DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• C••••••
Legal name F•••••• C•••••• P•••••••• L••
Latest filing Aug 28, 2026
First filing on the tape Jun 24, 2022 · 32 filings
SEC status approved since Jul 25, 2022
RAUM
$2.3B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
83%
$1.9B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$163M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.3B as of Aug 28, 2026
Jan 9, 2023$345M then
HNW client RAUM$1.9B as of Aug 28, 2026
Jan 9, 2023$345M then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Jan 9, 20230 then
Employees (5.A)22 as of Aug 28, 2026
Jan 9, 202316 then
Private funds: no history
RAUM +38% over the last fiscal year+88% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $163MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 16derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.8MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.2B, 213 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B82%
- Corporations and businesses$359M16%
- Individuals$18.5M0.8%
- Pension and profit-sharing plans$14.6M0.6%
- Investment companies$7.8M0.3%
- Individual clients
- 43reported
- HNW clients
- 175reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 1,228reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 213 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••••••• C••••• L•••••••Certified Financial Planner, Chartered Financial Analyst | Tampa, Fl | Aug 18, 2022 | 12 y | 0 |
| M•••••• B•••• M•••••••Certified Financial Planner | Tampa, Fl | Aug 29, 2022 | 28 y | 4 |
| P••• J• A••••• | Tampa, Fl | Sep 9, 2022 | 26 y | 3 |
| N•••• R••• E••••Chartered Financial Analyst | Dallas, Tx | Oct 17, 2022 | 25 y | 0 |
| J••••• D•••••• J•••• | Dallas, Tx | Jan 3, 2023 | 13 y | 5 |
| R•••••• F• S•••••••• | Tampa, Fl | Apr 27, 2023 | 28 y | 1 |
| A•••• W•••Chartered Financial Analyst | Tampa, Fl | Sep 7, 2023 | 13 y | 0 |
| C••••••••• G••••• G••••••Chartered Financial Analyst | Tampa, Fl | Sep 14, 2023 | 24 y | 2 |
| C••••••••• F• T••• | Tampa, Fl | Nov 1, 2023 | 14 y | 0 |
| M•••••• J••••• S•••••• | Bethesda, Md | Jan 5, 2024 | 25 y | 2 |
| M•••••• H••• E•••• | Tampa, Fl | Mar 21, 2024 | 28 y | 3 |
| B••••••• A• H•••••• | Bethesda, Md | May 16, 2024 | 20 y | 0 |
| D•••••• A•••••• R••••••••• | Tampa, Fl | Jun 6, 2024 | 28 y | 2 |
| J•••••••• L•••• B••••• | Tampa, Fl | Aug 30, 2024 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••••• A•••••• R••••••••• from A••••• A•• P••••••• S•••••••Jun 6, 2024 · Other
- M•••••• H••• E•••• from W•••• F•••• A•••••••Mar 21, 2024 · Wirehouse to independent RIA
- M•••••• J••••• S•••••• from H••••••• W••••• M••••••••• L••Jan 5, 2024 · Other
- C••••••••• G••••• G•••••• from A••••••••• C•••••• C••••••••• I•••••••••Sep 14, 2023 · Other
- R•••••• F• S•••••••• from W•••• F•••• A•••••••Apr 27, 2023 · Wirehouse to independent RIA
- J••••• D•••••• J•••• from L•••• F••• A••••••• S•••••••Jan 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- P••• J• A••••• from W•••• F•••• A•••••••Sep 9, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• B•••• M••••••• from W•••• F•••• A•••••••Aug 29, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Aug 17, 2022 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• M••••••• H••• · Managercontrolsince 08/2022 · owns less than 5%
- F•••••• C••••••• J••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- J••••• J•••••• D•••••• · Chief Operating Officercontrolsince 02/2025 · owns less than 5%
- S••••••••• R••••••• F• · Chief Executive Officercontrolsince 06/2022 · owns less than 5%
- K•••••• T•••••• D• · Shareholder And Elected Managercontrolsince 08/2022 · owns F of V•• O• F••• I•
- K••••• C•••••••• · Elected Managercontrolsince 08/2022 · owns F of V•• O• F••• I•
- K••••• T••••••• B•••••• · Shareholder And Elected Managercontrolsince 08/2022 · owns F of V•• O• F••• I•
- M•••••• M••••••• P••• · Chief Compliance Officersince 05/2025 · owns less than 5%
Entity owners
- F•• A•••••• P••••••• · Memberdirect · owns 50% to 75%
- E••••• O•• L••• · Memberdirect · owns 5% to 10%
- L••• I••••••••• T•••• D•••• · Memberdirect · owns 5% to 10%
- T•••• C•••••• V•••••••• L•• · Memberdirect · owns less than 5%
- V•• O• F••• I• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 14 | 0 | 0 | ||
| Bethesda, Md | 4 | 0 | 0 | ||
| Dallas, Tx | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bethesda, MD3 employees
- Dallas, TX2 employees
- Greenwich, CT1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 28, 2026E••••• M••••••• H••• (MANAGER) appeared on Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 28, 2026K••••• C•••••••• (ELECTED MANAGER) left Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 28, 2026J••••• J•••••• D•••••• (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 28, 2026K••••• T••••••• B•••••• (SHAREHOLDER AND ELECTED MANAGER) left Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 28, 2026K•••••• T•••••• D• (SHAREHOLDER AND ELECTED MANAGER) left Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 28, 2026F•••••• C••••••• J••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-06-20 and 2026-08-28peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 934 to 1,228Aug 22, 2025 to Mar 30, 2026
- Advisory activities · 5 to 6Aug 22, 2025 to Mar 30, 2026
- Corporate clients · 10 to 12Aug 22, 2025 to Mar 30, 2026
- HNW clients · 142 to 175Aug 22, 2025 to Mar 30, 2026
- Individual clients · 24 to 43Aug 22, 2025 to Mar 30, 2026
- Assets in custody · unset to 1249289018.0Aug 22, 2025 to Mar 30, 2026
- Custody of client assets · false to trueAug 22, 2025 to Mar 30, 2026
- Employees · 21 to 22Aug 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $2.2BAug 22, 2025 to Mar 30, 2026
- HNW RAUM · $1.3B to $1.9BAug 22, 2025 to Mar 30, 2026
- Individual RAUM · $8.7M to $18.5MAug 22, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $26.0M to $39.7MAug 22, 2025 to Mar 30, 2026
- Pension RAUM · $13.2M to $14.6MAug 22, 2025 to Mar 30, 2026
- RAUM · $1.7B to $2.3BAug 22, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Mar 20, 2025 to Jun 4, 2025
- Accounts · 957 to 934Feb 18, 2025 to Mar 20, 2025
- Corporate clients · 8 to 10Feb 18, 2025 to Mar 20, 2025
- HNW clients · 92 to 142Feb 18, 2025 to Mar 20, 2025
- Individual clients · 23 to 24Feb 18, 2025 to Mar 20, 2025
- Financial planning clients · 0 to 1-10Feb 18, 2025 to Mar 20, 2025
- Other offices · 3 to 5Feb 18, 2025 to Mar 20, 2025
- Discretionary RAUM · $1.7B to $1.6BFeb 18, 2025 to Mar 20, 2025
- HNW RAUM · $1.1B to $1.3BFeb 18, 2025 to Mar 20, 2025
- Individual RAUM · $8.5M to $8.7MFeb 18, 2025 to Mar 20, 2025
- Non-discretionary RAUM · $8.8M to $26.0MFeb 18, 2025 to Mar 20, 2025
- Pension RAUM · $13.2M to $13.2MFeb 18, 2025 to Mar 20, 2025
- RAUM · $1.7B to $1.7BFeb 18, 2025 to Mar 20, 2025
- Related adviser · true to falseFeb 18, 2025 to Mar 20, 2025
- Accounts · 525 to 957Oct 17, 2024 to Jan 8, 2025
- Advisory employees · 11 to 12Oct 17, 2024 to Jan 8, 2025
- HNW clients · 84 to 92Oct 17, 2024 to Jan 8, 2025
- Individual clients · 16 to 23Oct 17, 2024 to Jan 8, 2025
- Pension plan clients · unset to 1.0Oct 17, 2024 to Jan 8, 2025
- Employees · 18 to 21Oct 17, 2024 to Jan 8, 2025
- Discretionary RAUM · $908M to $1.7BOct 17, 2024 to Jan 8, 2025
- HNW RAUM · $680M to $1.1BOct 17, 2024 to Jan 8, 2025
- Individual RAUM · $2.9M to $8.5MOct 17, 2024 to Jan 8, 2025
- Non-discretionary RAUM · $8.7M to $8.8MOct 17, 2024 to Jan 8, 2025
- Pension RAUM · $9.9M to $13.2MOct 17, 2024 to Jan 8, 2025
- RAUM · $917M to $1.7BOct 17, 2024 to Jan 8, 2025
Signals
12 dated events
- F•••••• C•••••• reported RAUM $2.3B, up 38% from $1.7B (2025-08-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- F•••••• C•••••• reported RAUM $1.7B, up 83% from $917.2M (2024-10-17 to 2025-01-08)Jan 8, 2025 · RAUM change · derived
- F•••••• C•••••• reported RAUM $917.2M, up 32% from $697.3M (2023-11-13 to 2024-03-04)Mar 4, 2024 · RAUM change · derived
- Tyler Maxwell Smith (Chief Operating Officer) no longer on Schedule A of F•••••• C•••••• (listed 2023-10-23, absent 2023-11-13)Nov 13, 2023 · Control person left · inference
- Cassandra Kneen (Elected Manager) appeared on Schedule A of F•••••• C••••••Jun 20, 2023 · Control person joined · fact
- Barnard Timothy Kneen (Shareholder And Elected Manager) appeared on Schedule A of F•••••• C••••••Jun 20, 2023 · Control person joined · fact
- D T••••• K••••• (Shareholder And Elected Manager) appeared on Schedule A of F•••••• C••••••Jun 20, 2023 · Control person joined · fact
- F•••••• C•••••• reported RAUM $602.0M, up 74% from $345.5M (2023-04-04 to 2023-06-20)Jun 20, 2023 · RAUM change · derived
- F•••••• C•••••• reported RAUM $345.5M, up 102% from $171.0M (2022-11-15 to 2023-01-09)Jan 9, 2023 · RAUM change · derived
- Tyler Maxwell Smith (Chief Operating Officer) appeared on Schedule A of F•••••• C••••••Oct 14, 2022 · Control person joined · fact
- 2 advisors left W•••• F•••• A••••••• (Tampa, FL) for F•••••• C•••••• a day apartAug 17, 2022 · Team lift-out · derived
- F•••••• C•••••• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@fideliscapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 314-377-5545reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-293-2719reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 202-571-5807reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fidelis-capital-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fideliscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-934-6246reportedpublic record, Form ADV, Aug 28, 2026
- Contact form
- fideliscapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fideliscapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $163Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026