DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• A•••• M••••••••• P•• B••• L••
Legal name B••••••••• A•••• M••••••••• P•• ••••• L••
Latest filing Jul 10, 2026
First filing on the tape Mar 10, 2021 · 9 filings
SEC status approved since Apr 9, 2021
RAUM
$912M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,096
1,096 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$912M as of Jul 10, 2026
Mar 31, 2022$71.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Mar 31, 20220 then
Employees (5.A)1,096 as of Jul 10, 2026
Mar 31, 2022861 then
Private funds1 as of Jul 10, 2026
Mar 31, 20221 then
RAUM +123% over the last fiscal year+42% a year over threeIARs 0 to 0offices 26 to 28
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $182MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +123%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $912M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$813M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $912M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.0 related_bd=true related_bank=true bd_reps=84.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• G••••• C••• R••• A••••• F••• L• | Other Private Fund | $141M | 1 | Mar 10, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• · Managing Partner, Chief Administrative O•••••• And G•••••• Counsel Of B••••••••• A•••• M••••••••• L••.controlsince 01/2018 · owns less than 5%
- F••••••••• R••••• · Managing Partner And Chief Compliance O••••••controlsince 09/2013 · owns less than 5%
- F••••• B••••• J•••• · Managing Partner And Chief Executive O•••••• Of B••••••••• C••••••••• And B••••••••• A•••• M••••••••• L••.controlsince 03/2002 · owns less than 5%
- G••••••• N•••••••• H••••• · Managing Partner, President And Chief Financial O•••••• Of B••••••••• C•••••••••controlsince 02/2020 · owns less than 5%
- M•••••• B•••• · Managing Partner, Chief Financial O•••••• Of B••••••••• A•••• M••••••••• L••.controlsince 01/2013 · owns less than 5%
- P••••••• L••• · Managing Partner And Chief Operating O•••••• Of B••••••••• C•••••••••controlsince 08/2016 · owns less than 5%
Entity owners
- B••••••••• U• I••• · Memberdirect · owns 75% or more
- B••••••••• A•••• M••••••••• L•• · Shareholderindirect · owns 25% to 50% of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• A•••• M••••••••• U•• · Shareholderindirect · owns 75% or more of B••••••••• U• H••••••• I•••
- B••••••••• C••••••••• · Shareholderindirect · owns 75% or more of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• U• H••••••• I••• · Shareholderindirect · owns 75% or more of B••••••••• U• I•••
Related persons
Schedule D 7.A
- 3••• S••••• P••••••• J• L••pooled vehicle sponsorn
- A••••••••• F••• I• G•• L••pooled vehicle sponsorn
- B••• L••pooled vehicle sponsorn
- B•• V• A••••• F••• G• L••pooled vehicle sponsorn
- B•• V• B•••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• D•••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• M•••••• S••••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• S••••••••• G•••• C•••••••• G• L•pooled vehicle sponsorn
- B••••• C••••• G• I•••pooled vehicle sponsorn
- B•• B•• F•••••••• H••••••• L••••••pooled vehicle sponsorn
- B••••• I•••••• L••••••investment advisern
- B•• B•• A•• G• L••••••pooled vehicle sponsorn
- B•• B••• A•• G• L••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• H••••••• B•••••• L••••••pooled vehicle sponsorn
- B•• I• N•••• G•••••• P•••••• •••••••• L•••pooled vehicle sponsorn
- B•• I•• C••••• G• L•pooled vehicle sponsorn
- B•• I• A••••• F••• G• L••pooled vehicle sponsorn
- B•• I• B•••••• G• L••••••pooled vehicle sponsorn
- B•• V• B•••••• G• L••••••pooled vehicle sponsorn
- B•• B•••••• H••••••• V• L••••••pooled vehicle sponsorn
- B•• I•••• I•••• P••••••• M••••••••• S••••••• P•••••• L••••••investment advisern
- B•• M• R••••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• L••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• P••••••• S••••••••• I• L••pooled vehicle sponsorn
- B•• S• S••••••••• L••pooled vehicle sponsorn
- B•• W•• S••••••••• L••pooled vehicle sponsorn
Advisers that list B••••••••• A•••• M••••••••• P•• B••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Ontario, Canada247 employees
- Sydney, Australia86 employees
- London, United Kingdom80 employees
- S••••••••, Singapore28 employees
- Dubai, United Arab Emirates23 employees
- Worthing, Christ Church, Barbados22 employees
- Mumbai, India17 employees
- S•••••••, China14 employees
- Chicago, IL13 employees
- Hamilton, Bermuda8 employees
- Cleveland, OH7 employees
- Tokyo, Japan6 employees
- Seoul, Korea, South4 employees
- Westlake Village, CA3 employees
- Madrid, Spain3 employees
- Beijing, China3 employees
- Chicago, IL2 employees
- Grand Duchy Of Luxembourg, Luxembourg2 employees
- Toronto, Canada1 employees
- H••• K•••, Hong Kong1 employees
- Washington, DC1 employees
- Coral Gables, FL1 employees
- Perth, Australia1 employees
- Frankfurt, Germany1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Jul 10, 2026related persons on Schedule D 7.A of 242.0 against a peer median of 5.0 (338 comparable advisers, 100.0th percentile, 79.9 robust deviations)peers: ASSET_M••••••, $500M to $1B (338) · 100% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $409,723,804 to $911,702,591 (+123.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 96.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (672) · 96% percentile
What changed
consecutive filings, newest first
- Legal name · B••••••••• A•••• M••••••••• P•• B••• L•• to B••••••••• A•••• M••••••••• P•• ••••• L••Mar 31, 2026 to Jul 10, 2026
- Accounts · 4 to 5Jul 22, 2025 to Mar 31, 2026
- Advisory employees · 914 to 1,096Jul 22, 2025 to Mar 31, 2026
- BD registered reps · 69 to 84Jul 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Jul 22, 2025 to Mar 31, 2026
- Assets in custody · $410M to $912MJul 22, 2025 to Mar 31, 2026
- Employees · 914 to 1,096Jul 22, 2025 to Mar 31, 2026
- Other offices · 26 to 28Jul 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $512M to $813MJul 22, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $102M to $98.7MJul 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $512M to $813MJul 22, 2025 to Mar 31, 2026
- RAUM · $614M to $912MJul 22, 2025 to Mar 31, 2026
- Accounts · 3 to 4Mar 28, 2025 to Jul 22, 2025
- Pooled vehicle clients · 2 to 3Mar 28, 2025 to Jul 22, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 22, 2025
- Discretionary RAUM · $308M to $512MMar 28, 2025 to Jul 22, 2025
- Pooled vehicle RAUM · $308M to $512MMar 28, 2025 to Jul 22, 2025
- RAUM · $410M to $614MMar 28, 2025 to Jul 22, 2025
- Advisory employees · 855 to 914Mar 29, 2024 to Mar 28, 2025
- BD registered reps · 51 to 69Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $417M to $410MMar 29, 2024 to Mar 28, 2025
- Employees · 855 to 914Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $316M to $308MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $100M to $102MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $316M to $308MMar 29, 2024 to Mar 28, 2025
- RAUM · $417M to $410MMar 29, 2024 to Mar 28, 2025
- Accounts · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 867 to 855Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 46 to 51Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $315M to $417MMar 31, 2023 to Mar 29, 2024
- Employees · 867 to 855Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $315M to $316MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $100MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $315M to $316MMar 31, 2023 to Mar 29, 2024
- RAUM · $315M to $417MMar 31, 2023 to Mar 29, 2024
- Accounts · 1 to 2Sep 1, 2022 to Mar 31, 2023
- Advisory employees · 861 to 867Sep 1, 2022 to Mar 31, 2023
- BD registered reps · 44 to 46Sep 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Sep 1, 2022 to Mar 31, 2023
- Assets in custody · $71.2M to $315MSep 1, 2022 to Mar 31, 2023
Signals
7 dated events
- B••••••••• A•••• M••••••••• P•• B••• L•• reported RAUM $911.7M, up 48% from $614.4M (2025-07-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- B••••••••• A•••• M••••••••• P•• B••• L•• reported RAUM $614.4M, up 50% from $409.7M (2025-03-28 to 2025-07-22)Jul 22, 2025 · RAUM change · derived
- B••••••••• A•••• M••••••••• P•• B••• L•• reported RAUM $416.7M, up 32% from $315.4M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- B••••••••• A•••• M••••••••• P•• B••• L•• reported RAUM $315.4M, up 343% from $71.2M (2022-09-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- B•••• M••••• (Managing Partner, Chief Financial Officer Of B••••••••• A•••• M••••••••• L••.) appeared on Schedule A of B••••••••• A•••• M••••••••• P•• B••• L••Mar 31, 2023 · Control person joined · fact
- W•••••• A•••••••• Craig Noble (Managing Partner And Chief Executive Officer) no longer on Schedule A of B••••••••• A•••• M••••••••• P•• B••• L•• (listed 2021-03-10, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- B••••••••• A•••• M••••••••• P•• B••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• A•••• M••••••••• P•• B••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-417-7000reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026