DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1••• P•••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Apr 30, 2024 · 7 filings
SEC status approved since May 29, 2024
RAUM
$323M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$323M as of Jun 30, 2026
Mar 31, 2025$302M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 31, 20250 then
Employees (5.A)4 as of Jun 30, 2026
Mar 31, 20253 then
Private funds7 as of Jun 30, 2026
Mar 31, 20257 then
RAUM +7.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $323M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$323M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $323M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• S••• L•• | Private Equity Fund | $126M | 262 | 2•••-03-01 |
| M•••••• 2••• P•••••• O••••••••• F••• L• | Private Equity Fund | $33.8M | 48 | 2•••-03-30 |
| M••• 2•••• L• | Private Equity Fund | $33.4M | 79 | 2•••-03-01 |
| M••• 2•••• L• | Private Equity Fund | $30.8M | 85 | Mar 29, 2024 |
| M•••••• 2••• P•••••• O••••••••• F•••• L• | Private Equity Fund | $28.7M | 93 | 2•••-03-30 |
| M•••••• 2••• P•••••• O••••••••• F•••• L• | Private Equity Fund | $19.8M | 79 | 2•••-03-29 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• M•••• C•••••••• · Managing Directorcontrolsince 11/2••• · owns less than 5%
- B•••••••• M•••••• C••••••••• · Elected Managercontrolsince 04/2008 · owns F of 1••• H•••••••• L••
- S•••••••• B•••••••• J• · Ccosince 04/2024 · owns less than 5%
Entity owners
- M•••••• I••••••••• L•• · Managing Memberdirect · owns 75% or more
- 1••• H•••••••• L•• · Managing Memberindirect · owns 75% or more of M•••••• I••••••••• L••
Related persons
Schedule D 7.A
- F•••••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsornRAUM $148M
- M•••••• A•••••• N••••••investment advisernRAUM $9.6B
- M•••••• I•••••••• R••••••••• L••real estaten
- M•••••• I•••••••••investment advisernRAUM $7.3B
- M•••••• T•••• C••••••• L••n
- M•••••• W•••••investment advisern
- M••••••investment adviserinsurancepooled vehicle sponsorLP sponsornRAUM $125B
- M•••• L••broker-dealern
- U••••••• M••••••••• L•investment adviserpooled vehicle sponsorn
Advisers that list 1••• P•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Jul 1, 2025 to Mar 31, 2026
- Assets in custody · $302M to $323MJul 1, 2025 to Mar 31, 2026
- Employees · 3 to 4Jul 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $310M to $323MJul 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $310M to $323MJul 1, 2025 to Mar 31, 2026
- RAUM · $310M to $323MJul 1, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jun 6, 2025 to Jul 1, 2025
- Discretionary RAUM · $302M to $310MMar 31, 2025 to May 9, 2025
- Pooled vehicle RAUM · $302M to $310MMar 31, 2025 to May 9, 2025
- RAUM · $302M to $310MMar 31, 2025 to May 9, 2025
- Employees · 2 to 3Apr 30, 2024 to Mar 31, 2025
- Private funds · 12 to 7Apr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $258M to $302MApr 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $258M to $302MApr 30, 2024 to Mar 31, 2025
- RAUM · $258M to $302MApr 30, 2024 to Mar 31, 2025
- Accounts · 6 to 7Apr 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 7Apr 30, 2024 to Mar 31, 2025
- Assets in custody · $258M to $302MApr 30, 2024 to Mar 31, 2025
Signals
1 dated events
- 1••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- 1••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 1248partners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 9139045500reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026