DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Collective Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Henry Stapleton | Applied Wealth Management state registered | Collective Wealth Partners, LLC independent RIA | Other | Apr 29, 2025 | May 2, 2025 |
| Ronald Martin Saul | Omaris Financial, LLC unclassified | Collective Wealth Partners, LLC independent RIA | Other | May 2, 2023 | Apr 26, 2023 |
| Emma Inola Foulkes | Cambridge Investment Research Advisors, Inc. BD affiliated | Collective Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2021 | Dec 2, 2021 |
| Shardea Maria Ages | Cambridge Investment Research Advisors, Inc. BD affiliated | Collective Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2021 | Dec 2, 2021 |
| Brian Mckinney | Smart Money Group, LLC independent RIA | Collective Wealth Partners, LLC independent RIA | RIA to RIA | Sep 16, 2020 | Apr 14, 2022 (575 d) |
| Kamila Ann Elliott | Independent Advisor Alliance, LLC independent RIA | Collective Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Feb 14, 2020 | Mar 1, 2022 (746 d) |
Page 1 of 1
6 moves match.