oct 14, 2025 (188 d)
Letizia Flavia CarlistoUBS Financial Services Inc. wirehouseNavis Wealth Advisors LLC independent RIAWirehouse to independent RIAApr 12, 2021Apr 16, 2021
David Benjamin BruckmanApexium Financial LP independent RIANavis Wealth Advisors LLC independent RIARIA to RIAFeb 17, 2021Apr 16, 2021 (58 d)
Paul FeganSanctuary Advisors, LLC BD affiliatedNavis Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Apr 16, 2021 (98 d)
David Stanley PriceSanctuary Advisors, LLC BD affiliatedNavis Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Mar 31, 2021 (82 d)
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6 moves match.