DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aurelius Family Office, LLC
Latest filing Jul 23, 2026
First filing on the tape Sep 2, 2022 · 27 filings
SEC status approved since Oct 3, 2022
RAUM
$315M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$304M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$63.1M
derived; firm RAUM over IAPD count
Employees
8
1 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$315M as of Jul 23, 2026
Feb 14, 2023$114M then
HNW client RAUM$273M as of Jul 23, 2026
Feb 14, 2023$104M then
State-registered IARs (5.B.3)5 as of Jul 23, 2026
Feb 14, 20232 then
Employees (5.A)8 as of Jul 23, 2026
Feb 14, 20236 then
Private funds: no history
RAUM +19% over the last fiscal year+41% a year over threeIARs 5 to 5offices 5 to 7
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $63.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 0.6derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $83.0M, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M87%
- Individuals$31.0M9.8%
- Pension and profit-sharing plans$10.8M3.4%
- Individual clients
- 81reported
- HNW clients
- 84reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 167reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.0M for 56 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Andrew Witaschek | Tullahoma, Tn | Oct 3, 2022 | 42 y | 2 |
| Gregory George BarishianCertified Financial Planner | Bedford, Nh | May 16, 2023 | 18 y | 2 |
| Jacob Haras Alden | Bedford, Nh | Feb 13, 2024 | 16 y | 0 |
| James Morgan RogersChartered Financial Analyst | Shreveport, La | Aug 12, 2025 | 13 y | 4 |
| Lanita Lynn WheetleyCertified Financial Planner | Bedford, Nh | Jul 23, 2026 | 11 y | 6 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Melissa A Geracimos to Cetera Investment Advisers LLCJul 7, 2026 · RIA to affiliated broker-dealer or bank
- Timothy Peter Marcinek to Cambridge Investment Research Advisors, Inc.Apr 5, 2023 · RIA to affiliated broker-dealer or bank
- Robert Richard Cordeau to Mclean Asset Management Corp.Jan 3, 2023 · Other
Joined, latest
- Lanita Lynn Wheetley from Cogent Private WealthJul 23, 2026 · RIA to RIA
- James Morgan Rogers from Accelerated Wealth Advisors LLCAug 12, 2025 · RIA to RIA
- Melissa A Geracimos from Charles Schwab & Co., Inc.Feb 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Gregory George Barishian from Commonwealth Financial NetworkMay 16, 2023 · Affiliated broker-dealer or bank to independent RIA
- Timothy Peter Marcinek from Mclean Asset Management Corp.Oct 4, 2022 · RIA to a newly registered adviser
- Robert Richard Cordeau from Mclean Asset Management Corp.Oct 3, 2022 · RIA to a newly registered adviser
- Mark Andrew Witaschek from Mclean Asset Management Corp.Oct 3, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Mclean Asset Management Corp.Dec 31, 2022 · Bedford, Nh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Brenda Winslow · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- Andrew Mark Witaschek · Membercontrolsince 08/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Nh · principal | 5 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing Jul 23, 2026offices per registered advisor of 1.6 against a peer median of 0.6 (577 comparable advisers, 99.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (577) · 99% percentile
- account count collapseChange between filings · filing Mar 4, 2026accounts (Item 5.F.2.f) moved from 660.0 to 167.0 (-75.0%) between the annual amendments of 2025-03-03 and 2026-03-04; the peer median change was +5.0% (3688 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 0.7% percentile
What changed
consecutive filings, newest first
- Other offices · 6 to 7Mar 4, 2026 to Jul 23, 2026
- Accounts · 660 to 167Jan 5, 2026 to Mar 4, 2026
- Advisory employees · 5 to 1Jan 5, 2026 to Mar 4, 2026
- Advisory activities · 5 to 4Jan 5, 2026 to Mar 4, 2026
- HNW clients · 70 to 84Jan 5, 2026 to Mar 4, 2026
- Individual clients · 84 to 81Jan 5, 2026 to Mar 4, 2026
- Commission compensation · true to falseJan 5, 2026 to Mar 4, 2026
- Assets in custody · $27.4M to $83.0MJan 5, 2026 to Mar 4, 2026
- Employees · 9 to 8Jan 5, 2026 to Mar 4, 2026
- Financial planning clients · 0 to 101-250Jan 5, 2026 to Mar 4, 2026
- Other offices · 5 to 6Jan 5, 2026 to Mar 4, 2026
- Discretionary RAUM · $266M to $305MJan 5, 2026 to Mar 4, 2026
- HNW RAUM · $223M to $273MJan 5, 2026 to Mar 4, 2026
- Individual RAUM · $34.7M to $31.0MJan 5, 2026 to Mar 4, 2026
- Non-discretionary RAUM · $0 to $10.4MJan 5, 2026 to Mar 4, 2026
- Pension RAUM · $8.6M to $10.8MJan 5, 2026 to Mar 4, 2026
- RAUM · $266M to $315MJan 5, 2026 to Mar 4, 2026
- Commission compensation · false to trueAug 4, 2025 to Nov 11, 2025
- Financial planning clients · 0 to 0Aug 4, 2025 to Nov 11, 2025
- Accounts · 601 to 660Nov 6, 2024 to Mar 3, 2025
- HNW clients · 67 to 70Nov 6, 2024 to Mar 3, 2025
- Individual clients · 94 to 84Nov 6, 2024 to Mar 3, 2025
- Assets in custody · $46.2M to $27.4MNov 6, 2024 to Mar 3, 2025
- Other offices · 4 to 5Nov 6, 2024 to Mar 3, 2025
- Discretionary RAUM · $237M to $266MNov 6, 2024 to Mar 3, 2025
- HNW RAUM · $200M to $223MNov 6, 2024 to Mar 3, 2025
- Individual RAUM · $29.9M to $34.7MNov 6, 2024 to Mar 3, 2025
- Pension RAUM · $7.0M to $8.6MNov 6, 2024 to Mar 3, 2025
- RAUM · $237M to $266MNov 6, 2024 to Mar 3, 2025
- Other offices · 5 to 4Oct 16, 2024 to Nov 6, 2024
- Advisory activities · 4 to 5Jun 26, 2024 to Oct 16, 2024
- Financial planning clients · unset to 0Jun 26, 2024 to Oct 16, 2024
- Other offices · 4 to 5Mar 16, 2024 to Jun 26, 2024
- Accounts · 179 to 601Dec 26, 2023 to Mar 16, 2024
- Advisory employees · 2 to 5Dec 26, 2023 to Mar 16, 2024
- HNW clients · 29 to 67Dec 26, 2023 to Mar 16, 2024
- Individual clients · 22 to 94Dec 26, 2023 to Mar 16, 2024
- Pension plan clients · unset to 2.0Dec 26, 2023 to Mar 16, 2024
- Assets in custody · $40.0M to $46.2MDec 26, 2023 to Mar 16, 2024
- Employees · 6 to 9Dec 26, 2023 to Mar 16, 2024
Signals
6 dated events
- Melissa A Geracimos left Aurelius Family Office, Llc for Cetera Investment Advisers Llc (registered 2026-09-04)Jul 7, 2026 · Advisor changed firm · fact
- Aurelius Family Office, Llc reported RAUM $237.3M, up 109% from $113.6M (2023-12-26 to 2024-03-16)Mar 16, 2024 · RAUM change · derived
- Timothy Peter Marcinek left Aurelius Family Office, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-04-13)Apr 5, 2023 · Advisor changed firm · fact
- Robert Richard Cordeau left Aurelius Family Office, Llc for Mclean Asset Management Corp. (registered 2023-01-03)Jan 3, 2023 · Advisor changed firm · fact
- 2 advisors left Mclean Asset Management Corp. (Bedford, NH) for Aurelius Family Office, LLC on the same dayDec 31, 2022 · Team lift-out · derived
- Aurelius Family Office, Llc filed its initial SEC registration (Form ADV)Sep 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Aurelius Family Office, LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@aurelius.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 603-413-6060reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/aurelius-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Website
- aurelius.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 603-413-6060reportedpublic record, Form ADV, Jul 23, 2026
- Contact form
- aurelius.net/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- aurelius.net/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026