DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oneascent Capital
Legal name Oneascent Capital LLC
Latest filing Mar 19, 2026
First filing on the tape Sep 13, 2022 · 9 filings
SEC status approved since Oct 13, 2022
RAUM
$55.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$27.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$55.6M as of Mar 19, 2026
Mar 14, 2023$15.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 14, 20230 then
Employees (5.A)1 as of Mar 19, 2026
Mar 14, 20231 then
Private funds2 as of Mar 19, 2026
Mar 14, 20232 then
RAUM +111% over the last fiscal year+52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $27.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +111%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $24.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$31.5M57%
- Pooled investment vehicles$24.1M43%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24.1M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Oneascent Capital Impact Fund I LP | Other Private Fund | $17.8M | 59 | Sep 13, 2022 |
| Oac Evergreen, LLC | Private Equity Fund | $4.0M | 11 | Sep 20, 2024 |
| Oac Pathway LLC | Private Equity Fund | $3.5M | 12 | Sep 13, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Wayne Robert Grubb · Chief Operating Officercontrolsince 02/2017 · owns less than 5%
- James Coleman Pearson · Presidentcontrolsince 01/2022 · owns less than 5%
- Noble Harry Pearson · Managing Membercontrolsince 02/2017 · owns less than 5%
- Cooper Ashleigh Swayze · Chief Compliance Officercontrolsince 02/2017 · owns less than 5%
- Noble Harry Pearson · Ownercontrolsince 02/2016 · owns 75% or more of Oneacsent Holding LLC
Entity owners
- Oneacsent Holding LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Oneascent Family Officesinvestment advisernRAUM $544M
- Oneascent Financial Services LLCinvestment advisernRAUM $3.5B
- Oneascent Investment Solutions, LLCinvestment advisernRAUM $987M
- Oneascent Wealth Managementinvestment advisernRAUM $476M
Advisers that list Oneascent Capital as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 3Oct 7, 2025 to Mar 19, 2026
- Pooled vehicle clients · 3 to 2Oct 7, 2025 to Mar 19, 2026
- Assets in custody · $26.2M to $24.1MOct 7, 2025 to Mar 19, 2026
- Private funds · 3 to 2Oct 7, 2025 to Mar 19, 2026
- Discretionary RAUM · $26.3M to $55.6MOct 7, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $26.2M to $24.1MOct 7, 2025 to Mar 19, 2026
- RAUM · $26.3M to $55.6MOct 7, 2025 to Mar 19, 2026
- Accounts · 2 to 4Sep 20, 2024 to Mar 21, 2025
- Advisory activities · 1 to 2Sep 20, 2024 to Mar 21, 2025
- Pooled vehicle clients · 2 to 3Sep 20, 2024 to Mar 21, 2025
- Assets in custody · $21.3M to $26.2MSep 20, 2024 to Mar 21, 2025
- Financial planning clients · unset to Sep 20, 2024 to Mar 21, 2025
- Discretionary RAUM · $21.3M to $26.3MSep 20, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $21.3M to $26.2MSep 20, 2024 to Mar 21, 2025
- RAUM · $21.3M to $26.3MSep 20, 2024 to Mar 21, 2025
- Private funds · 2 to 3Mar 19, 2024 to Sep 20, 2024
- Assets in custody · $15.7M to $21.3MJan 8, 2024 to Mar 19, 2024
- Discretionary RAUM · $15.7M to $21.3MJan 8, 2024 to Mar 19, 2024
- Pooled vehicle RAUM · $15.7M to $21.3MJan 8, 2024 to Mar 19, 2024
- RAUM · $15.7M to $21.3MJan 8, 2024 to Mar 19, 2024
- Accounts · 1 to 2Oct 21, 2022 to Mar 14, 2023
- Pooled vehicle clients · 1 to 2Oct 21, 2022 to Mar 14, 2023
- Assets in custody · $13.0M to $15.7MOct 21, 2022 to Mar 14, 2023
- Financial planning clients · 0 to unsetOct 21, 2022 to Mar 14, 2023
- Discretionary RAUM · $9.7M to $15.7MOct 21, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $9.7M to $15.7MOct 21, 2022 to Mar 14, 2023
- RAUM · $9.7M to $15.7MOct 21, 2022 to Mar 14, 2023
- Assets in custody · $9.7M to $13.0MSep 13, 2022 to Oct 21, 2022
Signals
1 dated events
- Oneascent Capital filed its initial SEC registration (Form ADV)Sep 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Oneascent Capital · Independent Sponsorsshared crd · capital_provider
- Oneascent Capital · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- oneascent.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 2058471343reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026