DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fortitude Family Office
Legal name Fortitude Family Office, LLC
Latest filing Mar 24, 2026
First filing on the tape Nov 18, 2021 · 30 filings
SEC status approved since Dec 21, 2021
RAUM
$1.0B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
85%
$852M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$71.4M
derived; firm RAUM over IAPD count
Employees
28
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.0B as of Mar 24, 2026
Mar 22, 2022$146M then
HNW client RAUM$824M as of Mar 24, 2026
Mar 22, 2022$143M then
State-registered IARs (5.B.3)13 as of Mar 24, 2026
Mar 22, 20224 then
Employees (5.A)28 as of Mar 24, 2026
Mar 22, 20229 then
Private funds2 as of Mar 24, 2026
Feb 23, 20241 then
RAUM +35% over the last fiscal year+72% a year over threeIARs 11 to 13
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $71.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $324M, 138 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$824M82%
- Pooled investment vehicles$137M14%
- Individuals$28.0M2.8%
- Corporations and businesses$7.9M0.8%
- Charitable organizations$3.1M0.3%
- Individual clients
- 44reported
- HNW clients
- 312reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 848reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $324M for 138 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.85 fund_share=0.14 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Paul LucasCertified Financial Planner | Scottsdale, Az | Jan 21, 2022 | 15 y | 2 |
| Dale Andrew PhillipsChartered Financial Analyst | Scottsdale, Az | Jan 21, 2022 | 17 y | 5 |
| Matthew Brent Brower | Scottsdale, Az | Jan 21, 2022 | 12 y | 1 |
| Matthew Gene Walker | Scottsdale, Az | Jan 21, 2022 | 14 y | 3 |
| Kristin Marie Greenleaf | Scottsdale, Az | Feb 3, 2023 | 13 y | 1 |
| Trevor Darrell Moore | Scottsdale, Az | Mar 14, 2023 | 12 y | 3 |
| Sam Tryhus Winter | Scottsdale, Az | Jul 21, 2023 | 23 y | 1 |
| Atticus Paul Lavelle | Scottsdale, Az | Sep 25, 2023 | 12 y | 0 |
| Corey Marshall BirdCertified Financial Planner | Scottsdale, Az | Aug 27, 2024 | 24 y | 3 |
| Christy Ann Pater Schmitt | Scottsdale, Az | Aug 29, 2024 | 41 y | 3 |
| Geoffrey Cong Khanh TranPersonal Financial Specialist | Scottsdale, Az | Oct 22, 2024 | 16 y | 3 |
| Emily Elizabeth Gall | Scottsdale, Az | Jan 21, 2025 | 11 y | 0 |
| Remy Yves Solves | Scottsdale, Az | Jan 29, 2025 | 11 y | 0 |
| Joseph Senczakowicz-Gibo | Scottsdale, Az | Jul 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Robert Henry Himmelman to Mission Wealth Management, LPMay 22, 2025 · RIA to RIA
Joined, latest
- Geoffrey Cong Khanh Tran from Tolleson Private Wealth ManagementOct 22, 2024 · RIA to RIA
- Christy Ann Pater Schmitt from Bridgelight Capital LLCAug 29, 2024 · RIA to RIA
- Corey Marshall Bird from Mercer Global Advisors Inc.Aug 27, 2024 · RIA to RIA
- Robert Henry Himmelman from Stratos Wealth Partners, LtdJun 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- Sam Tryhus Winter from CudosJul 21, 2023 · RIA to RIA
- Trevor Darrell Moore from CaptrustMar 14, 2023 · Other
- Kristin Marie Greenleaf from Rowland Carmichael Advisors IncFeb 3, 2023 · RIA to RIA
- Dale Andrew Phillips from Tarbox Family Office, Inc.Jan 21, 2022 · RIA to a newly registered adviser
- Matthew Gene Walker from Tarbox Family Office, Inc.Jan 21, 2022 · RIA to a newly registered adviser
- Matthew Paul Lucas from Tarbox Family Office, Inc.Jan 21, 2022 · RIA to a newly registered adviser
- Matthew Brent Brower from Tarbox Family Office, Inc.Jan 21, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Tarbox Family Office, Inc.Nov 4, 2021 · Phoenix, Az · Firm absorbed
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fortitude Private Lending L.P. | Private Equity Fund | $79.6M | 51 | Oct 10, 2023 |
| Fortitude Real Estate Credit, L.P. | Real Estate Fund | $57.2M | 23 | Aug 7, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Dale Phillips · Managing Member/Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Gene Matthew Walker · Cheif Complianceofficer, Managing Membercontrolsince 11/2021 · owns less than 5%
- Andrew Dale Phillips · Membercontrolsince 01/2022 · owns 75% or more of Phillips Family Qof, LLC
- Gene Matthew Walker · Membercontrolsince 11/2021 · owns 75% or more of Walker Family Qof, LLC
Entity owners
- Phillips Family Qof, LLC · Ownerdirect · owns 5% to 10%
- Walker Family Qof, LLC · Ownerdirect · owns 75% or more
- Fortitude Family Office Holdco, · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Fortitude Gp I, LLCpooled vehicle sponsory
- Fortitude Gp II LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 14 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026WALKER, MATTHEW, GENE (CHEIF COMPLIANCEOFFICER, MANAGING MEMBER) left Schedule A between the filings of 2022-03-18 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 781 to 848Nov 4, 2025 to Mar 24, 2026
- Advisory employees · 11 to 13Nov 4, 2025 to Mar 24, 2026
- HNW clients · 284 to 312Nov 4, 2025 to Mar 24, 2026
- Individual clients · 41 to 44Nov 4, 2025 to Mar 24, 2026
- Assets in custody · $287M to $324MNov 4, 2025 to Mar 24, 2026
- State-registered IARs · 11 to 13Nov 4, 2025 to Mar 24, 2026
- Discretionary RAUM · $792M to $912MNov 4, 2025 to Mar 24, 2026
- HNW RAUM · $725M to $824MNov 4, 2025 to Mar 24, 2026
- Individual RAUM · $27.5M to $28.0MNov 4, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $102M to $88.3MNov 4, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $131M to $137MNov 4, 2025 to Mar 24, 2026
- RAUM · $894M to $1.0BNov 4, 2025 to Mar 24, 2026
- Accounts · 763 to 781May 8, 2025 to Nov 4, 2025
- Charity clients · 0 to 2May 8, 2025 to Nov 4, 2025
- Corporate clients · 0 to 1May 8, 2025 to Nov 4, 2025
- HNW clients · 246 to 284May 8, 2025 to Nov 4, 2025
- Individual clients · 30 to 41May 8, 2025 to Nov 4, 2025
- Assets in custody · $217M to $287MMay 8, 2025 to Nov 4, 2025
- Employees · 25 to 28May 8, 2025 to Nov 4, 2025
- Discretionary RAUM · $657M to $792MMay 8, 2025 to Nov 4, 2025
- HNW RAUM · $596M to $725MMay 8, 2025 to Nov 4, 2025
- Individual RAUM · $20.4M to $27.5MMay 8, 2025 to Nov 4, 2025
- Non-discretionary RAUM · $84.4M to $102MMay 8, 2025 to Nov 4, 2025
- Pooled vehicle RAUM · $125M to $131MMay 8, 2025 to Nov 4, 2025
- RAUM · $742M to $894MMay 8, 2025 to Nov 4, 2025
- Financial planning clients · 26-50 to 26-50Apr 29, 2025 to May 8, 2025
- Accounts · 729 to 763Jan 2, 2025 to Apr 29, 2025
- Advisory employees · 10 to 11Jan 2, 2025 to Apr 29, 2025
- HNW clients · 113 to 246Jan 2, 2025 to Apr 29, 2025
- Individual clients · 27 to 30Jan 2, 2025 to Apr 29, 2025
- Assets in custody · $156M to $217MJan 2, 2025 to Apr 29, 2025
- Employees · 19 to 25Jan 2, 2025 to Apr 29, 2025
- State-registered IARs · 10 to 11Jan 2, 2025 to Apr 29, 2025
- Discretionary RAUM · $572M to $657MJan 2, 2025 to Apr 29, 2025
- HNW RAUM · $542M to $596MJan 2, 2025 to Apr 29, 2025
- Individual RAUM · $19.3M to $20.4MJan 2, 2025 to Apr 29, 2025
- Non-discretionary RAUM · $68.4M to $84.4MJan 2, 2025 to Apr 29, 2025
- Pooled vehicle RAUM · $79.6M to $125MJan 2, 2025 to Apr 29, 2025
- RAUM · $641M to $742MJan 2, 2025 to Apr 29, 2025
- Advisory employees · 11 to 10Oct 18, 2024 to Jan 2, 2025
Signals
5 dated events
- Robert Henry Himmelman left Fortitude Family Office for Mission Wealth Management, Lp (registered 2025-05-22)May 22, 2025 · Advisor changed firm · fact
- Fortitude Family Office reported RAUM $640.9M, up 27% from $505.2M (2024-08-07 to 2024-10-18)Oct 18, 2024 · RAUM change · derived
- Fortitude Family Office reported RAUM $310.4M, up 58% from $196.3M (2023-01-31 to 2023-04-27)Apr 27, 2023 · RAUM change · derived
- Andrew Dale Phillips (Member) appeared on Schedule A of Fortitude Family OfficeMar 18, 2022 · Control person joined · fact
- Fortitude Family Office filed its initial SEC registration (Form ADV)Nov 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Fortitude Family Office · Family Officesshared crd · office
- Fortitude Family Office · Independent Sponsorsshared crd · capital_provider
- Fortitude Family Office · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 602-834-0089reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fortitude-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Website
- fortitudefo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (602) 834-0089reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- fortitudefo.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fortitudefo.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Fortitude Family Office is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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