DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••• S•••• I••••••••• S••••••• L••

Independent wealth managerNorwell, MassachusettsCRD 311450SEC 801-135966websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Mar 25, 2026 · 1 filings
SEC status approved since Apr 24, 2026
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$118M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$39.3M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $118M
HNW client RAUM: $28.9M
State-registered IARs (5.B.3): 2
Employees (5.A): 5
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$39.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
190derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$141,739derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$89.0M75%
  • High-net-worth individuals$28.9M25%
Individual clients
548reported
HNW clients
22reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
832reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••• J••••• G•••••••Norwell, MaFeb 4, 202110 y2
J••••• E••••• S•••••Certified Financial PlannerNorwell, MaJan 27, 202612 y1
C•••• H•••••Norwell, MaAug 12, 202616 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G•••••••• B••••• J••••• · Managing Member / Ccocontrol
    since 09/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Norwell, Ma · principal320
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
  • J•••• R•• P•••••••• left S•••• S•••• I••••••••• S••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2025-09-02)
    Apr 9, 2025 · Advisor changed firm · fact
  • D•••• L•••• L• T•••• left S•••• S•••• I••••••••• S••••••• L•• for A• W••••• M••••••••• L•• (registered 2022-02-23)
    Feb 22, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
339-220-0007reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
781-887-8978reportedpublished by the firm, firm site, Sep 16, 2026
Website
southshoreis.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(781) 887-8978reportedpublic record, Form ADV, Mar 25, 2026
Contact form
southshoreis.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
southshoreis.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026