DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fidelis Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin Derrick JonesLevel Four Advisory Services BD affiliatedFidelis Capital independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2022Jan 3, 2023 (49 d)
Paul J AyotteWells Fargo Advisors wirehouseFidelis Capital no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 18, 2022Sep 9, 2022
Matthew Blake MichaelsWells Fargo Advisors wirehouseFidelis Capital no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 17, 2022Aug 29, 2022
Matthew Hoyt EllisWells Fargo Advisors wirehouseFidelis Capital independent RIAWirehouse to independent RIAMay 2, 2022Mar 21, 2024 (689 d)
Richard F SimonettiWells Fargo Advisors wirehouseFidelis Capital independent RIAWirehouse to independent RIAJun 7, 2021Apr 27, 2023 (689 d)
Michael Joseph SellersHighline Wealth Management, LLC otherFidelis Capital independent RIAOtherOct 31, 2008Jan 5, 2024 (5544 d)
Douglas Anthony RothermichAdvice And Planning Services otherFidelis Capital independent RIAOtherApr 15, 2008Jun 6, 2024 (5896 d)
Christopher Gerald GunsterAllegiance Capital Customized Investments unclassifiedFidelis Capital independent RIAOtherNov 8, 2007Sep 14, 2023 (5789 d)
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8 moves match.