DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Lewis Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen M Lewis | Wells Fargo Advisors wirehouse | The Lewis Financial Group independent RIA | Wirehouse to independent RIA | Oct 14, 2025 | Oct 10, 2025 |
| Jeffrey Benjamin Axt | Wells Fargo Advisors wirehouse | The Lewis Financial Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 8, 2021 | Nov 5, 2021 |
| Andrew John Lewis | Wells Fargo Advisors wirehouse | The Lewis Financial Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 8, 2021 | Nov 5, 2021 |
| Lauren Greene Snyder | Wells Fargo Advisors wirehouse | The Lewis Financial Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 8, 2021 | Nov 5, 2021 |
| Christina Argust Fransckiewich | Wells Fargo Advisors wirehouse | The Lewis Financial Group no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 8, 2021 | Nov 5, 2021 |
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5 moves match.