DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bam Credit And Insurance Solutions Advisor LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 26, 2021 · 16 filings
SEC status approved since Mar 29, 2021
RAUM
$107B
reported, Item 5.F
Discretionary
0.3%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,421
1,421 advisory (5.B.1)
Offices
36
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$107B as of Mar 31, 2026
Mar 31, 2022$6.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)1,421 as of Mar 31, 2026
Mar 31, 2022892 then
Private funds1 as of Mar 31, 2026
Mar 31, 20229 then
RAUM +16% over the last fiscal year+55% a year over threeIARs 0 to 0offices 30 to 36
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.3%derivedof RAUM
- Institutional
- 97%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived37 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $104B, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$104B97%
- Banks and thrifts$1.1B1.0%
- Corporations and businesses$1.1B1.0%
- Pooled investment vehicles$845M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $104B for 24 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.01 institutional_share=0.97 related_bd=true related_bank=true bd_reps=84.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Bylsma 2022-1, Ltd.no longer reported | Securitized Asset Fund | $233M | 3 | Mar 31, 2023 |
| Casals 2022-1, Ltd.no longer reported | Securitized Asset Fund | $232M | 3 | Mar 31, 2023 |
| Dupre 2022-1, Ltd.no longer reported | Securitized Asset Fund | $218M | 1 | Mar 31, 2023 |
| Tx Hooke LLCno longer reported | Securitized Asset Fund | $147M | 2 | Mar 31, 2023 |
| Tx Leibniz LLCno longer reported | Securitized Asset Fund | $131M | 2 | Mar 31, 2023 |
| Tx Newton LLCno longer reported | Securitized Asset Fund | $120M | 2 | Mar 31, 2023 |
| Tx Wren LLCno longer reported | Securitized Asset Fund | $120M | 2 | Mar 31, 2023 |
| Tx Kepler LLCno longer reported | Securitized Asset Fund | $118M | 2 | Mar 31, 2023 |
| Tx Galileo LLCno longer reported | Securitized Asset Fund | $116M | 2 | Mar 31, 2023 |
| Ner Asset Holdco 3 Ltd.no longer reported | Securitized Asset Fund | $74.2M | 2 | Mar 31, 2022 |
| Ner Asset Holdco 2 Ltd.no longer reported | Securitized Asset Fund | $73.5M | 2 | Mar 31, 2022 |
| Ner Asset Holdco 1 Ltd.no longer reported | Securitized Asset Fund | $71.7M | 3 | Mar 31, 2022 |
| Argerich 2022-1 LLCno longer reported | Securitized Asset Fund | $56.0M | 1 | Mar 31, 2023 |
| Boccherini F2 2022-1, LLCno longer reported | Securitized Asset Fund | $46.5M | 1 | Mar 31, 2023 |
| Bst Funding 2021 2no longer reported | Securitized Asset Fund | $44.0M | 3 | Mar 31, 2022 |
| Bst Funding 2022-3 Eno longer reported | Securitized Asset Fund | $41.5M | 1 | Mar 31, 2023 |
| Bst Funding 2022-2 Eno longer reported | Securitized Asset Fund | $39.6M | 1 | Mar 31, 2023 |
| Bst Funding 2021 1no longer reported | Securitized Asset Fund | $37.8M | 3 | Mar 31, 2022 |
| Bst Funding 2022-1 Eno longer reported | Securitized Asset Fund | $36.3M | 1 | Mar 31, 2023 |
| Bst Funding 2021 3no longer reported | Securitized Asset Fund | $35.3M | 3 | Mar 31, 2022 |
| Bach F1 2022-1, LLCno longer reported | Securitized Asset Fund | $33.3M | 1 | Mar 31, 2023 |
| Bst 2022 Usdno longer reported | Securitized Asset Fund | $31.3M | 1 | Mar 31, 2023 |
| Brahms Pp 2022-1, LLCno longer reported | Securitized Asset Fund | $23.2M | 1 | Mar 31, 2023 |
| Ner Note Issuer 1 Ltd.no longer reported | Securitized Asset Fund | $0 | 3 | Mar 31, 2022 |
| Ner Note Issuer 3 Ltd.no longer reported | Securitized Asset Fund | $0 | 2 | Mar 31, 2022 |
| Ner Note Issuer 2 Ltd.no longer reported | Securitized Asset Fund | $0 | 2 | Mar 31, 2022 |
| Liberty Clo I | Securitized Asset Fund | $0 | 0 | Jul 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Justin Beber · Managing Partner, Chief Administrative Officer And General Counsel Of Brookfield Asset Management Ltd.controlsince 01/2018 · owns less than 5%
- Ronald Fisher-Dayn · Managing Partner And Chief Compliance Officercontrolsince 11/2013 · owns less than 5%
- James Bruce Flatt · Chief Executive Officer For Brookfield Asset Management Ltd. And Brookfield Corporationcontrolsince 03/2002 · owns less than 5%
- Howard Nicholas Goodman · Managing Partner, President And Chief Financial Officer Of Brookfield Corporationcontrolsince 02/2020 · owns less than 5%
- William Alexander Craig Noble · Managing Partner And Chief Executive Officer, Creditcontrolsince 07/2024 · owns less than 5%
- Lori Pearson · Managing Partner And Chief Operating Officer Of Brookfield Corporationcontrolsince 08/2016 · owns less than 5%
- Hadley Peer Marshall · Managing Partner And Chief Financial Officer Of Brookfield Asset Management Ltd.controlsince 05/2024 · owns less than 5%
Entity owners
- Brookfield US Insurance LLC · Memberdirect · owns 75% or more
- Brookfield Asset Management Ltd. · Shareholderindirect · owns 25% to 50% of Brookfield Asset Management Ulc · public reporting company
- Brookfield Asset Management Ulc · Shareholderindirect · owns 75% or more of Brookfield US Holdings Inc.
- Brookfield Corporation · Shareholderindirect · owns 75% or more of Brookfield Asset Management Ulc · public reporting company
- Brookfield US Holdings Inc. · Shareholderindirect · owns 75% or more of Brookfield US Inc.
- Brookfield US Inc. · Shareholderindirect · owns 75% or more of Brookfield US Insurance LLC
Related persons
Schedule D 7.A
- 33rd Street Partners Jv LLCpooled vehicle sponsorn
- Agriculture Fund II Gp, LLCpooled vehicle sponsorn
- Bbfh LLCpooled vehicle sponsorn
- Bcp V Access Fund Gp LLCpooled vehicle sponsorn
- Bcp V Brand Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Dornoch Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Modular Services Co-Invest Gp LPpooled vehicle sponsorn
- Bcp V Scientific Games Co-Invest Gp LPpooled vehicle sponsorn
- Bcprep Canada Gp Inc.pooled vehicle sponsorn
- Bep Bid Ferroport Holdings Limitedpooled vehicle sponsorn
- Bgreal Ireland Limitedinvestment advisern
- Bid Bep Aiv Gp Limitedpooled vehicle sponsorn
- Bid Brep Aiv Gp Limitedpooled vehicle sponsorn
- Bid I Gp S.A.R.L.pooled vehicle sponsorn
- Bid II Gp S.A.R.L.pooled vehicle sponsorn
- Bif II Gp Holdings Bermuda Limitedpooled vehicle sponsorn
- Bif II Nitro General Partner (Bermuda) L.P.pooled vehicle sponsorn
- Bif III Canada Gp LPpooled vehicle sponsorn
- Bif IV Access Fund Gp LLCpooled vehicle sponsorn
- Bif IV Bermuda Gp Limitedpooled vehicle sponsorn
- Bif V Bermuda Gp Limitedpooled vehicle sponsorn
- Bip Bermuda Holdings Vi Limitedpooled vehicle sponsorn
- Bip India Infra Projects Management Services Private Limitedinvestment advisern
- Bop Mw Retail Subholdings LLCpooled vehicle sponsorn
- Bop Ne Subholdings LLCpooled vehicle sponsorn
- Bop Nw Loft Subholdings LLCpooled vehicle sponsorn
- Bop Nw Subholdings LLCpooled vehicle sponsorn
- Bop Ny Property Subholdings I LLCpooled vehicle sponsorn
- Bop Se Subholdings LLCpooled vehicle sponsorn
- Bop W31 Subholdings LLCpooled vehicle sponsorn
Advisers that list Bam Credit And Insurance Solutions Advisor LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Toronto, Canada294 employees
- Sydney, Australia86 employees
- London, United Kingdom84 employees
- Singapore, Malaysia28 employees
- Worthing, Barbados25 employees
- Dubai, United Arab Emirates23 employees
- Pembroke, Bermuda20 employees
- Mumbai, India17 employees
- Shanghai, China14 employees
- Chicago, IL13 employees
- Grand Cayman, Cayman Islands12 employees
- Hamilton, Bermuda8 employees
- Cleveland, OH7 employees
- Tokyo, Japan6 employees
- Seoul, Korea, South4 employees
- Toronto, Canada3 employees
- Hong Kong, China3 employees
- Beijing, China3 employees
- Madrid, Spain3 employees
- Westlake Village, CA3 employees
- Chicago, IL2 employees
- Houston, TX2 employees
- Strassen, Luxembourg2 employees
- Coral Gables, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 31, 2026related persons on Schedule D 7.A of 243.0 against a peer median of 13.0 (62 comparable advisers, 100.0th percentile, 17.2 robust deviations)peers: institutional managers, $20B and over (62) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 27 to 32Dec 9, 2025 to Mar 31, 2026
- Advisory employees · 1,027 to 1,421Dec 9, 2025 to Mar 31, 2026
- BD registered reps · 69 to 84Dec 9, 2025 to Mar 31, 2026
- Corporate clients · 2 to 3Dec 9, 2025 to Mar 31, 2026
- Assets in custody · $90B to $104BDec 9, 2025 to Mar 31, 2026
- Employees · 1,027 to 1,421Dec 9, 2025 to Mar 31, 2026
- Other offices · 30 to 36Dec 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $205M to $371MDec 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $92B to $107BDec 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $561M to $845MDec 9, 2025 to Mar 31, 2026
- RAUM · $92B to $107BDec 9, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 4, 2025 to Jul 15, 2025
- Accounts · 9 to 27Aug 16, 2024 to Apr 4, 2025
- Advisory employees · 998 to 1,027Aug 16, 2024 to Apr 4, 2025
- BD registered reps · 51 to 69Aug 16, 2024 to Apr 4, 2025
- Corporate clients · 1 to 2Aug 16, 2024 to Apr 4, 2025
- Pooled vehicle clients · unset to 1.0Aug 16, 2024 to Apr 4, 2025
- Assets in custody · $35B to $90BAug 16, 2024 to Apr 4, 2025
- Employees · 998 to 1,027Aug 16, 2024 to Apr 4, 2025
- Discretionary RAUM · $35B to $205MAug 16, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $0 to $92BAug 16, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · unset to 560549026.0Aug 16, 2024 to Apr 4, 2025
- RAUM · $35B to $92BAug 16, 2024 to Apr 4, 2025
- Business name · BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONS to BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLCAug 2, 2024 to Aug 16, 2024
- Legal name · BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONS to BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLCAug 2, 2024 to Aug 16, 2024
- Private funds · unset to 1Jul 17, 2024 to Jul 26, 2024
- Business name · BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC to BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONSJul 16, 2024 to Jul 17, 2024
- Legal name · BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC to BROOKFIELD ASSET MANAGEMENT CREDIT AND INSURANCE SOLUTIONSJul 16, 2024 to Jul 17, 2024
- Accounts · 30 to 9Jun 16, 2023 to Mar 30, 2024
- Advisory employees · 959 to 998Jun 16, 2023 to Mar 30, 2024
- Advisory activities · 3 to 2Jun 16, 2023 to Mar 30, 2024
- BD registered reps · 46 to 51Jun 16, 2023 to Mar 30, 2024
- Corporate clients · unset to 1.0Jun 16, 2023 to Mar 30, 2024
- Pooled vehicle clients · 23.0 to unsetJun 16, 2023 to Mar 30, 2024
- Assets in custody · $29B to $35BJun 16, 2023 to Mar 30, 2024
- Employees · 959 to 998Jun 16, 2023 to Mar 30, 2024
- Other offices · 28 to 30Jun 16, 2023 to Mar 30, 2024
- Private funds · 23 to unsetJun 16, 2023 to Mar 30, 2024
- Discretionary RAUM · $29B to $35BJun 16, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · 3545930092.0 to unsetJun 16, 2023 to Mar 30, 2024
Signals
11 dated events
- Bam Credit And Insurance Solutions Advisor Llc reported 36 offices beyond its principal office, up from 30 (2025-12-09 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Bam Credit And Insurance Solutions Advisor Llc reported RAUM $92.2B, up 167% from $34.5B (2024-08-16 to 2025-04-04)Apr 4, 2025 · RAUM change · derived
- Sachin Shah (Managing Partner, Ceo Of Insurance Solutions) no longer on Schedule A of Bam Credit And Insurance Solutions Advisor Llc (listed 2024-06-13, absent 2024-07-16)Jul 16, 2024 · Control person left · inference
- William Alexander Craig Noble (Managing Partner And Chief Executive Officer, Credit) appeared on Schedule A of Bam Credit And Insurance Solutions Advisor LlcJul 16, 2024 · Control person joined · fact
- P Hadley Marshall (Managing Partner And Chief Financial Officer Of Brookfield Asset Management) appeared on Schedule A of Bam Credit And Insurance Solutions Advisor LlcJun 13, 2024 · Control person joined · fact
- Bahir Manios (Managing Partner, Chief Financial Officer Of Brookfield Asset Management Ltd.) no longer on Schedule A of Bam Credit And Insurance Solutions Advisor Llc (listed 2024-03-30, absent 2024-06-13)Jun 13, 2024 · Control person left · inference
- Bam Credit And Insurance Solutions Advisor Llc reported RAUM $28.7B, up 318% from $6.9B (2022-11-18 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Bam Credit And Insurance Solutions Advisor Llc reported 25 offices beyond its principal office, up from 1 (2021-02-26 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- Justin Beber (Managing Partner & Chief Legal Officer) appeared on Schedule A of Bam Credit And Insurance Solutions Advisor LlcMar 31, 2022 · Control person joined · fact
- William Alexander Craig Noble (Managing Partner & Chief Executive Officer) no longer on Schedule A of Bam Credit And Insurance Solutions Advisor Llc (listed 2021-02-26, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Brookfield Asset Management Reinsurance Advisor L.P filed its initial SEC registration (Form ADV)Feb 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- brookfield.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 2124177000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026