DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Three Seasons Wealth
Latest filing Mar 10, 2026
First filing on the tape Apr 14, 2023 · 11 filings
SEC status approved since May 12, 2023
RAUM
$1.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$1.2B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$176M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$1.2B as of Mar 10, 2026
Mar 29, 2024$250M then
HNW client RAUM$1.2B as of Mar 10, 2026
Mar 29, 2024$208M then
State-registered IARs (5.B.3)7 as of Mar 10, 2026
Mar 29, 20244 then
Employees (5.A)14 as of Mar 10, 2026
Mar 29, 20248 then
Private funds: no history
RAUM +241% over the last fiscal yearIARs 5 to 7
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- $176MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +241%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $5.8MreportedItem 5.I
- Custody
- $147M, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B95%
- Individuals$53.2M4.3%
- Corporations and businesses$6.5M0.5%
- Charitable organizations$995,9330.1%
- Pension and profit-sharing plans$509,2570.0%
- Individual clients
- 235reported
- HNW clients
- 137reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 879reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $147M for 41 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dustin Michael Gordon | Salt Lake City, Ut | Jul 10, 2023 | 13 y | 2 |
| Tory Vaughn Parke | Salt Lake City, Ut | Jul 10, 2023 | 13 y | 1 |
| Jaycee Don Carroll | Salt Lake City, Ut | Jul 10, 2023 | 15 y | 1 |
| Daniel Kent De Mille | Salt Lake City, Ut | Jun 18, 2024 | 14 y | 2 |
| Kyle D GloverCertified Financial Planner | Salt Lake City, Ut | Sep 13, 2024 | 28 y | 2 |
| Theresa Marie Sommerdyke | Salt Lake City, Ut | Apr 25, 2025 | 33 y | 5 |
| Wendell Drew Hill | Salt Lake City, Ut | Dec 12, 2025 | 20 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Wendell Drew Hill from Planmember Securities CorporationDec 12, 2025 · RIA to RIA
- Theresa Marie Sommerdyke from Morgan StanleyApr 25, 2025 · Wirehouse to independent RIA
- Kyle D Glover from Morgan StanleySep 13, 2024 · Wirehouse to independent RIA
- Daniel Kent De Mille from Morgan StanleyJun 18, 2024 · Wirehouse to independent RIA
- Jaycee Don Carroll from Wells Fargo AdvisorsJul 10, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Tory Vaughn Parke from Wells Fargo AdvisorsJul 10, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Dustin Michael Gordon from Wells Fargo AdvisorsJul 10, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Wells Fargo AdvisorsJul 19, 2023 · Holladay, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vaughn Tory Parke · Member/Chief Compliance Officercontrolsince 04/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 10, 2026RAUM (Item 5.F) moved from $361,708,421 to $1,233,841,276 (+241.0%) between the annual amendments of 2025-03-31 and 2026-03-10; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 770 to 879Nov 14, 2025 to Mar 10, 2026
- Advisory employees · 6 to 7Nov 14, 2025 to Mar 10, 2026
- Corporate clients · 7 to 18Nov 14, 2025 to Mar 10, 2026
- HNW clients · 121 to 137Nov 14, 2025 to Mar 10, 2026
- Individual clients · 199 to 235Nov 14, 2025 to Mar 10, 2026
- Assets in custody · $139M to $147MNov 14, 2025 to Mar 10, 2026
- Employees · 7 to 14Nov 14, 2025 to Mar 10, 2026
- State-registered IARs · 5 to 7Nov 14, 2025 to Mar 10, 2026
- Discretionary RAUM · $340M to $1.2BNov 14, 2025 to Mar 10, 2026
- HNW RAUM · $313M to $1.2BNov 14, 2025 to Mar 10, 2026
- Individual RAUM · $42.5M to $53.2MNov 14, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $22.2M to $31.2MNov 14, 2025 to Mar 10, 2026
- Pension RAUM · $358,082 to $509,257Nov 14, 2025 to Mar 10, 2026
- RAUM · $362M to $1.2BNov 14, 2025 to Mar 10, 2026
- Assets in custody · $28.1M to $139MAug 5, 2025 to Nov 14, 2025
- Financial planning clients · 0 to 0Aug 5, 2025 to Nov 14, 2025
- Accounts · 649 to 770Jun 3, 2024 to Mar 31, 2025
- Advisory employees · 4 to 6Jun 3, 2024 to Mar 31, 2025
- BD registered reps · 1 to 0Jun 3, 2024 to Mar 31, 2025
- HNW clients · 102 to 121Jun 3, 2024 to Mar 31, 2025
- Individual clients · 168 to 199Jun 3, 2024 to Mar 31, 2025
- Assets in custody · $27.1M to $28.1MJun 3, 2024 to Mar 31, 2025
- Employees · 8 to 7Jun 3, 2024 to Mar 31, 2025
- State-registered IARs · 4 to 5Jun 3, 2024 to Mar 31, 2025
- Other offices · 1 to 0Jun 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $241M to $340MJun 3, 2024 to Mar 31, 2025
- HNW RAUM · $208M to $313MJun 3, 2024 to Mar 31, 2025
- Individual RAUM · $36.6M to $42.5MJun 3, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $8.5M to $22.2MJun 3, 2024 to Mar 31, 2025
- Pension RAUM · $211,656 to $358,082Jun 3, 2024 to Mar 31, 2025
- RAUM · $250M to $362MJun 3, 2024 to Mar 31, 2025
- Accounts · 697 to 649Sep 11, 2023 to Mar 29, 2024
- Advisory employees · 3 to 4Sep 11, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Sep 11, 2023 to Mar 29, 2024
- Corporate clients · 6 to 7Sep 11, 2023 to Mar 29, 2024
- Individual clients · 150 to 168Sep 11, 2023 to Mar 29, 2024
- Assets in custody · $52.7M to $27.1MSep 11, 2023 to Mar 29, 2024
- Employees · 5 to 8Sep 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $235M to $241MSep 11, 2023 to Mar 29, 2024
- HNW RAUM · $195M to $208MSep 11, 2023 to Mar 29, 2024
Signals
4 dated events
- Three Seasons Wealth reported RAUM $1.2B, up 241% from $361.7M (2025-11-14 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- Three Seasons Wealth reported RAUM $361.7M, up 45% from $250.0M (2024-06-03 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- 3 advisors left Wells Fargo Advisors (Holladay, UT) for Three Seasons Wealth within 6 daysJul 19, 2023 · Team lift-out · derived
- Three Seasons Wealth filed its initial SEC registration (Form ADV)Apr 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dan@threeseasonswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-214-2968reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-319-6610reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-455-0313reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/three-seasons-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- threeseasonswealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-662-0585reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- threeseasonswealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- threeseasonswealth.com/team/tory-parkereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $176Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026