DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••••• R•••••••• E••••• G•••• L••
Latest filing Aug 5, 2026
First filing on the tape Sep 30, 2021 · 14 filings
SEC status approved since Nov 1, 2021
RAUM
$99B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,072
1,072 advisory (5.B.1)
Offices
35
beyond the principal office
Private funds
119
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$99B as of Aug 5, 2026
Mar 31, 2022$32B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 31, 20220 then
Employees (5.A)1,072 as of Aug 5, 2026
Mar 31, 2022959 then
Private funds119 as of Aug 5, 2026
Mar 31, 202357 then
RAUM +13% over the last fiscal year+16% a year over threeIARs 0 to 0offices 33 to 35
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $793MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived36 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $99B, 125 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$97B98%
- Investment companies$1.9B1.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 125reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99B for 125 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=84.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
85 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•• C••••••• H•••• H••••••• L••• | Private Equity Fund | $6.9B | 7 | Mar 31, 2017 |
| B••• B•• I•• H••••••• A•• L•• | Private Equity Fund | $3.4B | 1 | Mar 31, 2017 |
| B••••••••• G••••• T••••••••• F•••••• L••• | Private Equity Fund | $2.7B | 43 | Mar 31, 2022 |
| B••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $2.3B | 75 | Mar 30, 2020 |
| B•• I• B•• P•• A•• L••• | Private Equity Fund | $1.4B | 1 | Mar 30, 2020 |
| B•• B••• U• D••••••••• A•• L•• | Private Equity Fund | $1.3B | 1 | Mar 31, 2022 |
| B••••••••• I••••••••• F••• I••••• L••• | Private Equity Fund | $1.1B | 49 | Nov 25, 2015 |
| B••••••••• G••••• T••••••••• F•••••• L••• | Private Equity Fund | $1.1B | 47 | Mar 31, 2022 |
| B••••••••• I••••••••• F••• I•••• •••• L• | Private Equity Fund | $1.0B | 14 | Mar 31, 2017 |
| B••••••••• I••••••••• F••• I•••• •••• L• | Private Equity Fund | $1.0B | 43 | Mar 31, 2017 |
| B••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $999M | 64 | Mar 30, 2020 |
| B•• C••••••• C•••••••• I• L••• | Private Equity Fund | $992M | 5 | Mar 31, 2017 |
| B••••••••• G••••• T••••••••• F•••••• L••• | Private Equity Fund | $915M | 28 | Mar 31, 2022 |
| B••••••••• I••••••••• F••• I••••• L••• | Private Equity Fund | $797M | 40 | Nov 25, 2015 |
| B•• D••••••• E••••• U• H•••••••• L••• | Private Equity Fund | $691M | 1 | Mar 30, 2016 |
| B••••••••• G••••• T••••••••• F••• ••• S••• | Private Equity Fund | $624M | 19 | Mar 31, 2022 |
| E•••• C•••••••• A•• L••• | Private Equity Fund | $618M | 1 | Mar 29, 2024 |
| B••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $599M | 64 | Mar 30, 2020 |
| B••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $554M | 27 | Mar 31, 2014 |
| B••••••••• I••••••••• D••• F••• I••• L• | Private Equity Fund | $513M | 17 | Mar 31, 2021 |
| B•• C••••••• C•••••••• I• L••• | Private Equity Fund | $508M | 4 | Mar 31, 2017 |
| C•• R•••••••• F••• 7• S•••••• S••••••••• • T•••••••• C•• R•• | Private Equity Fund | $431M | 26 | Mar 29, 2024 |
| B••••••••• I••••••••• I••••• F••• S••• | Other Private Fund | $387M | 2 | Mar 31, 2023 |
| B••••••••• I••••••••• F••• I• ••• S••• | Private Equity Fund | $378M | 57 | Mar 30, 2020 |
| B••• B•• I• U• R•••••••• P•• L•• | Private Equity Fund | $372M | 1 | Mar 30, 2016 |
| C•• A••••••••• I••••••••• S•••••• S••••••••• • T•••••••• C•• R•••••••• F••• 6• | Private Equity Fund | $309M | 22 | Mar 29, 2024 |
| B••••••••• I••••••••• F••• I•••• L••• | Private Equity Fund | $305M | 4 | Mar 31, 2014 |
| B••••••••• I••••••••• F••• I•••••••• L••• | Private Equity Fund | $300M | 8 | Mar 31, 2014 |
| B•• I• R•••••••• S••••••••• L• | Private Equity Fund | $299M | 11 | Mar 31, 2023 |
| B••••••••• I••••••••• F••• I•••••••• L••• | Private Equity Fund | $269M | 24 | Mar 31, 2014 |
| B••••••••• I••••••••• D••• F••• I• L• | Private Equity Fund | $253M | 8 | Mar 31, 2021 |
| C•• V••• I• G••• • C•• G••••••••• I••••••••• K• | Private Equity Fund | $245M | 1 | Mar 29, 2024 |
| C•• H•••••• G••• • C•• K••• | Private Equity Fund | $220M | 18 | Mar 29, 2024 |
| B••••••••• I••••••••• D••• F••• I•••• L• | Private Equity Fund | $219M | 5 | Mar 31, 2023 |
| B••••••••• C•••••••• •• L••• | Private Equity Fund | $202M | 1 | Mar 30, 2020 |
| B•• I• C•••••••• •• L••• | Private Equity Fund | $201M | 1 | Mar 30, 2020 |
| B•• B•• I• S•••••• U• A•• L• | Private Equity Fund | $178M | 1 | Mar 31, 2023 |
| C•• V••• I• G••• • C•• G••••••••• I••••••••• K• | Private Equity Fund | $177M | 1 | Mar 29, 2024 |
| B••• B•• I•• A•• L• | Private Equity Fund | $174M | 1 | Mar 29, 2024 |
| B••••••••• I••••••••• F••• V••• L••• | Private Equity Fund | $171M | 98 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• · Managing Partner, Chief Administrative O•••••• And G•••••• Counsel Of B••••••••• A•••• M••••••••• L••.controlsince 01/2018 · owns less than 5%
- C•••••• M•••• J••••• · Managing Partnercontrolsince 10/2020 · owns less than 5%
- F••••••••• R••••• · Managing Partner And Chief Compliance O••••••controlsince 09/2013 · owns less than 5%
- F••••• B••••• J•••• · Managing Partner And Chief Executive O•••••• Of B••••••••• C••••••••• And B••••••••• A•••• M••••••••• L••.controlsince 03/2002 · owns less than 5%
- G••••••• N•••••••• H••••• · Managing Partner, President And Chief Financial O•••••• Of B••••••••• C•••••••••controlsince 02/2020 · owns less than 5%
- P••••••• L••• · Managing Partner And Chief Operating O•••••• Of B••••••••• C•••••••••controlsince 08/2016 · owns less than 5%
- P••• M•••••••• H••••• · Managing Partner And Chief Financial O•••••• Of B••••••••• A•••• M••••••••• L••.controlsince 05/2024 · owns less than 5%
- R•••••• A••• · Managing Partnercontrolsince 01/2014 · owns less than 5%
- T•••••• C••••• · Managing Partner, President Of B••••••••• A•••• M••••••••• L••., Chief Executive O••••••, R•••••••• P•••• And T•••••••••controlsince 04/2019 · owns less than 5%
Entity owners
- B••••••••• P•••• H••••••• L•• · Memberdirect · owns 75% or more
- B••••••••• A•••• M••••••••• L•• · Shareholderindirect · owns 25% to 50% of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• A•••• M••••••••• U•• · Shareholderindirect · owns 75% or more of B••••••••• U• H••••••• I••
- B••••••••• C••••••••• · Shareholderindirect · owns 75% or more of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• U• H••••••• I•• · Shareholderindirect · owns 75% or more of B••••••••• U• I••
- B••••••••• U• I•• · Shareholderindirect · owns 75% or more of B••••••••• P•••• H••••••• L••
Related persons
Schedule D 7.A
- 3••• S••••• P••••••• J• L••pooled vehicle sponsorn
- A••••••••• F••• I• G•• L••pooled vehicle sponsorn
- B•• C••••• A•• I•••••••• S•••••••• A•••••• L••investment adviserbanknRAUM $107B
- B••• L••pooled vehicle sponsorn
- B•• V• A••••• F••• G• L••pooled vehicle sponsorn
- B•• V• B•••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• D•••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• M•••••• S••••••• C•••••••• G• L•pooled vehicle sponsorn
- B•• V• S••••••••• G•••• C•••••••• G• L•pooled vehicle sponsorn
- B••••• C••••• G• I•••pooled vehicle sponsorn
- B•• B•• F•••••••• H••••••• L••••••pooled vehicle sponsorn
- B••••• I•••••• L••••••investment advisern
- B•• B•• A•• G• L••••••pooled vehicle sponsorn
- B•• B••• A•• G• L••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• S•••••••pooled vehicle sponsorn
- B•• I• G• H••••••• B•••••• L••••••pooled vehicle sponsorn
- B•• I• N•••• G•••••• P•••••• •••••••• L•••pooled vehicle sponsorn
- B•• I•• C••••• G• L•pooled vehicle sponsorn
- B•• I• A••••• F••• G• L••pooled vehicle sponsorn
- B•• I• B•••••• G• L••••••pooled vehicle sponsorn
- B•• V• B•••••• G• L••••••pooled vehicle sponsorn
- B•• B•••••• H••••••• V• L••••••pooled vehicle sponsorn
- B•• I•••• I•••• P••••••• M••••••••• S••••••• P•••••• L••••••investment advisern
- B•• M• R••••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• L••• S••••••••• L••pooled vehicle sponsorn
- B•• N• S••••••••• L••pooled vehicle sponsorn
- B•• N• P••••••• S••••••••• I• L••pooled vehicle sponsorn
- B•• S• S••••••••• L••pooled vehicle sponsorn
Advisers that list B••••••••• R•••••••• E••••• G•••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY205 employees
- London, United Kingdom110 employees
- Sydney, Australia94 employees
- S••••••••, Singapore28 employees
- Worthing, Barbados28 employees
- Mumbai, India28 employees
- Dubai, United Arab Emirates23 employees
- S•••••••, China22 employees
- Chicago, IL13 employees
- Hamilton, Bermuda9 employees
- Madrid, Spain7 employees
- Cleveland, OH7 employees
- Tokyo, Japan6 employees
- Gatineau, Canada6 employees
- Seoul, Korea, South4 employees
- Bogota, Colombia4 employees
- Westlake Village, CA3 employees
- Beijing, China3 employees
- Las Condes, Chile2 employees
- Chicago, IL2 employees
- Cork, Ireland2 employees
- Luxembourg, Luxembourg2 employees
- New York, NY2 employees
- Coral Gables, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 108 to 125Jul 16, 2025 to Mar 31, 2026
- Advisory employees · 852 to 1,072Jul 16, 2025 to Mar 31, 2026
- BD registered reps · 69 to 84Jul 16, 2025 to Mar 31, 2026
- Pooled vehicle clients · 105 to 122Jul 16, 2025 to Mar 31, 2026
- Assets in custody · $88B to $99BJul 16, 2025 to Mar 31, 2026
- Employees · 852 to 1,072Jul 16, 2025 to Mar 31, 2026
- Other offices · 33 to 35Jul 16, 2025 to Mar 31, 2026
- Private funds · 105 to 119Jul 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $88B to $99BJul 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $86B to $97BJul 16, 2025 to Mar 31, 2026
- RAUM · $88B to $99BJul 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 16, 2025
- Accounts · 88 to 108Aug 14, 2024 to Mar 31, 2025
- Advisory employees · 1,019 to 852Aug 14, 2024 to Mar 31, 2025
- BD registered reps · 51 to 69Aug 14, 2024 to Mar 31, 2025
- Pooled vehicle clients · 86 to 105Aug 14, 2024 to Mar 31, 2025
- Assets in custody · $76B to $88BAug 14, 2024 to Mar 31, 2025
- Employees · 1,019 to 852Aug 14, 2024 to Mar 31, 2025
- HQ state · unset to Aug 14, 2024 to Mar 31, 2025
- Private funds · 85 to 105Aug 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $76B to $88BAug 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $76B to $86BAug 14, 2024 to Mar 31, 2025
- RAUM · $76B to $88BAug 14, 2024 to Mar 31, 2025
- Accounts · 59 to 88May 5, 2023 to Mar 29, 2024
- Advisory employees · 998 to 1,019May 5, 2023 to Mar 29, 2024
- BD registered reps · 46 to 51May 5, 2023 to Mar 29, 2024
- Pooled vehicle clients · 59 to 86May 5, 2023 to Mar 29, 2024
- Assets in custody · $64B to $76BMay 5, 2023 to Mar 29, 2024
- Employees · 998 to 1,019May 5, 2023 to Mar 29, 2024
- Other offices · 35 to 33May 5, 2023 to Mar 29, 2024
- Private funds · 57 to 85May 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $64B to $76BMay 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $64B to $76BMay 5, 2023 to Mar 29, 2024
- RAUM · $64B to $76BMay 5, 2023 to Mar 29, 2024
- Accounts · 1 to 59Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 959 to 998Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 44 to 46Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 59Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $32B to $64BMar 31, 2022 to Mar 31, 2023
- Employees · 959 to 998Mar 31, 2022 to Mar 31, 2023
Signals
11 dated events
- B•••• M••••• (Managing Partner, Chief Financial Officer Of B••••••••• A•••• M••••••••• L••.) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2024-03-29, absent 2024-06-25)Jun 25, 2024 · Control person left · inference
- P Hadley Marshall (Managing Partner And Chief Financial Officer Of B••••••••• A•••• M••••••••• L••.) appeared on Schedule A of B••••••••• R•••••••• E••••• G•••• L••Jun 25, 2024 · Control person joined · fact
- B••••••••• R•••••••• E••••• G•••• L•• reported RAUM $63.9B, up 99% from $32.1B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C••••• T••••• (Managing Partner, President Of B••••••••• A•••• M••••••••• L••., Chief Executive Officer, Renewable Power And Transition) appeared on Schedule A of B••••••••• R•••••••• E••••• G•••• L••Mar 31, 2023 · Control person joined · fact
- W•••••• Brian Kingston (Managing Partner Of Brookfield Asset Management Inc) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Marcus John Stinebaugh (Managing Partner) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- S••••• S••• (Managing Partner) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- W•••••• P••••• (Managing Partner Of Brookfield Asset Management Inc) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- B•••• M••••• (Managing Partner, Chief Financial Officer Of B••••••••• A•••• M••••••••• L••.) appeared on Schedule A of B••••••••• R•••••••• E••••• G•••• L••Mar 31, 2023 · Control person joined · fact
- W•••••• A•••••••• Craig Noble (Managing Partner & Chief Executive Officer Alternative Investments) no longer on Schedule A of B••••••••• R•••••••• E••••• G•••• L•• (listed 2021-10-01, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- B••••••••• R•••••••• E••••• G•••• L•• filed its initial SEC registration (Form ADV)Sep 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• R•••••••• E••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 416-363-9491reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026